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0001454027-21-000001.txt : 20210216 0001454027-21-000001.hdr.sgml : 20210216 20210216152118 ACCESSION NUMBER: 0001454027-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Verition Fund Management LLC CENTRAL INDEX KEY: 0001454027 IRS NUMBER: 262472334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13309 FILM NUMBER: 21637008 BUSINESS ADDRESS: STREET 1: ONE AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-742-7740 MAIL ADDRESS: STREET 1: ONE AMERICAN LANE CITY: GREENWICH STATE: CT ZIP: 06831 FORMER COMPANY: FORMER CONFORMED NAME: Verition Fund Managegment LLC DATE OF NAME CHANGE: 20090114 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001454027 XXXXXXXX 12-31-2020 12-31-2020 Verition Fund Management LLC

ONE AMERICAN LANE GREENWICH CT 06831

13F HOLDINGS REPORT 028-13309 N William Anderson CFO 203-742-7740 /s/ William Anderson Greenwich CT 02-16-2021 2 1131 11379183 false 1 0001538853 028-20053 MIRABELLA FINANCIAL SERVICES LLP 2 0001754535 028-19350 DeepCurrents Investment Group LLC INFORMATION TABLE 2 13FQ420.xml FILE Q4 10X CAPITAL VENTURE ACQU COR UNIT 10/21/2025 88025V206 799 75000 SH SOLE 75000 0 0 21VIANET GROUP INC SPONSORED ADS A 90138A103 1041 30000 SH SOLE 30000 0 0 2U INC COM 90214J101 1924 48096 SH SOLE 48096 0 0 7GC & CO HOLDINGS INC UNIT 12/23/2025 81786A206 6786 643250 SH SOLE 643250 0 0 7GC & CO HOLDINGS INC UNIT 12/23/2025 81786A206 31 2908 SH OTR 2 0 2908 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 103635 445300 SH Put SOLE 445300 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 178969 769000 SH Call SOLE 769000 0 0 APPLE INC COM 037833100 437864 3299900 SH Put SOLE 3299900 0 0 AAR CORP COM 000361105 1218 33627 SH SOLE 33627 0 0 ABBOTT LABS COM 002824100 1209 11044 SH SOLE 11044 0 0 ABBVIE INC COM 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COM CL A 26142R104 1294 27786 SH SOLE 27786 0 0 DROPBOX INC CL A 26210C104 367 16543 SH SOLE 16543 0 0 DTE ENERGY CO COM 233331107 847 6977 SH SOLE 6977 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 257 2807 SH SOLE 2807 0 0 DUNE ACQUISITION CORP UNIT 10/29/2027 265334201 1530 150000 SH SOLE 150000 0 0 DUNE ACQUISITION CORP UNIT 10/29/2027 265334201 74 7270 SH OTR 2 0 7270 0 DUPONT DE NEMOURS INC COM 26614N102 334 4703 SH SOLE 4703 0 0 DXC TECHNOLOGY CO COM 23355L106 437 16975 SH SOLE 16975 0 0 E MERGE TECHNOLOGY ACQUISITI *W EXP 07/30/202 26873Y112 30 20237 SH SOLE 20237 0 0 E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 1887 184476 SH SOLE 184476 0 0 EAGLE MATLS INC COM 26969P108 507 5000 SH SOLE 5000 0 0 EAST RES ACQUISITION CO *W EXP 07/01/202 274681113 66 57843 SH SOLE 57843 0 0 EAST RES ACQUISITION CO UNIT 07/01/2027 274681204 264 25000 SH SOLE 25000 0 0 EAST RES ACQUISITION CO COM CL A 274681105 2357 232230 SH SOLE 232230 0 0 EASTERN BANKSHARES INC COM 27627N105 443 27160 SH SOLE 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29465E114 46 25800 SH SOLE 25800 0 0 EQUITY DISTR ACQUISITION COR COM CL A 29465E106 1275 124519 SH SOLE 124519 0 0 EQUITY DISTR ACQUISITION COR UNIT 99/99/9999 29465E205 3722 349519 SH SOLE 349519 0 0 EQUITY DISTR ACQUISITION COR UNIT 99/99/9999 29465E205 88 8221 SH OTR 2 0 8221 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 231 3640 SH SOLE 3640 0 0 ESSENT GROUP LTD COM G3198U102 283 6556 SH SOLE 6556 0 0 ESSENTIAL UTILS INC COM 29670G102 6266 132500 SH SOLE 132500 0 0 ETSY INC COM 29786A106 133 750 SH SOLE 750 0 0 ETSY INC COM 29786A106 3491 19622 SH OTR 2 0 19622 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 37399 17585000 PRN SOLE 17585000 0 0 EVERGY INC COM 30034W106 12987 233955 SH SOLE 233955 0 0 EVERQUOTE INC COM CL A 30041R108 1974 52855 SH SOLE 52855 0 0 EVERSOURCE ENERGY COM 30040W108 203 2346 SH SOLE 2346 0 0 EVERTEC INC COM 30040P103 384 9764 SH SOLE 9764 0 0 EVO PMTS INC CL A COM 26927E104 381 14107 SH SOLE 14107 0 0 EVOFEM BIOSCIENCES INC COM 30048L104 362 150000 SH SOLE 150000 0 0 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Call SOLE 305000 0 0 FEDEX CORP COM 31428X106 1984 7643 SH