0001398344-15-000798.txt : 20150210 0001398344-15-000798.hdr.sgml : 20150210 20150210093032 ACCESSION NUMBER: 0001398344-15-000798 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150210 DATE AS OF CHANGE: 20150210 EFFECTIVENESS DATE: 20150210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Highmount Capital, LLC CENTRAL INDEX KEY: 0001453819 IRS NUMBER: 753001949 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13376 FILM NUMBER: 15590669 BUSINESS ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-274-7470 MAIL ADDRESS: STREET 1: 12 EAST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001453819 XXXXXXXX 12-31-2014 12-31-2014 false Highmount Capital, LLC

12 East 49th Street New York NY 10017

13F COMBINATION REPORT 028-13376 028-01488 Delphi 025-05358 Lateef 028-11741 WestEnd 025-04207 Driehaus 028-02028 Cramer Rosenthal 028-01203 CS Mckee 028-03691 D.F. Dent 028-13573 Neuberger Berman Group LLC 028-14599 Cove Street N Andrew Lucich 617-326-0614 /s/ Andrew Lucich Boston MA 02-05-2015 0 137 409656 INFORMATION TABLE 2 fp0013155_13fhr-table.xml 13F INFORMATION TABLE BLACKROCK LIMITED DURATION INC COM 09249W101 3881 246905 SH SOLE 246905 0 0 ISHARES IBOXX INV GR CORP BOND COM 464287242 388 3254 SH SOLE 3254 0 0 PIMCO TOTAL RETURN ETF COM 72201R775 236 2200 SH SOLE 2200 0 0 POWERSHARES ETF II-FUND.HY COR COM 73936T557 264 14025 SH SOLE 14025 0 0 PROSHARES TR.SENIOR LOAN PTF E COM 73936Q769 1282 53375 SH SOLE 53375 0 0 VANGUARD S/T CORP BOND ETF COM 92206C409 3365 42262 SH SOLE 42262 0 0 3M COMPANY COM 88579Y101 2620 15945 SH SOLE 15945 0 0 ABBVIE INC COM 00287Y109 242 3707 SH SOLE 3707 0 0 ABBOTT LABS COM 002824100 238 5285 SH SOLE 5282 0 0 AGILENT TECHNOLOGIES INC. COM 00846U101 2496 60980 SH SOLE 60980 0 0 AIR PRODUCTS & CHEMICALS INC COM 009158106 1438 9975 SH SOLE 9975 0 0 AMERICAN CAMPUS COMMUNITIES COM 024835100 1862 45030 SH SOLE 45030 0 0 AMERICAN EXPRESS COM 025816109 238 2559 SH SOLE 2559 0 0 AMERICAN INTERNATIONAL GROUP I COM 026874784 1871 33415 SH SOLE 33415 0 0 AMGEN COM 031162100 1255 7880 SH SOLE 7880 0 0 ANADARKO PETROLEUM COM 032511107 544 6590 SH SOLE 6590 0 0 APACHE CORPORATION COM 037411105 249 3973 SH SOLE 3973 0 0 APPLE COM 037833100 9051 82003 SH SOLE 82003 0 0 ARES CAPITAL CORP COM 04010L103 11946 765517 SH SOLE 765517 0 0 AT&T INC COM 00206R102 618 18424 SH SOLE 18424 0 0 AUTODESK INC COM 052769106 3204 53355 SH SOLE 53355 0 0 AUTOMATIC DATA PROCESSING COM 053015103 2226 26707 SH SOLE 26707 0 0 BERKSHIRE HATHAWAY INC.CL B COM 084670702 464 3087 SH SOLE 3087 0 0 BFC FINANCIAL CORP COM 055384200 160 50088 SH SOLE 50088 0 0 BRISTOL-MYERS SQUIBB CORP COM 110122108 1896 32113 SH SOLE 32113 0 0 CALIFORNIA RESOURCES CORP COM 13057q107 56 10148 SH SOLE 10148 0 0 CAMDEN PROPERTY TRUST COM 133131102 1978 26785 SH SOLE 26785 0 0 CANTEL MEDICAL CORP COM 138098108 1022 23632 SH SOLE 23632 0 0 CAPITAL SOUTHWEST CORP COM 140501107 555 14648 SH SOLE 14648 0 0 CATERPILLAR INC COM 149123101 1249 13649 SH SOLE 13649 0 0 CDK GLOBAL INC COM 12508E101 280 6868 SH SOLE 6868 0 0 CELGENE CORP COM 151020104 951 8500 SH SOLE 8500 0 0 CENTRAL FUND CANADA COM 153501101 264 22800 SH SOLE 22800 0 0 CHEVRON CORPORATION COM 166764100 331 2948 SH SOLE 2948 0 0 CISCO SYSTEMS COM 17275R102 372 13362 SH SOLE 13362 