0001454389-14-000094.txt : 20141114
0001454389-14-000094.hdr.sgml : 20141114
20141114113957
ACCESSION NUMBER: 0001454389-14-000094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141113
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STONEGATE MORTGAGE CORP
CENTRAL INDEX KEY: 0001454389
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 341194858
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9190 PRIORITY WAY WEST DRIVE
STREET 2: SUITE 300
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
BUSINESS PHONE: 317-663-5100
MAIL ADDRESS:
STREET 1: 9190 PRIORITY WAY WEST DRIVE
STREET 2: SUITE 300
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levinson Sam
CENTRAL INDEX KEY: 0001588901
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36116
FILM NUMBER: 141221724
MAIL ADDRESS:
STREET 1: 9190 PRIORITY WAY WEST DRIVE
STREET 2: SUITE 300
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
4
1
wf-form4_141598318684470.xml
FORM 4
X0306
4
2014-11-13
0
0001454389
STONEGATE MORTGAGE CORP
SGM
0001588901
Levinson Sam
9190 PRIORITY WAY WEST DRIVE, SUITE 300
INDIANAPOLIS
IN
46240
1
0
0
0
Common Stock
2014-11-13
4
P
0
34169
11.703
A
1882868
I
See Footnote
Represents 580,572 shares of common stock owned by Diaco Investments LP, 1,042,140 shares of common stock currently held of record by Glick Pluchenik 2011 Trust, 35,156 shares of common stock available for immediate purchase at $18.00 per share by Glick Pluchenik 2011 Trust pursuant to the exercise of warrants described above and 225,000 shares of common stock purchased by Siget NY Partners, LP in the initial public offering of the Issuer. Mr. Levinson is (i) the chief investment officer of Siget NY Partners, LP, which is the investment management company for Diaco Investments LP, (ii) a principal and managing partner of Glick Family Investments, a private family office located in New York, New York, which is affiliated with the Glick Pluchenik 2011 Trust, and (iii) an investment manager of Chicheser Fund Limited.
/s/ Sam Levinson
2014-11-14