X0306 4 2018-12-14 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001453440 Allison Paul D 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Chair, President & CEO RJ Ltd. Common Stock 2018-12-15 4 M 0 1420.0000 0 A 29352.0000 D Common Stock 9628.0000 I Rose Allison Holdings Inc. Restricted Stock Units 2018-12-14 4 A 0 1671.0000 0.0000 A 2021-12-14 2021-12-14 Common Stock 1671.0000 1671.0000 D Restricted Stock Units 2018-12-15 4 M 0 1420.0000 0.0000 D 2018-12-15 2018-12-15 Common Stock 1420.0000 0.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. This Form 4 reports (i) a grant of RSUs under the issuer's Amended and Restated 2012 Stock Incentive Plan as a portion of the annual bonus to the reporting person and (ii) the vesting of RSUs awarded to the reporting person on 12/15/2015. /s/ Paul D. Allison by Jonathan J. Doyle as Attorney-in-Fact 2018-12-18