0 0 CITIGROUP INC COM 172967424 2944 54405 SH SOLE 54405 0 0 COCA-COLA COM 191216100 1019 24126 SH SOLE 24126 0 0 COLGATE PALMOLIVE CO COM 194162103 332 4805 SH SOLE 4805 0 0 COMCAST CORP NEW COM 20030N200 437 7600 SH SOLE 7600 0 0 COMMERCE BANCSHARES INC. COM 200525103 2058 47315 SH SOLE 47315 0 0 CONOCO PHILLIPS COM 20825C104 1397 20230 SH SOLE 20230 0 0 CORNING INC COM 219350105 1895 82660 SH SOLE 82660 0 0 CVS CAREMARK CORP COM 126650100 510 5295 SH SOLE 5295 0 0 DU PONT ( E. I. ) DE NEMOURS & COM 263534109 2154 29135 SH SOLE 29135 0 0 EMC COM 268648102 3602 121106 SH SOLE 121106 0 0 EMERSON ELECTRIC CO COM 291011104 2226 36055 SH SOLE 36055 0 0 ESSEX PROPERTY TRUST COM 297178105 1668 8075 SH SOLE 8075 0 0 EXPRESS SCRIPTS HOLDING CO COM 30219G108 515 6086 SH SOLE 6086 0 0 EXXON MOBIL CORP COM 30231G102 4671 50530 SH SOLE 50530 0 0 FLUOR COM 343412102 1169 19280 SH SOLE 19280 0 0 FRESENIUS MEDICAL CARE ADR COM 358029106 3216 86600 SH SOLE 86600 0 0 GENERAL ELECTRIC CO COM 369604103 1222 48356 SH SOLE 48356 0 0 GILEAD SCIENCES INC. COM 375558103 375 3980 SH SOLE 3980 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 728 3756 SH SOLE 3756 0 0 GOLUB CAPITAL BDC COM 38173M102 6790 378684 SH SOLE 378684 0 0 HOME DEPOT COM 437076102 5543 52804 SH SOLE 52804 0 0 HONEYWELL INTL COM 438516106 1276 12767 SH SOLE 12767 0 0 ILLINOIS TOOL WORKS INC. COM 452308109 572 6045 SH SOLE 6045 0 0 INDEXIQ GLOBAL AGRIBUSINESS SM COM 45409B834 251 10000 SH SOLE 10000 0 0 INTERNATIONAL BUSINESS MACHINE COM 459200101 1203 7501 SH SOLE 7501 0 0 INVESCO LTD COM G491BT108 2366 59880 SH SOLE 59880 0 0 ISHARES KLD 400 SOCIAL INDEX COM 464288570 306 4000 SH SOLE 4000 0 0 ISHARES MSCI ALL COUNTRY ASIA COM 464288182 15209 249620 SH SOLE 249620 0 0 ISHARES MSCI INDONESIA INVSTBL COM 46429B309 549 20000 SH SOLE 20000 0 0 ISHARES RESID REAL ESTATE CAPP COM 464288562 15515 263365 SH SOLE 263365 0 0 ISHARES RUSSELL 2000 ETF COM 464287655 1255 10490 SH SOLE 10490 0 0 ISHARES RUSSELL 2000 GROWTH ET COM 464287648 574 4030 SH SOLE 4030 0 0 ISHARES RUSSELL 3000 ETF COM 464287689 11275 92198 SH SOLE 92198 0 0 ISHARES S&P 500 INDEX COM 464287200 4113 19880 SH SOLE 19880 0 0 ISHARES S&P MIDCAP 400 COM 464287507 5286 36507 SH SOLE 36507 0 0 ISHARES S&P SMALLCAP 600 INDEX COM 464287804 1323 11596 SH SOLE 11596 0 0 ISHARES SELECT DIVIDEND ETF COM 464287168 345 4350 SH SOLE 4350 0 0 JOHNSON & JOHNSON COM 478160104 3594 34369 SH SOLE 34369 0 0 JPMORGAN CHASE COM 46625H100 5734 91625 SH SOLE 91625 0 0 KAYNE ANDERSON MLP INVESTMENT COM 486606106 18844 493554 SH SOLE 493554 0 0 KEYSIGHT TECHNOLOGIES INC. COM 49338l103 1006 29790 SH SOLE 29790 0 0 KIMBERLY-CLARK COM 494368103 2088 18073 SH SOLE 18073 0 0 LOCKHEED MARTIN CORPORATION COM 539830109 1508 7831 SH SOLE 7831 0 0 MARKET VECTORS - AGRIBUSINESS COM 57060U605 844 16075 SH SOLE 16075 0 0 MCDONALDS CORP COM 580135101 214 2293 SH SOLE 2293 0 0 MERCK & CO COM 58933Y105 536 9432 SH SOLE 9432 0 0 MICROSOFT CORP COM 594918104 6421 138236 SH SOLE 138236 0 0 MICROSEMI COPR COM 595137100 6458 139536 SH SOLE 139536 0 0 MONDELEZ INTERNATIONAL COM 609207105 229 6314 SH SOLE 6314 0 0 MONSANTO COM 61166W101 4301 35998 SH SOLE 35998 0 0 OCCIDENTAL PETROLEUM COM 674599105 4272 52997 SH SOLE 52997 0 0 ORACLE COM 68389X105 