SOLE 7643 0 0 FERRARI N V COM N3167Y103 264 1150 SH SOLE 1150 0 0 FIBROGEN INC COM 31572Q808 1576 42500 SH Call SOLE 42500 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1052 7434 SH SOLE 7434 0 0 FIFTH THIRD BANCORP COM 316773100 4825 174999 SH SOLE 174999 0 0 FINTECH ACQUISITION CORP V UNIT 99/99/9999 31810Q305 2855 266792 SH SOLE 266792 0 0 FINTECH ACQUISITION CORP V UNIT 99/99/9999 31810Q305 78 7270 SH OTR 2 0 7270 0 FIRST BANCORP P R COM NEW 318672706 111 12046 SH SOLE 12046 0 0 FIRST HORIZON CORPORATION COM 320517105 214 16798 SH SOLE 16798 0 0 FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 2747 1861000 PRN SOLE 1861000 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 2429 180735 SH SOLE 180735 0 0 FIRSTENERGY CORP COM 337932107 2688 87807 SH SOLE 87807 0 0 FIRSTMARK HORIZON ACQUISITIO UNIT 99/99/9999 33765Y200 855 75000 SH SOLE 75000 0 0 FIRSTMARK HORIZON ACQUISITIO UNIT 99/99/9999 33765Y200 87 7639 SH OTR 2 0 7639 0 FISERV INC COM 337738108 3503 30770 SH SOLE 30770 0 0 FITBIT INC CL A 33812L102 1110 163200 SH Call SOLE 163200 0 0 FITBIT INC CL A 33812L102 8031 1181100 SH Put SOLE 1181100 0 0 FITBIT INC CL A 33812L102 1636 240519 SH SOLE 240519 0 0 FLUOR CORP NEW COM 343412102 493 30900 SH Put SOLE 30900 0 0 FMC CORP COM NEW 302491303 377 3278 SH SOLE 3278 0 0 FOLEY TRASIMENE ACQUISTN COR COM CL A 34431F104 1790 160099 SH SOLE 160099 0 0 FOLEY TRASIMENE ACQUISITION *W EXP 08/11/202 344328117 138 30000 SH SOLE 30000 0 0 FOLEY TRASIMENE ACQUISTN COR UNIT 99/99/9999 34431F203 284 23898 SH SOLE 23898 0 0 FORD MTR CO DEL COM 345370860 272 31001 SH SOLE 31001 0 0 FORTRESS VALUE ACQUISITION I COM CL A 349642108 1825 170100 SH SOLE 170100 0 0 FORTUNA SILVER MINES INC COM 349915108 1859 225640 SH SOLE 225640 0 0 FORTUNA SILVER MINES INC SDCV 4.650%10/3 349915AA6 753 428000 PRN SOLE 428000 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 828 9665 SH SOLE 9665 0 0 FORUM MERGER III CORP *W EXP 08/24/202 349885111 287 79806 SH SOLE 79806 0 0 FOX CORP CL A COM 35137L105 366 12561 SH SOLE 12561 0 0 FOX CORP CL B COM 35137L204 310 10741 SH SOLE 10741 0 0 FRANCHISE GROUP INC COM 35180X105 468 15356 SH SOLE 15356 0 0 FRANCO NEV CORP COM 351858105 372 2968 SH SOLE 2968 0 0 FREEPORT-MCMORAN INC CL B 35671D857 261 10032 SH SOLE 10032 0 0 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 4315 88565 SH SOLE 88565 0 0 FTAC OLYMPUS ACQUISITION COR CL A SHS G37288100 2575 250000 SH SOLE 250000 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 1255 1000000 PRN SOLE 1000000 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 5706 282621 SH SOLE 282621 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 260 5600 SH Put SOLE 5600 0 0 GAN LTD ORD SHS G3728V109 1257 62000 SH SOLE 62000 0 0 GAP INC COM 364760108 296 14657 SH SOLE 14657 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 582 6214 SH SOLE 6214 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 7348 204000 SH Call SOLE 204000 0 0 GENERAC HLDGS INC COM 368736104 333 1465 SH SOLE 1465 0 0 GENERAL ELECTRIC CO COM 369604103 445 41239 SH SOLE 41239 0 0 GENERAL MLS INC COM 370334104 1373 23350 SH SOLE 23350 0 0 GENERAL MTRS CO COM 37045V100 442 10609 SH SOLE 10609 0 0 GENPACT LIMITED SHS G3922B107 428 10354 SH SOLE 10354 0 0 GENWORTH FINL INC COM CL A 37247D106 299 79206 SH SOLE 79206 0 0 GUESS INC COM 401617105 550 24300 SH Put OTR 2 0 24300 0 GFL ENVIRONMENTAL INC UNIT 99/99/9999T 36168Q120 23678 16915600 SH SOLE 16915600 0 0 GILEAD SCIENCES INC COM 375558103 402 6905 SH SOLE 6905 0 0 SPDR GOLD TR GOLD SHS 78463V107 35672 200000 SH Call SOLE 200000 0 0 GLOBAL PMTS INC COM 37940X102 537 2491 SH SOLE 2491 0 0 GLOBE LIFE INC COM 37959E102 222 2340 SH SOLE 2340 0 0 GLU MOBILE INC COM 379890106 672 74588 SH SOLE 74588 0 0 GENWORTH FINL INC COM CL A 37247D106 242 63900 SH Call SOLE 63900 0 0 GO ACQUISITION CORP COM 362019101 1020 100065 SH SOLE 100065 0 0 GODADDY INC CL A 380237107 468 5640 SH SOLE 5640 0 0 GOLDEN FALCON ACQUISITION CO UNIT 99/99/9999 38102H208 6492 624225 SH SOLE 624225 0 0 GOLDEN FALCON ACQUISITION CO UNIT 99/99/9999 38102H208 76 7270 