0001453624-13-000002.txt : 20130219
0001453624-13-000002.hdr.sgml : 20130219
20130215161325
ACCESSION NUMBER: 0001453624-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130215
DATE AS OF CHANGE: 20130215
EFFECTIVENESS DATE: 20130215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GETCO Holding Company, LLC
CENTRAL INDEX KEY: 0001453624
IRS NUMBER: 113658806
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13312
FILM NUMBER: 13619846
BUSINESS ADDRESS:
STREET 1: 350 N. ORLEANS
STREET 2: 3RD FLOOR SOUTH
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-931-2200
MAIL ADDRESS:
STREET 1: 350 N. ORLEANS
STREET 2: 3RD FLOOR SOUTH
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: GETCO Holding Co.
DATE OF NAME CHANGE: 20090109
13F-HR
1
form13f-getco.txt
FORM 13F GETCO
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2012
Check here if Amendment [ ]; Amendment Number: _____
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new entries.
Institutional Investment Manager Filing this Report:
Name: GETCO Holding Company LLC
Address: 350 N. Orleans Street
Chicago, IL 60654
Form 13F File Number: 028-13312
Central Index Key (CIK) Number: 0001453624
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Alex Sadowski
Title: Assistant General Counsel
Phone: 312-931-2309
Signature, Place, and Date of Signing
Alex Sadowski Chicago, IL Feb 15, 2013
[Signature] [City, State] [Date]
Report Type (Check only one):
[ X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of Other Managers Reporting for this Manager:
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
--------------------
Form 13F Information Table Entry Total: 182
--------------------
Form 13F Information Table Value Total: 433722
--------------------
List of Other Included Managers:
No. 13F File Number Name
01 28- OCTEG, LLC
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
ABB LTD SPONSORED ADR 000375204 6865 330198 COM DEFINED 01 330198 0 0
AK STL HLDG CORP COM 001547108 205 44599 COM DEFINED 01 44599 0 0
ADVANCED MICRO DEVICES INC COM 007903107 69 28771 COM DEFINED 01 28771 0 0
AEGON N V NY REGISTRY SH 007924103 2123 329686 COM DEFINED 01 329686 0 0
ALCOA INC PUT 013817101 135 15500 SH PUT DEFINED 01 0 0 0
ALPHA NATURAL RESOURCES INC COM 02076X102 220 22554 COM DEFINED 01 22554 0 0
ALPHA NATURAL RESOURCES INC PUT 02076X102 205 21000 SH PUT DEFINED 01 0 0 0
ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 51 12625 COM DEFINED 01 12625 0 0
AMAZON COM INC COM 023135106 2277 9061 COM DEFINED 01 9061 0 0
AMAZON COM INC PUT 023135106 3870 15400 SH PUT DEFINED 01 0 0 0
AMERICAN INTL GROUP INC CALL 026874784 639 18100 SH CALL DEFINED 01 0 0 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 9361 107090 COM DEFINED 01 107090 0 0
APPLE INC CALL 037833100 14291 26800 SH CALL DEFINED 01 0 0 0
ARCH COAL INC COM 039380100 132 18080 COM DEFINED 01 18080 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 3775 216083 COM DEFINED 01 216083 0 0