1797 39964 SH SOLE 39964 0 0 PARKER HANNIFIN CORP COM 701094104 226 1755 SH SOLE 1755 0 0 PEPSICO INC COM 713448108 4806 50821 SH SOLE 50821 0 0 PFIZER COM 717081103 5122 164425 SH SOLE 164425 0 0 PINNACLE FOODS INC COM 72348P104 2378 67365 SH SOLE 67365 0 0 PNC FINANCIAL SERVICES GROUP COM 693475105 277 3039 SH SOLE 3039 0 0 POLARIS INDUSTRIES INC. COM 731068102 212 1400 SH SOLE 1400 0 0 POTASH CORPORATION OF SASKATCH COM 73755L107 1327 37580 SH SOLE 37580 0 0 POWERSHARES CLEANTECH PORTFOLI COM 73935X278 604 20850 SH SOLE 20850 0 0 POWERSHARES ETF II-FUND.HY COR COM 73936T557 263 14025 SH SOLE 14025 0 0 POWERSHARES GLOBAL CLEAN ENERG COM 73936T615 349 30300 SH SOLE 30300 0 0 POWERSHARES WATER RESOURCES COM 73935X575 994 38600 SH SOLE 38600 0 0 POWERSHARES WILDERHILL CLEAN E COM 73935x500 253 48000 SH SOLE 48000 0 0 PROCTER & GAMBLE CO COM 742718109 1930 21191 SH SOLE 21191 0 0 PROSHARES ULTRASHORT 20+ YR TR COM 74347r297 270 5816 SH SOLE 5816 0 0 QUALCOMM COM 747525103 2151 28943 SH SOLE 28943 0 0 SCHLUMBERGER COM 806857108 5373 62910 SH SOLE 62910 0 0 SEMPRA ENERGY COM 816851109 208 1875 SH SOLE 1875 0 0 SPDR S&P 500 ETF TRUST COM 78462f103 60624 294952 SH SOLE 294952 0 0 SPDR S&P MIDCAP 400 ETF TRUST COM 78467Y107 14193 53771 SH SOLE 53771 0 0 TARGET COM 87612E106 4070 53613 SH SOLE 53613 0 0 TEREX CORPORATION COM 880779103 918 32909 SH SOLE 32909 0 0 THE TRAVELERS COMPANIES INC COM 89417E109 1632 15415 SH SOLE 15415 0 0 TJX COMPANIES INC COM 872540109 202 2955 SH SOLE 2955 0 0 TORTOISE ENERGY INFRASTRUCTURE COM 89147L100 11041 252247 SH SOLE 252247 0 0 TRIANGLE CAPITAL COM 895848109 875 43125 SH SOLE 43125 0 0 TYLER TECHNOLOGIES INC COM COM 902252105 358 3269 SH SOLE 3269 0 0 UNITED PARCEL SVC INC CL B COM 911312106 1581 14220 SH SOLE 14220 0 0 UNITED TECHNOLOGIES COM 913017109 5319 46249 SH SOLE 46249 0 0 VANGUARD DIVIDEND APPRECIATION COM 921908844 420 5175 SH SOLE 5175 0 0 VANGUARD FTSE DEVELOPED MARKET COM 921943858 3841 101390 SH SOLE 101390 0 0 VANGUARD FTSE EMERGING MARKETS COM 922042858 5284 132043 SH SOLE 132043 0 0 VANGUARD TOTAL WORLD STOCK IND COM 922042742 2197 36545 SH SOLE 36545 0 0 VANGUARD TOTL SM ETF COM 922908769 11621 109635 SH SOLE 109635 0 0 VERIZON COMMUNICATIONS COM 92343V104 511 10924 SH SOLE 10924 0 0 WAL MART STORES COM 931142103 489 5690 SH SOLE 5690 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 499 6550 SH SOLE 6550 0 0 WALT DISNEY COMPANY COM 254687106 315 3343 SH SOLE 3343 0 0 WASTE MANAGEMENT INC. COM 94106l109 1738 33870 SH SOLE 33870 0 0 WELLS FARGO & CO COM 949746101 200 3649 SH SOLE 3649 0 0 WISDOMTREE EMERGING MARKETS EQ COM 97717W315 3885 92138 SH SOLE 92138 0 0 WISDOMTREE EUROPE HEDGED EQUIT COM 97717X701 15457 277903 SH SOLE 277903 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 3420 39880 SH SOLE 39880 0 0 XENITH CORP COM 98410X105 557 87000 SH SOLE 87000 0 0 XYLEM INC COM 98419M100 218 5737 SH SOLE 5737 0 0 YAHOO! INC. COM 984332106 3909 77390 SH SOLE 77390 0 0 ZIMMER HOLDINGS INC COM 98956P102 342 3017 SH SOLE 3017 0 0 ZOETIS INC. COM 98978V103 3446 80091 SH SOLE 80091 0 0 AMBEV ADR ADR 02319V103 235 37724 SH SOLE 37724 0 0 ENERSIS S.A. SPONS ADR ADR 29274F104 257 16033 SH SOLE 16033 0 0 ROYAL DUTCH SHELL PLC SPONS AD ADR 780259206 432 6456 SH SOLE 6456 0 0