SH OTR 2 0 7270 0 GOLUB CAP BDC INC COM 38173M102 160 11308 SH SOLE 11308 0 0 ALPHABET INC CAP STK CL A 02079K305 70106 40000 SH Put SOLE 40000 0 0 GORES HLDGS V INC COM CL A 382864106 4524 435000 SH SOLE 435000 0 0 GORES HOLDINGS VI INC UNIT 08/24/2027 38286R204 3180 300000 SH SOLE 300000 0 0 GORES HOLDINGS VI INC UNIT 08/24/2027 38286R204 15 1454 SH OTR 2 0 1454 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 5165 5671000 PRN OTR 2 0 5671000 0 GRACO INC COM 384109104 396 5478 SH SOLE 5478 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 4942 291708 SH SOLE 291708 0 0 GREEN DOT CORP CL A 39304D102 1334 23911 SH SOLE 23911 0 0 GREENTREE HOSPITALITY GROUP SPONSORED ADS 39579V100 562 41939 SH SOLE 41939 0 0 GREIF INC CL A 397624107 797 17005 SH SOLE 17005 0 0 GS ACQUISITION HLDGS CORP II COM CL A 36258Q105 2454 225114 SH SOLE 225114 0 0 GUESS INC NOTE 2.000% 4/1 401617AD7 4640 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220 4582 SH SOLE 4582 0 0 HIGHLAND TRANSCEND PARTNERS UNIT 99/99/9999 G44690116 2100 200000 SH SOLE 200000 0 0 HIGHLAND TRANSCEND PARTNERS UNIT 99/99/9999 G44690116 76 7270 SH OTR 2 0 7270 0 HOLICITY INC COM CL A 435063102 3539 350000 SH SOLE 350000 0 0 HOLICITY INC *W EXP 08/04/202 435063110 154 116630 SH SOLE 116630 0 0 HOLLYFRONTIER CORP COM 436106108 270 10457 SH SOLE 10457 0 0 HOLOGIC INC COM 436440101 426 5846 SH SOLE 5846 0 0 HOME DEPOT INC COM 437076102 2188 8239 SH SOLE 8239 0 0 HONEYWELL INTL INC COM 438516106 659 3100 SH Put OTR 2 0 3100 0 HONEYWELL INTL INC COM 438516106 659 3100 SH Call OTR 2 0 3100 0 HONEYWELL INTL INC COM 438516106 1776 8351 SH SOLE 8351 0 0 HORIZON ACQUISITION CORPORAT SHS CL A G46044106 2534 245300 SH SOLE 245300 0 0 HORIZON ACQUISITION CORPORAT *W EXP 10/19/202 G46044114 108 56756 SH SOLE 56756 0 0 HOST HOTELS & RESORTS INC COM 44107P104 200 13680 SH SOLE 13680 0 0 HOULIHAN LOKEY INC CL A 441593100 263 3911 SH SOLE 3911 0 0 HOWMET AEROSPACE INC COM 443201108 1827 64010 SH SOLE 64010 0 0 HP INC COM 40434L105 1410 57354 SH SOLE 57354 0 0 HPX CORP SHS CL A G32219100 3229 322271 SH SOLE 322271 0 0 HPX CORP *W EXP 07/14/202 G32219126 82 76700 SH SOLE 76700 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 2839 109585 SH SOLE 109585 0 0 HUAZHU GROUP LTD NOTE 0.375%11/0 16949NAC3 572 500000 PRN SOLE 500000 0 0 HUAZHU GROUP LTD NOTE 0.375%11/0 16949NAC3 9612 8401000 PRN OTR 2 0 8401000 0 HUBBELL INC COM 443510607 1780 11352 SH SOLE 11352 0 0 HUDSON EXECUTIVE INVT CORP *W EXP 06/21/202 443761119 136 80331 SH SOLE 80331 0 0 HUDSON EXECUTIVE INVT CORP COM CL A 443761101 3696 341874 SH SOLE 341874 0 0 HUDSON PAC PPTYS INC COM 444097109 347 14438 SH SOLE 14438 0 0 HUMANA INC COM 444859102 1416 3452 SH SOLE 3452 0 0 HUNTINGTON BANCSHARES INC COM 446150104 4841 383325 SH SOLE 383325 0 0 HUTTIG BLDG PRODS INC COM 448451104 240 65500 SH SOLE 65500 0 0 ISHARES TR IBOXX HI YD ETF 464288513 24776 283800 SH Put SOLE 283800 0 0 HYLIION HOLDINGS CORP COMMON STOCK 449109107 366 22210 SH SOLE 22210 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 31470 250000 SH Put SOLE 250000 0 0 ICLICK INTERACTIVE ASIA GROU SPONSORED ADR 45113Y104 722 84500 SH SOLE 84500 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 595 24100 SH Put OTR 2 0 24100 0 ISHARES TR BARCLAYS 7 10 YR 464287440 19192 160000 SH Put SOLE 160000 0 0 IG ACQUISITION CORP *W EXP 10/05/202 449534114 26 16000 SH SOLE 16000 0 0 IHS MARKIT LTD SHS G47567105 1160 12908 SH SOLE 12908 0 0 II-VI INC COM 902104108 292 3841 SH SOLE 3841 0 0 ILLINOIS TOOL WKS INC COM 452308109 358 1755 SH SOLE 1755 0 0 IMMATICS N.V SHS N44445109 162 15000 SH SOLE 15000 0 0 IMMUNIC INC COM 4525EP101 1218 79664 SH SOLE 79664 0 0 IMMUTEP LTD SPONSORED ADS 45257L108 47 15000 SH SOLE 15000 0 0 INFINERA CORP NOTE 2.125% 9/0 45667GAC7 14142 11384000 PRN OTR 2 0 11384000 0 INFLARX NV COM N44821101 503 100000 SH SOLE 100000 0 0 INFINERA CORP COM 45667G103 1005 95900 SH Put OTR 2 0 95900 0 INFOSYS LTD SPONSORED ADR 456788108 2620 154600 SH SOLE 154600 0 0 INGERSOLL RAND INC COM 45687V106 388 8507 SH SOLE 8507 0 0 INGREDION INC COM 457187102 