ARENA PHARMACEUTICALS INC COM 040047102 129 14273 COM DEFINED 01 14273 0 0
ARENA PHARMACEUTICALS INC PUT 040047102 148 16400 SH PUT DEFINED 01 0 0 0
ARM HLDGS PLC SPONSORED ADR 042068106 2202 58216 COM DEFINED 01 58216 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 8687 183766 COM DEFINED 01 183766 0 0
BHP BILLITON PLC SPONSORED ADR 05545E209 9125 129666 COM DEFINED 01 129666 0 0
BT GROUP PLC ADR 05577E101 413 10847 COM DEFINED 01 10847 0 0
BAIDU INC SPON ADR REP A 056752108 1032 10289 COM DEFINED 01 10289 0 0
BAIDU INC PUT 056752108 1334 13300 SH PUT DEFINED 01 0 0 0
BANCO BILBAO VIZCAYA ARGENTA SPONSORED ADR 05946K101 153 16255 COM DEFINED 01 16255 0 0
BANK OF AMERICA CORPORATION CALL 060505104 1185 102000 SH CALL DEFINED 01 0 0 0
BARCLAYS PLC ADR 06738E204 6692 386386 COM DEFINED 01 386386 0 0
BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 2355 74018 COM DEFINED 01 74018 0 0
BARCLAYS BK PLC PUT 06740C188 251 7900 SH PUT DEFINED 01 0 0 0
BOEING CO CALL 097023105 219 2900 SH CALL DEFINED 01 0 0 0
BRITISH AMERN TOB PLC SPONSORED ADR 110448107 11512 113698 COM DEFINED 01 113698 0 0
BROOKFIELD OFFICE PPTYS INC COM 112900105 200 11752 COM DEFINED 01 11752 0 0
CRH PLC ADR 12626K203 1669 82035 COM DEFINED 01 82035 0 0
CSR PLC SPONSORED ADR 12640Y205 1799 83086 COM DEFINED 01 83086 0 0
CAMECO CORP COM 13321L108 272 13803 COM DEFINED 01 13803 0 0
CARNIVAL PLC ADR 14365C103 4974 128356 COM DEFINED 01 128356 0 0
CATERPILLAR INC DEL CALL 149123101 618 6900 SH CALL DEFINED 01 0 0 0
CHESAPEAKE ENERGY CORP COM 165167107 208 12496 COM DEFINED 01 12496 0 0
CHESAPEAKE ENERGY CORP PUT 165167107 216 13000 SH PUT DEFINED 01 0 0 0
CHIMERA INVT CORP COM 16934Q109 42 15957 COM DEFINED 01 15957 0 0
CITIGROUP INC COM NEW 172967424 3469 87625 COM DEFINED 01 87625 0 0
CITIGROUP INC PUT 172967424 3254 82200 SH PUT DEFINED 01 0 0 0
COMPANHIA SIDERURGICA NACION SPONSORED ADR 20440W105 239 40497 COM DEFINED 01 40497 0 0
CONAGRA FOODS INC COM 205887102 379 12849 COM DEFINED 01 12849 0 0
CREDIT SUISSE GROUP SPONSORED ADR 225401108 8531 347349 COM DEFINED 01 347349 0 0
CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 174 10465 COM DEFINED 01 10465 0 0
DELL INC COM 24702R101 212 20863 COM DEFINED 01 20863 0 0
DIAGEO P L C SPON ADR NEW 25243Q205 8016 68757 COM DEFINED 01 68757 0 0
DIREXION SHS ETF TR CALL 25459W110 210 15500 SH CALL DEFINED 01 0 0 0
DUKE REALTY CORP COM NEW 264411505 167 12075 COM DEFINED 01 12075 0 0
E M C CORP MASS CALL 268648102 344 13600 SH CALL DEFINED 01 0 0 0
EBAY INC CALL 278642103 449 8800 SH CALL DEFINED 01 0 0 0
ENCANA CORP COM 292505104 235 11912 COM DEFINED 01 11912 0 0
ERICSSON ADR B SEK 10 294821608 518 51258 COM DEFINED 01 51258 0 0
ETABLISSEMENTS DELHAIZE FRER SPONSORED ADR 29759W101 1868 46077 COM DEFINED 01 46077 0 0
FACEBOOK INC CL A 30303M102 438 16437 COM DEFINED 01 16437 0 0
FACEBOOK INC PUT 30303M102 1014 38100 SH PUT DEFINED 01 0 0 0
FEDEX CORP CALL 31428X106 404 4400 SH CALL DEFINED 01 0 0 0
