-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KAov2MTjR1tnqYawS4tedkH5GcqDso1VxkO6UHsUEoXxEs9uzW/jtBerncMvi/4J vVFBSg1Nc0H8Eu4NAC43XA== 0001453624-09-000048.txt : 20091113 0001453624-09-000048.hdr.sgml : 20091113 20091113161341 ACCESSION NUMBER: 0001453624-09-000048 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GETCO Holding Co. CENTRAL INDEX KEY: 0001453624 IRS NUMBER: 113658806 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13312 FILM NUMBER: 091181773 BUSINESS ADDRESS: STREET 1: 141 WEST JACKSON BLVD SUITE 210 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-242-4600 MAIL ADDRESS: STREET 1: 141 WEST JACKSON BLVD SUITE 210 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 form13f-getco.txt GETCO FORM 13F REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: SEP 30, 2009 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one): [ ] is a restatement. [ ] adds new entries. Institutional Investment Manager Filing this Report: Name: GETCO Holding Company LLC Address: 141 W Jackson Blvd. Chicago, IL 60604 Form 13F File Number: 028-13312 Central Index Key (CIK) Number: 0001453624 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Alex Sadowski Title: Assistant General Counsel Phone: 312-676-5526 Signature, Place, and Date of Signing Alex Sadowski Chicago, IL November 13, 2009 [Signature] [City, State] [Date] Report Type (Check only one): [ X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 -------------------- Form 13F Information Table Entry Total: 48 -------------------- Form 13F Information Table Value Total: 83322 -------------------- List of Other Included Managers: No. 13F File Number Name 01 28- OCTEG, LLC 02 28- GETCO, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE AT&T INC PUT 00206R102 381 14100 SH PUT DEFINED 01 0 0 0 AMAZON COM INC CALL 023135106 215 2300 SH CALL DEFINED 01 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1062 24070 SH DEFINED 01 24070 0 0 AMERICAN INTL GROUP INC PUT 026874784 670 15200 SH PUT DEFINED 01 0 0 0 BANK OF AMERICA CORPORATION COM 060505104 814 48105 SH DEFINED 01 48105 0 0 BANK OF AMERICA CORPORATION PUT 060505104 1140 67400 SH PUT DEFINED 01 0 0 0 CATERPILLAR INC DEL COM 149123101 246 4792 SH DEFINED 01 4792 0 0 CISCO SYS INC CALL 17275R102 417 17700 SH CALL DEFINED 01 0 0 0 CITIGROUP INC CALL 172967101 435 89800 SH CALL DEFINED 01 0 0 0 CITIGROUP INC PUT 172967101 100 20700 SH PUT DEFINED 01 0 0 0 COMPTON PETE CORP COM 204940100 24 18507 SH DEFINED 01 18507 0 0 DIAMONDS TR CALL 252787106 4842 49900 SH CALL DEFINED 01 0 0 0 DIAMONDS TR PUT 252787106 970 10000 SH PUT DEFINED 01 0 0 0 DIREXION SHS ETF TR PUT 25459W516 370 4500 SH PUT DEFINED 01 0 0 0 FEDERAL NATL MTG ASSN COM 313586109 42 27683 SH DEFINED 01 27683 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 221 30632 SH DEFINED 01 30632 0 0 FORD MTR CO DEL PUT 345370860 217 30100 SH PUT DEFINED 01 0 0 0 FREEPORT-MCMORAN COPPER & GO CALL 35671D857 652 9500 SH CALL DEFINED 01 0 0 0 GFI GROUP INC CALL 361652209 1 34600 SH CALL DEFINED 02 0 0 0 GENERAL ELECTRIC CO CALL 369604103 435 26500 SH CALL DEFINED 01 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 524 2845 SH DEFINED 01 2845 0 0 GOLDMAN SACHS GROUP INC PUT 38141G104 2249 12200 SH PUT DEFINED 01 0 0 0 HEWLETT PACKARD CO CALL 428236103 302 6400 SH CALL DEFINED 01 0 0 0 INTEL CORP CALL 458140100 247 12600 SH CALL DEFINED 01 0 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 970 24906 SH DEFINED 01 24906 0 0 ISHARES TR INDEX PUT 464287234 662 17000 SH PUT DEFINED 01 0 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 726 12035 SH DEFINED 01 12035 0 0 ISHARES TR INDEX PUT 464287655 1056 17500 SH PUT DEFINED 01 0 0 0 JPMORGAN CHASE & CO PUT 46625H100 250 5700 SH PUT DEFINED 01 0 0 0 MICROSOFT CORP CALL 594918104 227 8800 SH CALL DEFINED 01 0 0 0 MOTOROLA INC COM 620076109 175 20412 SH DEFINED 01 20412 0 0 MOTOROLA INC PUT 620076109 231 26900 SH PUT DEFINED 01 0 0 0 NEWMONT MINING CORP CALL 651639106 1242 28200 SH CALL DEFINED 01 0 0 0 PFIZER INC CALL 717081103 386 23300 SH CALL DEFINED 01 0 0 0 POWERSHARES QQQ TRUST CALL 73935A104 21449 507900 SH CALL DEFINED 01 0 0 0 QUALCOMM INC CALL 747525103 324 7200 SH CALL DEFINED 01 0 0 0 SPDR TR CALL 78462F103 34623 327900 SH CALL DEFINED 01 0 0 0 SANDISK CORP COM 80004C101 671 30897 SH DEFINED 01 30897 0 0 SELECT SECTOR SPDR TR PUT 81369Y506 448 8300 SH PUT DEFINED 01 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 255 17052 SH DEFINED 01 17052 0 0 SELECT SECTOR SPDR TR PUT 81369Y605 702 47000 SH PUT DEFINED 01 0 0 0 SEMICONDUCTOR HLDRS TR PUT 816636203 261 10200 SH PUT DEFINED 01 0 0 0 TARGET CORP PUT 87612E106 219 4700 SH PUT DEFINED 01 0 0 0 TEXAS INSTRS INC COM 882508104 338 14276 SH DEFINED 01 14276 0 0 VALERO ENERGY CORP NEW CALL 91913Y100 609 31400 SH CALL DEFINED 01 0 0 0 WAL MART STORES INC CALL 931142103 221 4500 SH CALL DEFINED 01 0 0 0 WELLS FARGO & CO NEW CALL 949746101 476 16900 SH CALL DEFINED 01 0 0 0 YAHOO INC PUT 984332106 225 12600 SH PUT DEFINED 01 0 0 0
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