The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 4,057 | 65,700 | SH | DFND | 1 | 65,700 | 0 | 0 | |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 9,263 | 150,000 | SH | Call | DFND | 1 | 150,000 | 0 | 0 |
APPLIED MICRO CIRCUITS CORP | COM NEW | 03822W406 | 65,282 | 7,913,000 | SH | DFND | 1 | 7,913,000 | 0 | 0 | |
BROADCOM LTD | SHS | Y09827109 | 6,838 | 38,682 | SH | DFND | 1 | 38,682 | 0 | 0 | |
CABOT MICROELECTRONICS CORP | COM | 12709P103 | 3,272 | 51,800 | SH | DFND | 1 | 51,800 | 0 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 12,669 | 150,000 | SH | Put | DFND | 1 | 150,000 | 0 | 0 |
CIENA CORP | COM NEW | 171779309 | 2,453 | 100,500 | SH | DFND | 1 | 100,500 | 0 | 0 | |
COHERENT INC | COM | 192479103 | 4,918 | 35,800 | SH | DFND | 1 | 35,800 | 0 | 0 | |
EMCORE CORP | COM NEW | 290846203 | 2,192 | 252,000 | SH | DFND | 1 | 252,000 | 0 | 0 | |
FITBIT INC | CL A | 33812L102 | 1,830 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
II VI INC | COM | 902104108 | 5,233 | 176,500 | SH | DFND | 1 | 176,500 | 0 | 0 | |
IMMERSION CORP | COM | 452521107 | 13,351 | 1,256,000 | SH | DFND | 1 | 1,256,000 | 0 | 0 | |
IMMERSION CORP | COM | 452521107 | 1,382 | 130,000 | SH | Call | DFND | 1 | 130,000 | 0 | 0 |
IMPINJ INC | COM | 453204109 | 12,475 | 353,000 | SH | DFND | 1 | 353,000 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 5,890 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 4,178 | 50,400 | SH | DFND | 1 | 50,400 | 0 | 0 | |
NEOPHOTONICS CORP | COM | 64051T100 | 832 | 77,000 | SH | DFND | 1 | 77,000 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 5,587 | 45,130 | SH | DFND | 1 | 45,130 | 0 | 0 | |
OCLARO INC | COM NEW | 67555N206 | 3,616 | 404,000 | SH | DFND | 1 | 404,000 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 7,690 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 35,058 | 177,500 | SH | Put | DFND | 1 | 177,500 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 89,412 | 400,000 | SH | Put | DFND | 1 | 400,000 | 0 | 0 |