F5 NETWORKS INC COM 315616102 842 8666 COM DEFINED 01 8666 0 0
F5 NETWORKS INC PUT 315616102 826 8500 SH PUT DEFINED 01 0 0 0
FORD MTR CO DEL COM PAR $0.01 345370860 577 44560 COM DEFINED 01 44560 0 0
FORD MTR CO DEL CALL 345370860 696 53700 SH CALL DEFINED 01 0 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 502 14679 COM DEFINED 01 14679 0 0
FREEPORT-MCMORAN COPPER & GO PUT 35671D857 397 11600 SH PUT DEFINED 01 0 0 0
FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 3595 104801 COM DEFINED 01 104801 0 0
GENERAL ELECTRIC CO COM 369604103 1449 69021 COM DEFINED 01 69021 0 0
GENERAL ELECTRIC CO PUT 369604103 1526 72700 SH PUT DEFINED 01 0 0 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 5868 134985 COM DEFINED 01 134985 0 0
GOOGLE INC CL A 38259P508 3694 5210 COM DEFINED 01 5210 0 0
GOOGLE INC PUT 38259P508 2978 4200 SH PUT DEFINED 01 0 0 0
HALLIBURTON CO CALL 406216101 545 15700 SH CALL DEFINED 01 0 0 0
HOME DEPOT INC COM 437076102 266 4303 COM DEFINED 01 4303 0 0
HOME DEPOT INC PUT 437076102 476 7700 SH PUT DEFINED 01 0 0 0
ING GROEP N V SPONSORED ADR 456837103 2745 289257 COM DEFINED 01 289257 0 0
INTEL CORP COM 458140100 578 28019 COM DEFINED 01 28019 0 0
INTEL CORP PUT 458140100 1253 60700 SH PUT DEFINED 01 0 0 0
INTERCONTINENTAL HTLS GRP PL SPON ADR NEW 12 45857P400 3548 127549 COM DEFINED 01 127549 0 0
ISHARES TR CALL 464287184 344 8500 SH CALL DEFINED 01 0 0 0
ISHARES TR CALL 464287234 1064 24000 SH CALL DEFINED 01 0 0 0
ISHARES TR IBOXX INV CPBD 464287242 225 1863 COM DEFINED 01 1863 0 0
ISHARES TR BARCLYS 20+ YR 464287432 779 6430 COM DEFINED 01 6430 0 0
ISHARES TR CALL 464287432 558 4600 SH CALL DEFINED 01 0 0 0
ISHARES TR PUT 464287432 788 6500 SH PUT DEFINED 01 0 0 0
ISHARES TR CALL 464287655 1602 19000 SH CALL DEFINED 01 0 0 0
ISHARES TR PUT 464287655 978 11600 SH PUT DEFINED 01 0 0 0
ISHARES TR DJ US REAL EST 464287739 596 9214 COM DEFINED 01 9214 0 0
ISHARES SILVER TRUST CALL 46428Q109 1439 49000 SH CALL DEFINED 01 0 0 0
JPMORGAN CHASE & CO CALL 46625H100 545 12400 SH CALL DEFINED 01 0 0 0
JPMORGAN CHASE & CO PUT 46625H100 1350 30700 SH PUT DEFINED 01 0 0 0
JAGUAR MNG INC COM 47009M103 100 158554 COM DEFINED 01 158554 0 0
KINROSS GOLD CORP COM NO PAR 496902404 113 11627 COM DEFINED 01 11627 0 0
KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 2960 111543 COM DEFINED 01 111543 0 0
LINKEDIN CORP COM CL A 53578A108 358 3120 COM DEFINED 01 3120 0 0
LINKEDIN CORP PUT 53578A108 414 3600 SH PUT DEFINED 01 0 0 0
LOWES COS INC COM 548661107 206 5791 COM DEFINED 01 5791 0 0
LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 6595 159500 COM DEFINED 01 159500 0 0
MGIC INVT CORP WIS COM 552848103 45 16811 COM DEFINED 01 16811 0 0
MANULIFE FINL CORP COM 56501R106 287 21128 COM DEFINED 01 21128 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 382 8243 COM DEFINED 01 8243 0 0
MARKET VECTORS ETF TR PUT 57060U100 687 14800 SH PUT DEFINED 01 0 0 0
MCDONALDS CORP CALL 580135101 388 4400 SH CALL DEFINED 01 0 0 0
