The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 3,328 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 96,534 | 25,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
AETNA INC NEW | COM | 00817Y108 | 8,352 | 41,172 | SH | DFND | 1 | 41,172 | 0 | 0 | |
AIR TRANSPORT SERVICES GRP I | COM | 00922R105 | 4,105 | 191,178 | SH | DFND | 1 | 191,178 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 9,138 | 124,915 | SH | DFND | 1 | 124,915 | 0 | 0 | |
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 107,746 | 52,688 | PRN | DFND | 1 | 0 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 90,245 | 74,763 | SH | DFND | 1 | 74,763 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 67,237 | 33,568 | SH | DFND | 1 | 33,568 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 2,067 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | 1,308 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 12,437 | 600 | SH | Call | DFND | 1 | 0 | 0 | 0 |
AMGEN INC | COM | 031162100 | 12,437 | 600 | SH | Put | DFND | 1 | 600 | 0 | 0 |
ANALOG DEVICES INC | COM | 032654105 | 6,934 | 74,998 | SH | DFND | 1 | 74,998 | 0 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 12,944 | 1,400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ANALOG DEVICES INC | COM | 032654105 | 12,944 | 1,400 | SH | Put | DFND | 1 | 1,400 | 0 | 0 |
APPLE INC | COM | 037833100 | 61,795 | 273,742 | SH | DFND | 1 | 273,742 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 1,558 | 40,308 | SH | DFND | 1 | 40,308 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 3,865 | 1,000 | SH | Put | DFND | 1 | 1,000 | 0 | 0 |
ARCO PLATFORM LTD | COM CL A | G04553106 | 912 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
ATLAS AIR WORLDWIDE HLDGS IN | COM NEW | 049164205 | 5,517 | 86,545 | SH | DFND | 1 | 86,545 | 0 | 0 | |
AVISTA HEALTHCARE PUB ACQ CO | *W EXP 10/07/202 | G0726L117 | 129 | 646,500 | SH | DFND | 1 | 646,500 | 0 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 7,446 | 255,358 | SH | DFND | 1 | 255,358 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 4,712 | 20,607 | SH | DFND | 1 | 20,607 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 9,147 | 400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
BAIDU INC | SPON ADR REP A | 056752108 | 9,147 | 400 | SH | Put | DFND | 1 | 400 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 13,257 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 32,246 | 332,535 | SH | DFND | 1 | 332,535 | 0 | 0 | |
BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 5,356 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 44,241 | 22,299 | SH | DFND | 1 | 22,299 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 3,968 | 20 | SH | Call | DFND | 1 | 0 | 0 | 0 |
BUNGE LIMITED | COM | G16962105 | 16,957 | 246,797 | SH | DFND | 1 | 246,797 | 0 | 0 | |
CA INC | COM | 12673P105 | 2,684 | 608 | SH | Put | DFND | 1 | 608 | 0 | 0 |
CAPITOL INVT CORP IV | CL A ORD | G18920101 | 17,838 | 1,800,000 | SH | DFND | 1 | 1,800,000 | 0 | 0 | |
CAPITOL INVT CORP IV | *W EXP 01/01/202 | G18920127 | 894 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 11,603 | 1,132,000 | SH | DFND | 1 | 1,132,000 | 0 | 0 | |
CANADIAN PAC RY LTD | COM | 13645T100 | 1,367 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
CARDTRONICS INC | NOTE 1.000%12/0 | 14161HAG3 | 16,050 | 26,555 | PRN | DFND | 1 | 0 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 14,647 | 96,052 | SH | DFND | 1 | 96,052 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 1,436 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
CENTERPOINT ENERGY INC | COM | 15189T107 | 2,765 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