532 6761 SH SOLE 6761 0 0 INSIGHT ENTERPRISES INC NOTE 0.750% 2/1 45765UAB9 1913 1500000 PRN SOLE 1500000 0 0 INSPIRE MED SYS INC COM 457730109 371 1972 SH SOLE 1972 0 0 INSU ACQUISITION CORP III UNIT 12/31/2026 457817302 1465 138594 SH SOLE 138594 0 0 INTEL CORP COM 458140100 2900 58200 SH Call OTR 2 0 58200 0 INTEL CORP COM 458140100 49820 1000000 SH Put SOLE 1000000 0 0 INTEL CORP COM 458140100 50271 1009058 SH SOLE 1009058 0 0 INTEL CORP COM 458140100 30 609 SH OTR 2 0 609 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 8098 10437000 PRN OTR 2 0 10437000 0 INTERCONTINENTAL HOTELS GROU SPONSORED ADS 45857P806 3455 53053 SH SOLE 53053 0 0 INTERPRIVATE ACQUISITION COR *W EXP 10/24/202 46064A111 123 30000 SH SOLE 30000 0 0 INTERPRIVATE ACQUISITION COR *W EXP 10/24/202 46064A111 12 2913 SH OTR 2 0 2913 0 INTERNATIONAL BUSINESS MACHS COM 459200101 31506 250286 SH SOLE 250286 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 2145 67457 SH SOLE 67457 0 0 INTUIT COM 461202103 612 1611 SH SOLE 1611 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 2572 133870 SH SOLE 133870 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2519 8028 SH SOLE 8028 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 617 27698 SH SOLE 27698 0 0 INVESTORS BANCORP INC NEW COM 46146L101 161 15252 SH SOLE 15252 0 0 INVITAE CORP COM 46185L103 439 10508 SH SOLE 10508 0 0 INVITAE CORP NOTE 2.000% 9/0 46185LAB9 1598 1000000 PRN SOLE 1000000 0 0 INVITAE CORP NOTE 2.000% 9/0 46185LAB9 7322 4583000 PRN OTR 2 0 4583000 0 IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 1026 1000000 PRN SOLE 1000000 0 0 IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 24406 23797000 PRN OTR 2 0 23797000 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 962 20742 SH SOLE 20742 0 0 INPHI CORP COM 45772F107 15197 94700 SH Put SOLE 94700 0 0 INPHI CORP COM 45772F107 25049 156100 SH Call SOLE 156100 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UNIT 99/99/9999 77584N200 154 14789 SH OTR 2 0 14789 0 ROYAL BK CDA COM 780087102 370 4509 SH SOLE 4509 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 205 2751 SH SOLE 2751 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 6074 180710 SH SOLE 180710 0 0 ROYAL GOLD INC COM 780287108 549 5165 SH SOLE 5165 0 0 SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 9/1 78781PAB1 1952 1000000 PRN SOLE 1000000 0 0 SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 9/1 78781PAB1 597 306000 PRN OTR 2 0 306000 0 SALESFORCE COM INC COM 79466L302 95077 427255 SH SOLE 427255 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 35496 14463000 PRN OTR 2 0 14463000 0 SC HEALTH CORP COM CL A G78516203 877 85601 SH SOLE 85601 0 0 SCHLUMBERGER LTD COM 806857108 640 29335 SH SOLE 29335 0 0 SCHOLAR ROCK HLDG CORP COM 80706P103 2742 56492 SH SOLE 56492 0 0 SCIENCE APPLICATIONS INTL CO COM 808625107 575 6080 SH SOLE 6080 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 8014 775000 SH SOLE 775000 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 30 2908 SH OTR 2 0 2908 0 SCIPLAY CORPORATION CL A 809087109 693 50000 SH SOLE 50000 0 0 SCVX CORP UNIT 99/99/9999 G79448109 375 33122 SH OTR 2 0 33122 0 SCVX CORP COM G79448208 952 92399 SH SOLE 92399 0 0 SEA LTD NOTE 1.000%12/0 81141RAD2 163801 41344000 PRN SOLE 41344000 0 0 SEA LTD NOTE 1.000%12/0 81141RAD2 43866 11072000 PRN OTR 2 0 11072000 0 SEA LTD SPONSORD ADS 81141R100 7611 38236 SH SOLE 38236 0 0 SEACOR HOLDINGS INC COM 811904101 772 18632 SH SOLE 18632 0 0 SEALED AIR CORP NEW COM 81211K100 399 8705 SH SOLE 8705 0 0 SEANERGY MARITIME HLDGS CORP *W EXP 05/13/202 Y73760152 13 178500 SH SOLE 178500 0 0 SECOO HLDG LTD ADR 81367P101 200 87015 SH SOLE 87015 0 0 SEI INVTS CO COM 784117103 279 4849 SH SOLE 4849 0 0 SEMPRA ENERGY COM 816851109 16280 127775 SH SOLE 127775 0 0 SENIOR CONNECT ACQUISITN COR UNIT 12/09/2023 81723H207 6905 671054 SH SOLE 671054 0 0 SEVEN OAKS ACQUISITION CORP UNIT 12/18/2025 81787X205 207 20000 SH SOLE 20000 0 0 SFL CORPORATION LTD SHS G7738W106 89 14224 SH SOLE 14224 0 0 SHIFT4 PMTS INC CL A 82452J109 264 3500 SH SOLE 3500 0 0 