0001104659-24-027756.txt : 20240226 0001104659-24-027756.hdr.sgml : 20240226 20240226212958 ACCESSION NUMBER: 0001104659-24-027756 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230307 FILED AS OF DATE: 20240226 DATE AS OF CHANGE: 20240226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hopgood Daniel Roy CENTRAL INDEX KEY: 0001454513 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54863 FILM NUMBER: 24681616 MAIL ADDRESS: STREET 1: 2135 WEST MAPLE ROAD CITY: TROY STATE: MI ZIP: 48084-7186 FORMER NAME: FORMER CONFORMED NAME: Hopgood Daniel Ray DATE OF NAME CHANGE: 20090122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eaton Corp plc CENTRAL INDEX KEY: 0001551182 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] ORGANIZATION NAME: 06 Technology IRS NUMBER: 981059235 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 BUSINESS PHONE: 353 1637 2900 MAIL ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 FORMER COMPANY: FORMER CONFORMED NAME: Eaton Corp Ltd DATE OF NAME CHANGE: 20120530 4 1 tm247330-4_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-03-07 0 0001551182 Eaton Corp plc ETN 0001454513 Hopgood Daniel Roy 1000 EATON BOULEVARD CLEVELAND OH 44122 0 1 0 0 See Remarks below. 0 Ordinary Shares 2023-03-07 4 S 0 2500 175.68 D 7797 D Ordinary Shares 2024-02-22 4 M 0 206 0 A 8003 D Ordinary Shares 2024-02-22 4 F 0 73 284.27 D 7930 D Ordinary Shares 2024-02-22 4 M 0 204 0 A 8134 D Ordinary Shares 2024-02-22 4 F 0 63 284.27 D 8071 D Ordinary Shares 2024-02-23 4 M 0 500 0 A 8571 D Ordinary Shares 2024-02-23 4 F 0 150 285.73 D 8421 D Ordinary Shares 309 I by trustee of ESP Restricted Stock Units 0.0 2024-02-22 4 M 0 206 0 D 2023-02-22 Ordinary Shares 206 213 D Restricted Stock Units 0.0 2024-02-22 4 M 0 204 0 D 2024-02-22 Ordinary Shares 204 416 D Restricted Stock Units 0.0 2024-02-23 4 M 0 500 0 D 2022-02-23 Ordinary Shares 500 0 D This field is not applicable. These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. These restricted stock units were granted on February 23, 2021 and vested as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. These ordinary shares are held in the Eaton Savings Plan. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer. /s/ Lizbeth L. Wright, as Attorney-in-Fact 2024-02-26