CHURCHILL CAP CORP | UNIT 99/99/9999 | 17142R202 | 10,130 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 2,656 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 8,968 | 1,250 | SH | Put | DFND | 1 | 1,250 | 0 | 0 |
COMMUNITY HEALTH SYS INC NEW | RIGHT 12/31/2019 | 203668116 | 23 | 3,870,885 | SH | DFND | 1 | 3,870,885 | 0 | 0 | |
CREE INC | COM | 225447101 | 14 | 359 | SH | DFND | 1 | 359 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 2,024 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
DIGITAL RLTY TR INC | COM | 253868103 | 11,248 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 15,057 | 128,759 | SH | DFND | 1 | 128,759 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 1,754 | 150 | SH | Put | DFND | 1 | 150 | 0 | 0 |
DITECH HLDG CORP | COM | 25501G105 | 89 | 20,734 | SH | DFND | 1 | 20,734 | 0 | 0 | |
DITECH HLDG CORP | *W EXP 02/09/202 | 25501G113 | 10 | 35,324 | SH | DFND | 1 | 35,324 | 0 | 0 | |
DITECH HLDG CORP | *W EXP 02/09/202 | 25501G121 | 4 | 28,029 | SH | DFND | 1 | 28,029 | 0 | 0 | |
DOCUSIGN INC | COM | 256163106 | 5,783 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | |
D R HORTON INC | COM | 23331A109 | 2,742 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
DROPBOX INC | CL A | 26210C104 | 2,683 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
DUN & BRADSTREET CORP DEL NE | COM | 26483E100 | 1,588 | 11,144 | SH | DFND | 1 | 11,144 | 0 | 0 | |
EASTERLY ACQUISITION CORP | *W EXP 07/29/202 | 27616L110 | 466 | 424,000 | SH | DFND | 1 | 424,000 | 0 | 0 | |
EBAY INC | COM | 278642103 | 12,059 | 365,213 | SH | DFND | 1 | 365,213 | 0 | 0 | |
EBAY INC | COM | 278642103 | 16,015 | 4,850 | SH | Call | DFND | 1 | 0 | 0 | 0 |
EBAY INC | COM | 278642103 | 16,015 | 4,850 | SH | Put | DFND | 1 | 4,850 | 0 | 0 |
ENVISION HEALTHCARE CORP | COM | 29414D100 | 686 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
EURONET WORLDWIDE INC | NOTE 1.500%10/0 | 298736AH2 | 69,045 | 49,730 | PRN | DFND | 1 | 0 | 0 | 0 | |
EVENTBRITE INC | COM CL A | 29975E109 | 1,519 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
EXPEDIA GROUP INC | COM NEW | 30212P303 | 2,401 | 18,400 | SH | DFND | 1 | 18,400 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 2,850 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
FARFETCH LTD | ORD SH CL A | 30744W107 | 2,178 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
FEDERAL STR ACQUISITION CORP | CL A | 31421V107 | 20,220 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
FEDERAL STR ACQUISITION CORP | *W EXP 07/24/202 | 31421V115 | 1,450 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 15,495 | 872,803 | SH | DFND | 1 | 872,803 | 0 | 0 | |
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 35,506 | 20,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
FIREEYE INC | NOTE 1.625% 6/0 | 31816QAD3 | 560 | 2,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
FLOWSERVE CORP | COM | 34354P105 | 10,637 | 194,500 | SH | DFND | 1 | 194,500 | 0 | 0 | |
FLUOR CORP NEW | COM | 343412102 | 8,134 | 140,000 | SH | DFND | 1 | 140,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 1,111 | 33,000 | SH | DFND | 1 | 33,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 3,367 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 12,161 | 1,575 | SH | Call | DFND | 1 | 0 | 0 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 12,161 | 1,575 | SH | Put | DFND | 1 | 1,575 | 0 | 0 |
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 22,973 | 2,250,000 | SH | DFND | 1 | 2,250,000 | 0 | 0 | |
GORES HLDGS II INC | COM CL A | 382867109 | 21,000 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
GORES HLDGS II INC | *W EXP 01/13/202 | 382867117 | 2,120 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 21,733 | 304,132 | SH | DFND | 1 | 120,000 | 0 | 0 | |