SHOPIFY INC CL A 82509L107 2383 2105 SH SOLE 2105 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 679 574000 PRN SOLE 574000 0 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 9118 7704000 PRN OTR 2 0 7704000 0 SIGNATURE BK NEW YORK N Y COM 82669G104 1069 7901 SH SOLE 7901 0 0 SILGAN HOLDINGS INC COM 827048109 1673 45113 SH SOLE 45113 0 0 SIMON PPTY GROUP INC NEW COM 828806109 283 3316 SH SOLE 3316 0 0 SIO GENE THERAPIES INC COMMON 829399104 708 254684 SH SOLE 254684 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 156 24454 SH SOLE 24454 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 4932 32259 SH SOLE 32259 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 2734 64724 SH SOLE 64724 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 308 7300 SH OTR 2 0 7300 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 1223 5600 SH Put SOLE 5600 0 0 SNAP INC NOTE 0.750% 8/0 83304AAB2 25764 11360000 PRN OTR 2 0 11360000 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G8251L113 82 25000 SH SOLE 25000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD *W EXP 09/26/202 G82514111 93 25000 SH SOLE 25000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8251L105 3417 277828 SH SOLE 277828 0 0 SOCIAL CAPITAL HEDOSOPHA HLD SHS CL A G8252P105 3714 298582 SH SOLE 298582 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8252P121 330 25000 SH SOLE 25000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8252P121 101 7639 SH OTR 2 0 7639 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8251L121 194 15000 SH SOLE 15000 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8251L121 99 7639 SH OTR 2 0 7639 0 SOLARWINDS CORP COM 83417Q105 235 15730 SH SOLE 15730 0 0 SONOCO PRODS CO COM 835495102 628 10600 SH SOLE 10600 0 0 SONOS INC COM 83570H108 757 32359 SH SOLE 32359 0 0 SOUTHERN CO COM 842587107 379 6177 SH SOLE 6177 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 2950 2024000 PRN SOLE 2024000 0 0 SOUTHWEST GAS HOLDINGS INC COM 844895102 4368 71895 SH SOLE 71895 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1424 60000 SH Put SOLE 60000 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1898 80000 SH Call SOLE 80000 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 8669 283404 SH SOLE 283404 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 2394 7829 SH SOLE 7829 0 0 SPDR SER TR PORTFOLIO LN COR 78464A367 3113 94039 SH SOLE 94039 0 0 SPDR SER TR PORTFLI MORTGAGE 78464A383 1206 45645 SH SOLE 45645 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2853 7630 SH SOLE 7630 0 0 SPDR SER TR S&P HOMEBUILD 78464A888 533 9247 SH SOLE 9247 0 0 SPDR SER TR S&P HOMEBUILD 78464A888 297 5159 SH OTR 1 0 5159 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 779 1854 SH SOLE 1854 0 0 SPDR SER TR S&P REGL BKG 78464A698 405 7792 SH SOLE 7792 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 47 13891 SH OTR 1 0 13891 0 SPIRIT AIRLS INC COM 848577102 246 10070 SH SOLE 10070 0 0 SPLUNK INC COM 848637104 232 1366 SH SOLE 1366 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 1964 1500000 PRN SOLE 1500000 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 2147 1583000 PRN OTR 2 0 1583000 0 SPORTS ENTERTAINMENT ACQU CO COM CL A 84918M106 1681 166094 SH SOLE 166094 0 0 SPORTS ENTERTAINMENT ACQU CO UNIT 99/99/9999 84918M205 654 60863 SH SOLE 60863 0 0 SPORTS ENTERTAINMENT ACQU CO *W EXP 10/30/202 84918M114 61 45432 SH SOLE 45432 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 248107 663600 SH Put SOLE 663600 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 16301 43600 SH Call SOLE 43600 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 85512 30500000 PRN SOLE 30500000 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 2543 907000 PRN OTR 2 0 907000 0 SAREPTA THERAPEUTICS INC COM 803607100 25556 149900 SH Put SOLE 149900 0 0 SAREPTA THERAPEUTICS INC COM 803607100 19214 112700 SH Call SOLE 112700 0 0 SSR MNG INC NOTE 2.500% 4/0 784730AB9 8797 6375000 PRN SOLE 6375000 0 0 STAMPS COM INC COM NEW 852857200 203 1033 SH SOLE 1033 0 0 STANLEY BLACK & DECKER INC COM 854502101 