0001209191-21-057238.txt : 20210922
0001209191-21-057238.hdr.sgml : 20210922
20210922160711
ACCESSION NUMBER: 0001209191-21-057238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210920
FILED AS OF DATE: 20210922
DATE AS OF CHANGE: 20210922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACCEL LONDON III LP
CENTRAL INDEX KEY: 0001453180
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211269697
BUSINESS ADDRESS:
STREET 1: C/O ACCEL PARTNERS
STREET 2: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: C/O ACCEL PARTNERS
STREET 2: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel London III Associates L.L.C.
CENTRAL INDEX KEY: 0001495004
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211269695
BUSINESS ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel London III Associates L.P.
CENTRAL INDEX KEY: 0001495005
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211269696
BUSINESS ADDRESS:
STREET 1: 500 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 500 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel London Investors 2012 L.P.
CENTRAL INDEX KEY: 0001549350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211269694
BUSINESS ADDRESS:
STREET 1: 428 UNIVERSITY AVE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 428 UNIVERSITY AVE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel Growth Fund Investors 2016 L.L.C.
CENTRAL INDEX KEY: 0001761641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211269693
BUSINESS ADDRESS:
STREET 1: 500 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 500 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel Growth Fund IV L.P.
CENTRAL INDEX KEY: 0001665743
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211269692
BUSINESS ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel Growth Fund IV Associates L.L.C.
CENTRAL INDEX KEY: 0001665744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211269691
BUSINESS ADDRESS:
STREET 1: 500 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 500 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel Growth Fund IV Strategic Partners L.P.
CENTRAL INDEX KEY: 0001673903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211269690
BUSINESS ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ForgeRock, Inc.
CENTRAL INDEX KEY: 0001543916
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 331223363
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 599-1100
MAIL ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-20
0
0001543916
ForgeRock, Inc.
FORG
0001453180
ACCEL LONDON III LP
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001495005
Accel London III Associates L.P.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001495004
Accel London III Associates L.L.C.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001549350
Accel London Investors 2012 L.P.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001761641
Accel Growth Fund Investors 2016 L.L.C.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001665743
Accel Growth Fund IV L.P.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001665744
Accel Growth Fund IV Associates L.L.C.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001673903
Accel Growth Fund IV Strategic Partners L.P.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
Common Stock
2021-09-20
4
C
0
12466364
0.00
A
12800725
D
Common Stock
2021-09-20
4
C
0
283036
0.00
A
290627
I
By: Accel London 2012 L.P.
Common Stock
2021-09-20
4
C
0
224037
0.00
A
229511
I
By: Accel Growth Fund Investors 2016 L.L.C.
Common Stock
2021-09-20
4
C
0
4684048
0.00
A
4798496
I
By: Accel Growth Fund IV L.P.
Common Stock
2021-09-20
4
C
0
26647
0.00
A
27298
I
By: Accel Growth Fund IV Strategic Partners L.P.
Common Stock
2021-09-20
4
J
0
12800725
0.00
D
0
D
Common Stock
2021-09-20
4
J
0
290627
0.00
D
0
I
By: Accel London 2012 L.P.
Common Stock
2021-09-20
4
J
0
229511
0.00
D
0
I
By: Accel Growth Fund Investors 2016 L.L.C.
Common Stock
2021-09-20
4
J
0
4798496
0.00
D
0
I
y: Accel Growth Fund IV L.P.
Common Stock
2021-09-20
4
J
0
27298
0.00
D
0
I
By: Accel Growth Fund IV Strategic Partners L.P.
Series A Preferred Stock
2021-09-20
4
C
0
6518668
0.00
D
Common Stock
6518668
0
D
Series A Preferred Stock
2021-09-20
4
C
0
148000
0.00
D
Common Stock
148000
0
I
By: Accel London 2012 L.P.
Series B Preferred Stock
2021-09-20
4
C
0
2202266
0.00
D
Common Stock
2202266
0
D
Series B Preferred Stock
2021-09-20
4
C
0
50000
0.00
D
Common Stock
50000
0
I
By: Accel London 2012 L.P.
Series C Preferred Stock
2021-09-20
4
C
0
1551780
0.00
D
Common Stock
1551780
0
D
Series C Preferred Stock
2021-09-20
4
C
0
35232
0.00
D
Common Stock
35232
0
I
By: Accel London 2012 L.P.
