0001209191-21-057238.txt : 20210922 0001209191-21-057238.hdr.sgml : 20210922 20210922160711 ACCESSION NUMBER: 0001209191-21-057238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210920 FILED AS OF DATE: 20210922 DATE AS OF CHANGE: 20210922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACCEL LONDON III LP CENTRAL INDEX KEY: 0001453180 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269697 BUSINESS ADDRESS: STREET 1: C/O ACCEL PARTNERS STREET 2: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: C/O ACCEL PARTNERS STREET 2: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel London III Associates L.L.C. CENTRAL INDEX KEY: 0001495004 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269695 BUSINESS ADDRESS: STREET 1: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel London III Associates L.P. CENTRAL INDEX KEY: 0001495005 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269696 BUSINESS ADDRESS: STREET 1: 500 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 500 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel London Investors 2012 L.P. CENTRAL INDEX KEY: 0001549350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269694 BUSINESS ADDRESS: STREET 1: 428 UNIVERSITY AVE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 428 UNIVERSITY AVE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel Growth Fund Investors 2016 L.L.C. CENTRAL INDEX KEY: 0001761641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269693 BUSINESS ADDRESS: STREET 1: 500 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 500 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel Growth Fund IV L.P. CENTRAL INDEX KEY: 0001665743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269692 BUSINESS ADDRESS: STREET 1: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel Growth Fund IV Associates L.L.C. CENTRAL INDEX KEY: 0001665744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269691 BUSINESS ADDRESS: STREET 1: 500 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 500 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accel Growth Fund IV Strategic Partners L.P. CENTRAL INDEX KEY: 0001673903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 211269690 BUSINESS ADDRESS: STREET 1: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-4800 MAIL ADDRESS: STREET 1: 428 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ForgeRock, Inc. CENTRAL INDEX KEY: 0001543916 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331223363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 599-1100 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-20 0 0001543916 ForgeRock, Inc. FORG 0001453180 ACCEL LONDON III LP 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001495005 Accel London III Associates L.P. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001495004 Accel London III Associates L.L.C. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001549350 Accel London Investors 2012 L.P. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001761641 Accel Growth Fund Investors 2016 L.L.C. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001665743 Accel Growth Fund IV L.P. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001665744 Accel Growth Fund IV Associates L.L.C. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 0001673903 Accel Growth Fund IV Strategic Partners L.P. 500 UNIVERSITY AVENUE PALO ALTO CA 94301 0 0 1 0 Common Stock 2021-09-20 4 C 0 12466364 0.00 A 12800725 D Common Stock 2021-09-20 4 C 0 283036 0.00 A 290627 I By: Accel London 2012 L.P. Common Stock 2021-09-20 4 C 0 224037 0.00 A 229511 I By: Accel Growth Fund Investors 2016 L.L.C. Common Stock 2021-09-20 4 C 0 4684048 0.00 A 4798496 I By: Accel Growth Fund IV L.P. Common Stock 2021-09-20 4 C 0 26647 0.00 A 27298 I By: Accel Growth Fund IV Strategic Partners L.P. Common Stock 2021-09-20 4 J 0 12800725 0.00 D 0 D Common Stock 2021-09-20 4 J 0 290627 0.00 D 0 I By: Accel London 2012 L.P. Common Stock 2021-09-20 4 J 0 229511 0.00 D 0 I By: Accel Growth Fund Investors 2016 L.L.C. Common Stock 2021-09-20 4 J 0 4798496 0.00 D 0 I y: Accel Growth Fund IV L.P. Common Stock 2021-09-20 4 J 0 27298 0.00 D 0 I By: Accel Growth Fund IV Strategic Partners L.P. Series A Preferred Stock 2021-09-20 4 C 0 6518668 0.00 D Common Stock 6518668 0 D Series A Preferred Stock 2021-09-20 4 C 0 148000 0.00 D Common Stock 148000 0 I By: Accel London 2012 L.P. Series B Preferred Stock 2021-09-20 4 C 0 2202266 0.00 D Common Stock 2202266 0 D Series B Preferred Stock 2021-09-20 4 C 0 50000 0.00 D Common Stock 50000 0 I By: Accel London 2012 L.P. Series C Preferred Stock 2021-09-20 4 C 0 1551780 0.00 D Common Stock 1551780 0 D Series C Preferred Stock 2021-09-20 4 C 0 35232 0.00 D Common Stock 35232 0 I By: Accel London 2012 L.P. Series D Preferred Stock 2021-09-20 4 C 0 1686771 0.00 D Common Stock 1686771 0 D Series D Preferred Stock 2021-09-20 4 C 0 38296 0.00 D Common Stock 38296 0 I By: Accel London 2012 L.P. Series D Preferred Stock 2021-09-20 4 C 0 195795 0.00 D Common Stock 195795 0 I By: Accel Growth Fund Investors 2016 L.L.C. Series D Preferred Stock 2021-09-20 4 C 0 4093585 0.00 D Common Stock 4093585 0 I By: Accel Growth Fund IV L.P. Series D Preferred Stock 2021-09-20 4 C 0 23288 0.00 D Common Stock 23288 0 I By: Accel Growth Fund IV Strategic Partners L.P. Series E Preferred Stock 2021-09-20 4 C 0 506879 0.00 D Common Stock 506879 0 D Series E Preferred Stock 2021-09-20 4 C 0 11508 0.00 D Common Stock 11508 0 I By: Accel London 2012 L.P. Series E Preferred Stock 2021-09-20 4 C 0 28242 0.00 D Common Stock 28242 0 I By: Accel Growth Fund Investors 2016 L.L.C. Series E Preferred Stock 2021-09-20 4 C 0 590463 0.00 D Common Stock 590463 0 I By: Accel Growth Fund IV L.P. Series E Preferred Stock 2021-09-20 4 C 0 3359 0.00 D Common Stock 3359 0 I By: Accel Growth Fund IV Strategic Partners L.P. Class B Common Stock 2021-09-20 4 J 0 12800725 0.00 A Class A Common Stock 12800725 12800725 D Class B Common Stock 2021-09-20 4 J 0 290627 0.00 A Class A Common Stock 290627 290627 I By: Accel London 2012 L.P. Class B Common Stock 2021-09-20 4 J 0 229511 0.00 A Class A Common Stock 229511 229511 I By: Accel Growth Fund Investors 2016 L.L.C. Class B Common Stock 2021-09-20 4 J 0 4798496 0.00 A Class A Common Stock 4798496 4798496 I By: Accel Growth Fund IV L.P. Class B Common Stock 2021-09-20 4 J 0 27298 0.00 A Class A Common Stock 27298 27298 I By: Accel Growth Fund IV Strategic Partners L.P. Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein. /s/ Tracy L. Sedlock, as Attorney in Fact for Accel London III L.P. 2021-09-22 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel London III Associates L.P. 2021-09-22 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel London III Associates L.L.C. 2021-09-22 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel London Investors 2012 L.P. 2021-09-22 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel Growth Fund Investors 2016 L.L.C. 2021-09-22 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel Growth Fund IV L.P. 2021-09-22 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel Growth Fund IV Associates L.L.C. 2021-09-22 /s/ Tracy L. Sedlock, as Attorney in Fact for Accel Growth Fund IV Strategic Partners L.P. 2021-09-22