1354 7583 SH SOLE 7583 0 0 STARBOARD VALUE ACQUISITN CO COM CL A 85521J109 777 75000 SH SOLE 75000 0 0 STARBOARD VALUE ACQUISITN CO UNIT 09/10/2025 85521J208 514 50000 SH SOLE 50000 0 0 STATE STR CORP COM 857477103 514 7056 SH SOLE 7056 0 0 STEREOTAXIS INC COM NEW 85916J409 51 10000 SH SOLE 10000 0 0 STERLING BANCORP DEL COM 85917A100 957 53229 SH SOLE 53229 0 0 STEWART INFORMATION SVCS COR COM 860372101 367 7582 SH SOLE 7582 0 0 STIFEL FINL CORP COM 860630102 2537 50273 SH SOLE 50273 0 0 STONECO LTD COM CL A G85158106 420 5000 SH SOLE 5000 0 0 SUNPOWER CORP COM 867652406 292 11379 SH SOLE 11379 0 0 SUPERNOVA PARTNERS ACQUISITI COM CL A 86846V108 2555 232308 SH SOLE 232308 0 0 SURFACE ONCOLOGY INC COM 86877M209 2722 294590 SH SOLE 294590 0 0 SURGALIGN HOLDINGS INC COM 86882C105 358 163469 SH SOLE 163469 0 0 SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 698 64872 SH SOLE 64872 0 0 SUTRO BIOPHARMA INC COM 869367102 7072 325765 SH SOLE 325765 0 0 SVB FINANCIAL GROUP COM 78486Q101 5740 14800 SH SOLE 14800 0 0 SYNAPTICS INC NOTE 0.500% 6/1 87157DAD1 7276 5267000 PRN OTR 2 0 5267000 0 SYNCHRONY FINANCIAL COM 87165B103 657 18932 SH SOLE 18932 0 0 SYNDAX PHARMACEUTICALS INC COM 87164F105 1970 88595 SH SOLE 88595 0 0 SYNEOS HEALTH INC CL A 87166B102 3187 46780 SH SOLE 46780 0 0 SYNLOGIC INC COM 87166L100 53 24700 SH SOLE 24700 0 0 SYNNEX CORP COM 87162W100 630 7734 SH SOLE 7734 0 0 SYNOVUS FINL CORP COM NEW 87161C501 1794 55417 SH SOLE 55417 0 0 SYSCO CORP COM 871829107 208 2800 SH SOLE 2800 0 0 PRICE T ROWE GROUP INC COM 74144T108 201 1328 SH SOLE 1328 0 0 TAILWIND ACQUISITION CORP COM CL A 87403Q102 2081 200255 SH SOLE 200255 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 53 37647 SH SOLE 37647 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 3962 36337 SH SOLE 36337 0 0 TARGA RES CORP COM 87612G101 262 9941 SH SOLE 9941 0 0 TARGET CORP COM 87612E106 496 2808 SH SOLE 2808 0 0 TCF FINL CORP COM 872307103 474 12817 SH SOLE 12817 0 0 TCR2 THERAPEUTICS INC COM 87808K106 4891 158129 SH SOLE 158129 0 0 TE CONNECTIVITY LTD REG SHS H84989104 695 5743 SH SOLE 5743 0 0 TECHNIPFMC PLC COM G87110105 112 11896 SH SOLE 11896 0 0 TEGNA INC COM 87901J105 160 11483 SH SOLE 11483 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 395 1008 SH SOLE 1008 0 0 TEMPUR SEALY INTL INC COM 88023U101 798 29538 SH SOLE 29538 0 0 TENABLE HLDGS INC COM 88025T102 299 5726 SH SOLE 5726 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 4248 220779 SH SOLE 220779 0 0 TEREX CORP NEW COM 880779103 230 6591 SH SOLE 6591 0 0 TESLA INC COM 88160R101 1661 2354 SH SOLE 2354 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 213930 21831000 PRN OTR 2 0 21831000 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 42064 3907000 PRN OTR 2 0 3907000 0 TEXAS ROADHOUSE INC COM 882681109 3266 41784 SH SOLE 41784 0 0 TEGNA INC COM 87901J105 698 50000 SH Call SOLE 50000 0 0 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 74 20000 SH SOLE 20000 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 264 20000 SH SOLE 20000 0 0 TIFFANY & CO NEW COM 886547108 117766 895900 SH Put SOLE 895900 0 0 TIFFANY & CO NEW COM 886547108 69904 531792 SH SOLE 531792 0 0 TILRAY INC NOTE 5.000%10/0 88688TAB6 4648 5500000 PRN SOLE 5500000 0 0 TILRAY INC NOTE 5.000%10/0 88688TAB6 4376 5179000 PRN OTR 2 0 5179000 0 TJX COS INC NEW COM 872540109 1397 20453 SH SOLE 20453 0 0 TILRAY INC COM CL 2 88688T100 1009 122100 SH Put OTR 2 0 122100 0 T-MOBILE US INC COM 872590104 11193 83000 SH Put SOLE 83000 0 0 TOPBUILD CORP COM 89055F103 327 1774 SH SOLE 1774 0 0 TORTOISE ACQUISITION CORP II UNIT 06/14/2027 G89554110 282 25000 SH SOLE 25000 0 0 TOUGHBUILT INDS INC *W EXP 05/15/202 89157G116 21 104000 SH SOLE 104000 0 0 TPG PACE TECH OPPORTUNITIES CL A COM G8990Y103 2743 247082 SH SOLE 247082 0 0 TPG PACE TECH OPPORTUNITIES UNIT 99/99/9999 G8990Y111 170 15000 SH SOLE 15000 0 0 THE TRADE DESK INC COM CL A 88339J105 340 425 SH SOLE 425 0 0 TRADEWEB MKTS INC CL A 892672106 278 4445 SH SOLE 4445 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 762 5252 SH SOLE 5252 0 0 