MERCK & CO INC NEW COM 58933Y105 230 5607 COM DEFINED 01 5607 0 0
MICROSOFT CORP COM 594918104 1960 73356 COM DEFINED 01 73356 0 0
MICROSOFT CORP PUT 594918104 2829 105900 SH PUT DEFINED 01 0 0 0
MORGAN STANLEY CALL 617446448 321 16800 SH CALL DEFINED 01 0 0 0
NATIONAL GRID PLC SPON ADR NEW 636274300 4234 73709 COM DEFINED 01 73709 0 0
NETFLIX INC COM 64110L106 771 8309 COM DEFINED 01 8309 0 0
NETFLIX INC PUT 64110L106 733 7900 SH PUT DEFINED 01 0 0 0
NOKIA CORP SPONSORED ADR 654902204 215 54299 COM DEFINED 01 54299 0 0
NOKIA CORP PUT 654902204 126 31900 SH PUT DEFINED 01 0 0 0
NOVARTIS A G SPONSORED ADR 66987V109 6845 108131 COM DEFINED 01 108131 0 0
NOVO-NORDISK A S ADR 670100205 4688 28723 COM DEFINED 01 28723 0 0
NVIDIA CORP PUT 67066G104 130 10600 SH PUT DEFINED 01 0 0 0
OFFICE DEPOT INC COM 676220106 97 29473 COM DEFINED 01 29473 0 0
ORACLE CORP COM 68389X105 1124 33719 COM DEFINED 01 33719 0 0
ORACLE CORP PUT 68389X105 1296 38900 SH PUT DEFINED 01 0 0 0
PENN WEST PETE LTD NEW COM 707887105 123 11321 COM DEFINED 01 11321 0 0
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 227 11779 COM DEFINED 01 11779 0 0
PETROLEO BRASILEIRO SA PETRO PUT 71654V408 380 19500 SH PUT DEFINED 01 0 0 0
PORTUGAL TELECOM SGPS S A SPONSORED ADR 737273102 975 195736 COM DEFINED 01 195736 0 0
POWERSHARES QQQ TRUST CALL 73935A104 6656 102200 SH CALL DEFINED 01 0 0 0
POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 279 9984 COM DEFINED 01 9984 0 0
PRICELINE COM INC CALL 741503403 1242 2000 SH CALL DEFINED 01 0 0 0
PROCTER & GAMBLE CO CALL 742718109 360 5300 SH CALL DEFINED 01 0 0 0
PROSHARES TR II ULTRASHRT EURO 74347W882 382 20111 COM DEFINED 01 20111 0 0
QUALCOMM INC CALL 747525103 639 10300 SH CALL DEFINED 01 0 0 0
RALCORP HLDGS INC NEW COM 751028101 827 9230 COM DEFINED 01 9230 0 0
RANDGOLD RES LTD ADR 752344309 643 6479 COM DEFINED 01 6479 0 0
REED ELSEVIER N V SPONS ADR NEW 758204200 3816 129022 COM DEFINED 01 129022 0 0
REED ELSEVIER P L C SPONS ADR NEW 758205207 793 18866 COM DEFINED 01 18866 0 0
RENESOLA LTD SPONS ADS 75971T103 22 14055 COM DEFINED 01 14055 0 0
RIO TINTO PLC SPONSORED ADR 767204100 5282 90932 COM DEFINED 01 90932 0 0
ROYAL DUTCH SHELL PLC SPON ADR B 780259107 12577 177415 COM DEFINED 01 177415 0 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 16090 233359 COM DEFINED 01 233359 0 0
SPDR S&P 500 ETF TR CALL 78462F103 66493 466800 SH CALL DEFINED 01 0 0 0
SPDR GOLD TRUST CALL 78463V107 5153 31800 SH CALL DEFINED 01 0 0 0
SPDR SERIES TRUST BRC HGH YLD BD 78464A417 320 7867 COM DEFINED 01 7867 0 0
SPDR SERIES TRUST BARCLYS TIPS ETF 78464A656 1497 24656 COM DEFINED 01 24656 0 0
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 638 10228 COM DEFINED 01 10228 0 0
SPDR DOW JONES INDL AVRG ETF CALL 78467X109 10440 79800 SH CALL DEFINED 01 0 0 0
SALESFORCE COM INC COM 79466L302 3819 22721 COM DEFINED 01 22721 0 0
SALESFORCE COM INC PUT 79466L302 4102 24400 SH PUT DEFINED 01 0 0 0
SANDRIDGE ENERGY INC COM 80007P307 130 20474 COM DEFINED 01 20474 0 0
