0001454389-14-000094.txt : 20141114 0001454389-14-000094.hdr.sgml : 20141114 20141114113957 ACCESSION NUMBER: 0001454389-14-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141113 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STONEGATE MORTGAGE CORP CENTRAL INDEX KEY: 0001454389 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 341194858 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9190 PRIORITY WAY WEST DRIVE STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-663-5100 MAIL ADDRESS: STREET 1: 9190 PRIORITY WAY WEST DRIVE STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levinson Sam CENTRAL INDEX KEY: 0001588901 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36116 FILM NUMBER: 141221724 MAIL ADDRESS: STREET 1: 9190 PRIORITY WAY WEST DRIVE STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 4 1 wf-form4_141598318684470.xml FORM 4 X0306 4 2014-11-13 0 0001454389 STONEGATE MORTGAGE CORP SGM 0001588901 Levinson Sam 9190 PRIORITY WAY WEST DRIVE, SUITE 300 INDIANAPOLIS IN 46240 1 0 0 0 Common Stock 2014-11-13 4 P 0 34169 11.703 A 1882868 I See Footnote Represents 580,572 shares of common stock owned by Diaco Investments LP, 1,042,140 shares of common stock currently held of record by Glick Pluchenik 2011 Trust, 35,156 shares of common stock available for immediate purchase at $18.00 per share by Glick Pluchenik 2011 Trust pursuant to the exercise of warrants described above and 225,000 shares of common stock purchased by Siget NY Partners, LP in the initial public offering of the Issuer. Mr. Levinson is (i) the chief investment officer of Siget NY Partners, LP, which is the investment management company for Diaco Investments LP, (ii) a principal and managing partner of Glick Family Investments, a private family office located in New York, New York, which is affiliated with the Glick Pluchenik 2011 Trust, and (iii) an investment manager of Chicheser Fund Limited. /s/ Sam Levinson 2014-11-14