TRANSDIGM GROUP INC COM 893641100 3146 5083 SH SOLE 5083 0 0 TRANSUNION COM 89400J107 211 2122 SH SOLE 2122 0 0 RETROPHIN INC NOTE 2.500% 9/1 761299AB2 8666 8506000 PRN OTR 2 0 8506000 0 TREBIA ACQUISITION CORP COM CL A G9027T109 1892 175333 SH SOLE 175333 0 0 TREPONT ACQUISITION CORP I UNIT 99/99/9999 G9095M119 778 75000 SH SOLE 75000 0 0 TREPONT ACQUISITION CORP I UNIT 99/99/9999 G9095M119 15 1454 SH OTR 2 0 1454 0 TRIBUNE PUBG CO NEW COM 89609W107 171 12500 SH SOLE 12500 0 0 TRILLIUM THERAPEUTICS INC COM NEW 89620X506 854 58046 SH SOLE 58046 0 0 TRIMBLE INC COM 896239100 324 4857 SH SOLE 4857 0 0 TRINET GROUP INC COM 896288107 286 3552 SH SOLE 3552 0 0 TRITON INTL LTD CL A G9078F107 306 6309 SH SOLE 6309 0 0 TRUIST FINL CORP COM 89832Q109 5615 117142 SH SOLE 117142 0 0 TESLA INC COM 88160R101 8115 11500 SH Put SOLE 11500 0 0 TUSCAN HLDGS CORP COM 90069K104 1710 100000 SH SOLE 100000 0 0 TUSCAN HLDGS CORP II COM 90070A103 385 35000 SH SOLE 35000 0 0 TUSCAN HLDGS CORP II *W EXP 99/99/999 90070A111 41 17500 SH SOLE 17500 0 0 TUSCAN HLDGS CORP *W EXP 04/01/202 90069K112 688 144200 SH SOLE 144200 0 0 TWC TECH HLDGS II CORP UNIT 09/10/2025 90117G204 538 50000 SH SOLE 50000 0 0 TWC TECH HLDGS II CORP UNIT 09/10/2025 90117G204 71 6577 SH OTR 2 0 6577 0 TWC TECH HLDGS II CORP COM 90117G105 2204 209307 SH SOLE 209307 0 0 TWC TECH HLDGS II CORP *W EXP 09/15/202 90117G113 24 14000 SH SOLE 14000 0 0 TWILIO INC NOTE 0.250% 6/0 90138FAB8 73164 15313000 PRN OTR 2 0 15313000 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 9597 7925000 PRN SOLE 7925000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 12756 12500000 PRN SOLE 12500000 0 0 TWO HBRS INVT CORP COM NEW 90187B408 141 22191 SH SOLE 22191 0 0 TYLER TECHNOLOGIES INC COM 902252105 547 1254 SH SOLE 1254 0 0 TYSON FOODS INC CL A 902494103 482 7473 SH SOLE 7473 0 0 UNITED AIRLS HLDGS INC COM 910047109 1259 29100 SH Call OTR 2 0 29100 0 UBER TECHNOLOGIES INC COM 90353T100 853 16720 SH SOLE 16720 0 0 UFP INDUSTRIES INC COM 90278Q108 221 3973 SH SOLE 3973 0 0 UGI CORP NEW COM 902681105 283 8109 SH OTR 1 0 8109 0 UNILEVER PLC SPON ADR NEW 904767704 345 5719 SH SOLE 5719 0 0 UNION ACQUISITION CORP II SHS G9402Q100 780 75000 SH SOLE 75000 0 0 UNION PAC CORP COM 907818108 833 4000 SH SOLE 4000 0 0 UNITED AIRLS HLDGS INC COM 910047109 1619 37438 SH SOLE 37438 0 0 UNITED BANKSHARES INC WEST V COM 909907107 336 10375 SH OTR 1 0 10375 0 UNITED RENTALS INC COM 911363109 563 2428 SH SOLE 2428 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 297 1292 SH SOLE 1292 0 0 URBAN OUTFITTERS INC COM 917047102 217 8482 SH SOLE 8482 0 0 US BANCORP DEL COM NEW 902973304 2842 60998 SH SOLE 60998 0 0 US WELL SERVICES INC CL A 91274U101 201 485795 SH SOLE 485795 0 0 UNITED STS OIL FD LP UNITS 91232N207 1485 45000 SH Call SOLE 45000 0 0 VALLEY NATL BANCORP COM 919794107 119 12154 SH SOLE 12154 0 0 VALMONT INDS INC COM 920253101 1459 8338 SH SOLE 8338 0 0 VALVOLINE INC COM 92047W101 292 12607 SH SOLE 12607 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 417 2459 SH SOLE 2459 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 2101 22630 SH SOLE 22630 0 0 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 29331 267525 SH SOLE 267525 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 21486 193446 SH SOLE 193446 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 45595 549994 SH SOLE 549994 0 0 VARIAN MED SYS INC COM 92220P105 368 2102 SH SOLE 2102 0 0 VECTOR ACQUISITION CORP *W EXP 09/30/202 G9442R118 196 123816 SH SOLE 123816 0 0 VECTOR ACQUISITION CORP COM CL A G9442R126 3755 371450 SH SOLE 371450 0 0 VELODYNE LIDAR INC *W EXP 09/29/202 92259F119 173 20000 SH SOLE 20000 0 0 VEONEER INC NOTE 4.000% 6/0 92336XAA7 3993 3268000 PRN OTR 2 0 3268000 0 VERB TECHNOLOGY CO INC COM 92337U104 107 64823 SH SOLE 64823 0 0 VERB TECHNOLOGY CO INC *W EXP 03/14/202 92337U112 221 499900 SH SOLE 499900 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 564 9595 SH SOLE 9595 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 209 884 SH SOLE 884 0 0 VERTIV HOLDINGS CO COM CL 