SANOFI SPONSORED ADR 80105N105 579 12229 COM DEFINED 01 12229 0 0
SAP AG SPON ADR 803054204 570 7088 COM DEFINED 01 7088 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 863 22987 COM DEFINED 01 22987 0 0
SELECT SECTOR SPDR TR PUT 81369Y100 353 9400 SH PUT DEFINED 01 0 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 736 10308 COM DEFINED 01 10308 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2445 149039 COM DEFINED 01 149039 0 0
SELECT SECTOR SPDR TR PUT 81369Y605 1498 91300 SH PUT DEFINED 01 0 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 333 8789 COM DEFINED 01 8789 0 0
SELECT SECTOR SPDR TR PUT 81369Y704 1486 39200 SH PUT DEFINED 01 0 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 332 9515 COM DEFINED 01 9515 0 0
SHIRE PLC SPONSORED ADR 82481R106 10088 109437 COM DEFINED 01 109437 0 0
SIEMENS A G SPONSORED ADR 826197501 2168 19803 COM DEFINED 01 19803 0 0
SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 4912 88669 COM DEFINED 01 88669 0 0
SPRINT NEXTEL CORP CALL 852061100 184 32400 SH CALL DEFINED 01 0 0 0
STATOIL ASA SPONSORED ADR 85771P102 5033 200985 COM DEFINED 01 200985 0 0
STMICROELECTRONICS N V NY REGISTRY 861012102 3839 530269 COM DEFINED 01 530269 0 0
SYNGENTA AG SPONSORED ADR 87160A100 2506 31015 COM DEFINED 01 31015 0 0
TELECOM ITALIA S P A NEW SPON ADR ORD 87927Y102 2289 252975 COM DEFINED 01 252975 0 0
TELECOM ITALIA S P A NEW SPON ADR SVGS 87927Y201 1376 174151 COM DEFINED 01 174151 0 0
TELEFONICA S A SPONSORED ADR 879382208 297 21985 COM DEFINED 01 21985 0 0
TELLABS INC COM 879664100 31 13660 COM DEFINED 01 13660 0 0
TITANIUM METALS CORP COM NEW 888339207 264 15965 COM DEFINED 01 15965 0 0
UNILEVER PLC SPON ADR NEW 904767704 7083 182933 COM DEFINED 01 182933 0 0
UNILEVER N V N Y SHS NEW 904784709 11746 306673 COM DEFINED 01 306673 0 0
UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 151 75867 COM DEFINED 01 75867 0 0
UNITED STATES STL CORP NEW CALL 912909108 262 11000 SH CALL DEFINED 01 0 0 0
VALE S A ADR 91912E105 487 23199 COM DEFINED 01 23199 0 0
VANGUARD INDEX FDS REIT ETF 922908553 335 5093 COM DEFINED 01 5093 0 0
VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 210 17142 COM DEFINED 01 17142 0 0
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 3388 134487 COM DEFINED 01 134487 0 0
WPP PLC ADR 92933H101 10877 149200 COM DEFINED 01 149200 0 0
WEINGARTEN RLTY INVS SH BEN INT 948741103 206 7693 COM DEFINED 01 7693 0 0
WELLS FARGO & CO NEW CALL 949746101 517 15100 SH CALL DEFINED 01 0 0 0
WYNN RESORTS LTD COM 983134107 728 6468 COM DEFINED 01 6468 0 0
WYNN RESORTS LTD PUT 983134107 720 6400 SH PUT DEFINED 01 0 0 0
YM BIOSCIENCES INC COM 984238105 40 13982 COM DEFINED 01 13982 0 0
YAHOO INC PUT 984332106 384 19300 SH PUT DEFINED 01 0 0 0
ZYNGA INC CL A 98986T108 106 44839 COM DEFINED 01 44839 0 0
ZYNGA INC PUT 98986T108 41 17500 SH PUT DEFINED 01 0 0 0
UTSTARCOM HOLDINGS CORP USD ORD SHS G9310A106 17 16103 COM DEFINED 01 16103 0 0