GREENBRIER COS INC | COM | 393657101 | 11,705 | 194,763 | SH | DFND | 1 | 194,763 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 14,625 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 850 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 24,336 | 2,400,000 | SH | DFND | 1 | 2,400,000 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 1,787 | 44,079 | SH | DFND | 1 | 44,079 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 6,080 | 1,500 | SH | Put | DFND | 1 | 1,500 | 0 | 0 |
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 13,012 | 238,529 | SH | DFND | 1 | 238,529 | 0 | 0 | |
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 131,440 | 103,750 | PRN | DFND | 1 | 0 | 0 | 0 | |
HCI GROUP INC | COM | 40416E103 | 1,956 | 44,700 | SH | DFND | 1 | 44,700 | 0 | 0 | |
HD SUPPLY HLDGS INC | COM | 40416M105 | 3,209 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 20,694 | 999 | SH | Call | DFND | 1 | 0 | 0 | 0 |
HOME DEPOT INC | COM | 437076102 | 20,694 | 999 | SH | Put | DFND | 1 | 999 | 0 | 0 |
HONEYWELL INTL INC | COM | 438516106 | 4,992 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
HUYA INC | ADS REP SHS A | 44852D108 | 1,179 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 514 | 1,400 | SH | DFND | 1 | 1,400 | 0 | 0 | |
ILLUMINA INC | NOTE 6/1 | 452327AF6 | 8,196 | 5,679 | PRN | DFND | 1 | 0 | 0 | 0 | |
ILLUMINA INC | NOTE 0.500% 6/1 | 452327AH2 | 12,989 | 9,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
INFINERA CORPORATION | COM | 45667G103 | 1,922 | 263,300 | SH | DFND | 1 | 263,300 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 31,754 | 2,100 | SH | Call | DFND | 1 | 0 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 31,754 | 2,100 | SH | Put | DFND | 1 | 2,100 | 0 | 0 |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 13,912 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
INTERXION HOLDING N.V | SHS | N47279109 | 11,441 | 1,700 | SH | Put | DFND | 1 | 1,700 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 10,812 | 252,491 | SH | DFND | 252,491 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 34,256 | 8,000 | SH | Put | DFND | 8,000 | 0 | 0 | |
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 13,492 | 4,000 | SH | Put | DFND | 1 | 4,000 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,120 | 72,705 | SH | DFND | 1 | 72,705 | 0 | 0 | |
ITT INC | COM | 45073V108 | 1,532 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 15,240 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
KIRBY CORP | COM | 497266106 | 6,991 | 85,000 | SH | DFND | 1 | 85,000 | 0 | 0 | |
KROGER CO | COM | 501044101 | 437 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
LANDCADIA HLDGS INC | CL A | 51476W107 | 13,008 | 1,200,000 | SH | DFND | 1 | 1,200,000 | 0 | 0 | |
LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 2,380 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
LEGGETT & PLATT INC | COM | 524660107 | 1,533 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
LEO HOLDINGS CORP | COM CL A | G5463L105 | 10,725 | 1,100,000 | SH | DFND | 1 | 1,100,000 | 0 | 0 | |
LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 699 | 550,000 | SH | DFND | 1 | 550,000 | 0 | 0 | |
LENNOX INTL INC | COM | 526107107 | 2,184 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
LUMENTUM HLDGS INC | COM | 55024U109 | 10,241 | 170,834 | SH | DFND | 1 | 170,834 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | NOTE 1.375%10/1 | 531229AB8 | 40,812 | 35,000 | PRN | DFND | 1 | 35,000 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 24,642 | 36,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 23,538 | 2,050 | SH | Call | DFND | 1 | 0 | 0 | 0 |
LOWES COS INC | COM | 548661107 | 23,538 | 2,050 | SH | Put | DFND | 1 | 2,050 | 0 | 0 |