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SH BEN INT 929042109 423 11336 SH SOLE 11336 0 0 VIATRIS INC COM 92556V106 937 50000 SH Call SOLE 50000 0 0 VULCAN MATLS CO COM 929160109 2207 14882 SH SOLE 14882 0 0 VYNE THERAPEUTICS INC COM NEW 92941V100 40 25000 SH SOLE 25000 0 0 WADDELL & REED FINL INC CL A 930059100 3707 145560 SH SOLE 145560 0 0 WALMART INC COM 931142103 2094 14524 SH SOLE 14524 0 0 DISNEY WALT CO COM 254687106 578 3188 SH SOLE 3188 0 0 WASTE CONNECTIONS INC COM 94106B101 435 4242 SH SOLE 4242 0 0 WATERS CORP COM 941848103 704 2845 SH SOLE 2845 0 0 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 14884 7303000 PRN OTR 2 0 7303000 0 WAYFAIR INC CL A 94419L101 386 1708 SH SOLE 1708 0 0 WEBSTER FINL CORP CONN COM 947890109 1035 24566 SH SOLE 24566 0 0 WEC ENERGY GROUP INC COM 92939U106 435 4722 SH SOLE 4722 0 0 WEIBO CORP SPONSORED ADR 948596101 2125 51836 SH SOLE 51836 0 0 WELBILT INC COM 949090104 183 13898 SH SOLE 13898 0 0 WELLS FARGO CO NEW COM 949746101 94386 3127451 SH SOLE 3127451 0 0 WESTERN ALLIANCE BANCORP COM 957638109 275 4582 SH SOLE 4582 0 0 WESTERN DIGITAL CORP. COM 958102105 276 4976 SH SOLE 4976 0 0 WESTERN DIGITAL CORP. COM 958102105 238 4292 SH OTR 2 0 4292 0 WESTERN UN CO COM 959802109 339 15468 SH SOLE 15468 0 0 WESTROCK CO COM 96145D105 3197 73454 SH SOLE 73454 0 0 WELLS FARGO CO NEW COM 949746101 90540 3000000 SH Put SOLE 3000000 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 245 5878 SH SOLE 5878 0 0 WILLIAMS COS INC COM 969457100 587 29266 SH SOLE 29266 0 0 WILLIAMS SONOMA INC COM 969904101 502 4929 SH SOLE 4929 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 639 27561 SH SOLE 27561 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 240 9573 SH SOLE 9573 0 0 WIX COM LTD NOTE 7/0 92940WAB5 19403 10484000 PRN OTR 2 0 10484000 0 WOODWARD INC COM 980745103 1326 10912 SH SOLE 10912 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 2940 69600 SH Put SOLE 69600 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 253 6000 SH Call SOLE 6000 0 0 WORKDAY INC CL A 98138H101 425 1774 SH SOLE 1774 0 0 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 2694 2000000 PRN SOLE 2000000 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 425 8847 SH SOLE 8847 0 0 WPP PLC NEW ADR 92937A102 970 17931 SH SOLE 17931 0 0 BERKLEY W R CORP COM 084423102 471 7084 SH SOLE 7084 0 0 GRACE W R & CO DEL NEW COM 38388F108 281 5133 SH SOLE 5133 0 0 GRAINGER W W INC COM 384802104 1097 2687 SH SOLE 2687 0 0 WYNN RESORTS LTD COM 983134107 15187 134600 SH Put SOLE 134600 0 0 WYNN RESORTS LTD COM 983134107 15187 134600 SH SOLE 134600 0 0 SPDR SER TR S&P BIOTECH 78464A870 27311 194000 SH Put SOLE 194000 0 0 XENCOR INC COM 98401F105 1385 31736 SH SOLE 31736 0 0 XILINX INC COM 983919101 289 2036 SH SOLE 2036 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 277 7300 SH Call OTR 2 0 7300 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 7883 267400 SH Put SOLE 267400 0 0 XILINX INC COM 983919101 37115 261800 SH Call SOLE 261800 0 0 XILINX INC COM 983919101 52384 369500 SH Put SOLE 369500 0 0 XP INC CL A G98239109 203 5129 SH SOLE 5129 0 0 XPO LOGISTICS INC COM 983793100 562 4712 SH SOLE 4712 0 0 YAMANA GOLD INC COM 98462Y100 69 12114 SH SOLE 12114 0 0 YETI HLDGS INC COM 98585X104 537 7838 SH SOLE 7838 0 0 YUCAIPA ACQUISITION CORP *W EXP 99/99/999 G9879L113 115 80500 SH SOLE 80500 0 0 YUCAIPA ACQUISITION CORP COM G9879L105 3643 360708 SH SOLE 360708 0 0 YUM CHINA HLDGS INC COM 98850P109 283 4965 SH SOLE 4965 0 0 ZENDESK INC COM 98936J101 230 1608 SH SOLE 1608 0 0 ZENTALIS PHARMACEUTICALS INC COM 98943L107 601 11570 SH SOLE 11570 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 1241 9558 SH SOLE 9558 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 216 1403 SH SOLE 1403 0 0 ZOETIS INC CL A 98978V103 269 1628 SH SOLE 1628 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1141 3382 SH SOLE 3382 0 0 ZSCALER INC COM 98980G102 376 1884 SH SOLE 1884 0 0 ZYNGA INC CL A 98986T108 1283 130000 SH SOLE 130000 0 0 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 6693 5000000 PRN SOLE 5000000 0 0