Series D Preferred Stock
2021-09-20
4
C
0
1686771
0.00
D
Common Stock
1686771
0
D
Series D Preferred Stock
2021-09-20
4
C
0
38296
0.00
D
Common Stock
38296
0
I
By: Accel London 2012 L.P.
Series D Preferred Stock
2021-09-20
4
C
0
195795
0.00
D
Common Stock
195795
0
I
By: Accel Growth Fund Investors 2016 L.L.C.
Series D Preferred Stock
2021-09-20
4
C
0
4093585
0.00
D
Common Stock
4093585
0
I
By: Accel Growth Fund IV L.P.
Series D Preferred Stock
2021-09-20
4
C
0
23288
0.00
D
Common Stock
23288
0
I
By: Accel Growth Fund IV Strategic Partners L.P.
Series E Preferred Stock
2021-09-20
4
C
0
506879
0.00
D
Common Stock
506879
0
D
Series E Preferred Stock
2021-09-20
4
C
0
11508
0.00
D
Common Stock
11508
0
I
By: Accel London 2012 L.P.
Series E Preferred Stock
2021-09-20
4
C
0
28242
0.00
D
Common Stock
28242
0
I
By: Accel Growth Fund Investors 2016 L.L.C.
Series E Preferred Stock
2021-09-20
4
C
0
590463
0.00
D
Common Stock
590463
0
I
By: Accel Growth Fund IV L.P.
Series E Preferred Stock
2021-09-20
4
C
0
3359
0.00
D
Common Stock
3359
0
I
By: Accel Growth Fund IV Strategic Partners L.P.
Class B Common Stock
2021-09-20
4
J
0
12800725
0.00
A
Class A Common Stock
12800725
12800725
D
Class B Common Stock
2021-09-20
4
J
0
290627
0.00
A
Class A Common Stock
290627
290627
I
By: Accel London 2012 L.P.
Class B Common Stock
2021-09-20
4
J
0
229511
0.00
A
Class A Common Stock
229511
229511
I
By: Accel Growth Fund Investors 2016 L.L.C.
Class B Common Stock
2021-09-20
4
J
0
4798496
0.00
A
Class A Common Stock
4798496
4798496
I
By: Accel Growth Fund IV L.P.
Class B Common Stock
2021-09-20
4
J
0
27298
0.00
A
Class A Common Stock
27298
27298
I
By: Accel Growth Fund IV Strategic Partners L.P.
Pursuant to a reclassification exempt under Rule 16b-7 (the "Reclassification"), each share of ForgeRock, Inc.'s (the "Issuer") common stock, par value $0.001 per share (the "Common Stock"), was automatically reclassified into one share of the Issuer's Class B common stock, par value $0.001 per share (the "Class B Common Stock"), immediately prior to the closing of the initial public offering (the "IPO") of the Issuer's Class A common stock, par value $0.001 per share (the "Class A Common Stock"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
Each share of Series A Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
Each share of Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
Each share of Series C Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
Each share of Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
Each share of Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the IPO and had no expiration date.
Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
Accel Growth Fund IV Associates L.L.C. is the general partners of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
/s/ Tracy L. Sedlock, as Attorney in Fact for Accel London III L.P.
2021-09-22
/s/ Tracy L. Sedlock, as Attorney in Fact for Accel London III Associates L.P.
2021-09-22
/s/ Tracy L. Sedlock, as Attorney in Fact for Accel London III Associates L.L.C.
2021-09-22
/s/ Tracy L. Sedlock, as Attorney in Fact for Accel London Investors 2012 L.P.
2021-09-22
/s/ Tracy L. Sedlock, as Attorney in Fact for Accel Growth Fund Investors 2016 L.L.C.
2021-09-22
/s/ Tracy L. Sedlock, as Attorney in Fact for Accel Growth Fund IV L.P.
2021-09-22
/s/ Tracy L. Sedlock, as Attorney in Fact for Accel Growth Fund IV Associates L.L.C.
2021-09-22
/s/ Tracy L. Sedlock, as Attorney in Fact for Accel Growth Fund IV Strategic Partners L.P.
2021-09-22