8-A12B 1 tm2226016d1_8a12b.htm 8-A12B

 

UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

 

PURSUANT TO SECTION 12(b) OR (g) OF THE

 

SECURITIES EXCHANGE ACT OF 1934

 

 

 

 

Schwab Strategic Trust

 

(Exact name of registrant as specified in its charter)

 

 

 

 

Delaware

 

(State of incorporation or organization)

See Below

 

(IRS Employer Identification No.)

   

211 Main Street

 

San Francisco, California

 

(Address of principal executive offices)

 

 

94105

 

(Zip Code)

 

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

 

Title of each class to be so registered

Name of exchange on which each

 

class is to be registered

IRS Employer

 

Identification Number

Schwab® Municipal Bond ETF NYSE Arca, Inc. 88-3779545

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨

 

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨

 

 

Securities Act registration statement file number to which this form relates: 333-160595

 

 

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 

 

Item 1. Description of Registrant’s Securities to be Registered.

 

Reference is made to Post-Effective Amendment No. 151 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0001104659-22-103375) on September 28, 2022 (Securities Act file number 333-160595 and Investment Company Act file number 811-22311), which is incorporated herein by reference.

 

Item 2. Exhibits.

 

A.Registrant’s Certificate of Trust, dated January 27, 2009, is incorporated herein by reference to Exhibit (a)(1) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.

 

B.Registrant’s Amended and Restated Agreement and Declaration of Trust, dated October 12, 2009, is incorporated herein by reference to Exhibit (a)(3) of Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-053288) on October 27, 2009.

 

C.Registrant’s By-Laws, dated January 26, 2009, are incorporated herein by reference to Exhibit (b) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.

 

 

 

 

SIGNATURE

 

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

Schwab Strategic Trust

   
  Registrant
   
   
Date: September 28, 2022 By: /s/ Jonathan de St. Paer
    Jonathan de St. Paer, President and Chief Executive Officer