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 1,906 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 6,002 | 26,960 | SH | DFND | 1 | 26,960 | 0 | 0 | |
MCDERMOTT INTL INC | COM | 580037703 | 3,962 | 215,000 | SH | DFND | 1 | 215,000 | 0 | 0 | |
MERCADOLIBRE INC | NOTE 2.250% 7/0 | 58733RAB8 | 20,160 | 7,462 | PRN | DFND | 1 | 7,462 | 0 | 0 | |
MERITOR INC | COM | 59001K100 | 1,355 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 7,242 | 1,550 | SH | Call | DFND | 1 | 0 | 0 | 0 |
METLIFE INC | COM | 59156R108 | 7,242 | 1,550 | SH | Put | DFND | 1 | 1,550 | 0 | 0 |
MAGNOLIA OIL & GAS CORP | CL A | 559663109 | 13,445 | 895,757 | SH | DFND | 1 | 895,757 | 0 | 0 | |
MAGNOLIA OIL & GAS CORP | *W EXP 07/31/202 | 559663117 | 4,290 | 916,666 | SH | DFND | 1 | 916,666 | 0 | 0 | |
MOSAIC CO NEW | COM | 61945C103 | 7,308 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
MOSAIC ACQUISITION CORP | SHS CL A | G62848109 | 19,540 | 1,999,998 | SH | DFND | 1 | 1,999,998 | 0 | 0 | |
MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | G62848125 | 873 | 666,666 | SH | DFND | 1 | 666,666 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 69,638 | 608,889 | SH | DFND | 1 | 608,889 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 9,150 | 800 | SH | Call | DFND | 1 | 0 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 9,150 | 800 | SH | Put | DFND | 1 | 800 | 0 | 0 |
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 201,170 | 129,695 | PRN | DFND | 1 | 0 | 0 | 0 | |
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 14,610 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 695 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
NICE LTD | SPONSORED ADR | 653656108 | 24,746 | 216,179 | SH | DFND | 1 | 216,179 | 0 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 8,415 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 33,546 | 185,850 | SH | DFND | 1 | 185,850 | 0 | 0 | |
NUTRIEN LTD | COM | 67077M108 | 8,078 | 140,000 | SH | DFND | 1 | 140,000 | 0 | 0 | |
NOVAVAX INC | NOTE 3.750% 2/0 | 670002AB0 | 2,760 | 10,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 12,646 | 450 | SH | Call | DFND | 1 | 0 | 0 | 0 |
NVIDIA CORP | COM | 67066G104 | 12,646 | 450 | SH | Put | DFND | 1 | 450 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 13,845 | 161,932 | SH | DFND | 1 | 161,932 | 0 | 0 | |
OIL STS INTL INC | COM | 678026105 | 7,702 | 232,000 | SH | DFND | 1 | 232,000 | 0 | 0 | |
PINNACLE FOODS INC DEL | COM | 72348P104 | 3,396 | 52,400 | SH | DFND | 1 | 52,400 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 12,340 | 2,800 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PFIZER INC | COM | 717081103 | 12,340 | 2,800 | SH | Put | DFND | 1 | 2,800 | 0 | 0 |
PERFICIENT INC | COM | 71375U101 | 1,913 | 71,800 | SH | DFND | 1 | 71,800 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 6,890 | 680 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PRUDENTIAL FINL INC | COM | 744320102 | 6,890 | 680 | SH | Put | DFND | 1 | 680 | 0 | 0 |
PRAXAIR INC | COM | 74005P104 | 20,091 | 1,250 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 15,585 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
RESTORATION HARDWARE HLDGS I | NOTE 6/1 | 761283AD2 | 28,214 | 25,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 1,405 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
RPM INTL INC | COM | 749685103 | 20,350 | 313,369 | SH | DFND | 1 | 313,369 | 0 | 0 | |
SABAN CAP ACQUISITION CORP | *W EXP 09/21/202 | 78516C114 | 413 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | |
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 10,130 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 88,100 | 553,984 | SH | DFND | 1 | 553,984 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 305 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 4,569 | 750 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SCHLUMBERGER LTD | COM | 806857108 | 4,569 | 750 | SH | Put | DFND | 1 | 750 | 0 | 0 |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 44,595 | 4,500,000 | SH | DFND | 1 | 4,500,000 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 1,605 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
SOLARCITY CORP | NOTE 2.750%11/0 | 83416TAA8 | 21,115 | 44,706 | PRN | DFND | 0 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 6,065 | 1,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SONY CORP | SPONSORED ADR | 835699307 | 6,065 | 1,000 | SH | Put | DFND | 1 | 1,000 | 0 | 0 |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,128 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 10,150 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
SVMK INC | COM | 78489X103 | 1,603 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
STANLEY BLACK & DECKER INC | COM | 854502101 | 3,676 | 25,100 | SH | DFND | 1 | 25,100 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 19,406 | 2,200 | SH | Call | DFND | 1 | 0 | 0 | 0 |
TARGET CORP | COM | 87612E106 | 19,406 | 2,200 | SH | Put | DFND | 1 | 2,200 | 0 | 0 |
TENABLE HLDGS INC | COM | 88025T102 | 1,361 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
TESLA INC | NOTE 0.250% 3/0 | 88160RAB7 | 92,152 | 125,250 | PRN | DFND | 1 | 0 | 0 | 0 | |
TEXTRON INC | COM | 883203101 | 5,360 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
TPG PACE HLDGS CORP | CL A | G89827128 | 23,051 | 2,289,090 | SH | DFND | 1 | 2,289,090 | 0 | 0 | |
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 1,335 | 763,030 | SH | DFND | 1 | 763,030 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 174,018 | 3,756,049 | SH | DFND | 1 | 3,756,049 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 78,761 | 17,000 | SH | Put | DFND | 1 | 17,000 | 0 | 0 |
UBS GROUP AG | SHS | H42097107 | 7,750 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
UNION PAC CORP | COM | 907818108 | 33,249 | 204,193 | SH | DFND | 1 | 204,193 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 13,875 | 749,200 | SH | Call | DFND | 1 | 0 | 0 | 0 |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 6,651 | 62,481 | SH | DFND | 1 | 62,481 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 31,935 | 3,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 31,935 | 3,000 | SH | Put | DFND | 1 | 3,000 | 0 | 0 |
VISA INC | COM CL A | 92826C839 | 5,938 | 39,563 | SH | DFND | 1 | 39,563 | 0 | 0 | |
VIAVI SOLUTIONS INC | COM | 925550105 | 1,826 | 161,000 | SH | DFND | 1 | 161,000 | 0 | 0 | |
VOYA FINL INC | COM | 929089100 | 13,302 | 267,800 | SH | DFND | 1 | 267,800 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 16,070 | 274,510 | SH | DFND | 1 | 274,510 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 11,708 | 2,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
WESTERN DIGITAL CORP | COM | 958102105 | 11,708 | 2,000 | SH | Put | DFND | 1 | 2,000 | 0 | 0 |
WELLS FARGO CO NEW | COM | 949746101 | 1,584 | 30,131 | SH | DFND | 1 | 0 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 10,512 | 2,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
WELLS FARGO CO NEW | COM | 949746101 | 10,512 | 2,000 | SH | Put | DFND | 1 | 2,000 | 0 | 0 |
WHITING PETE CORP NEW | NOTE 1.250% 4/0 | 966387AL6 | 13,919 | 40,940 | PRN | DFND | 1 | 0 | 0 | 0 | |
WALMART INC | COM | 931142103 | 28,173 | 3,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ZENDESK INC | COM | 98936J101 | 2,840 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 1,303 | 325,000 | SH | DFND | 1 | 325,000 | 0 | 0 |