0000899243-21-036082.txt : 20210915
0000899243-21-036082.hdr.sgml : 20210915
20210915171240
ACCESSION NUMBER: 0000899243-21-036082
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210915
FILED AS OF DATE: 20210915
DATE AS OF CHANGE: 20210915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACCEL LONDON III LP
CENTRAL INDEX KEY: 0001453180
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211256029
BUSINESS ADDRESS:
STREET 1: C/O ACCEL PARTNERS
STREET 2: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: C/O ACCEL PARTNERS
STREET 2: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel London III Associates L.L.C.
CENTRAL INDEX KEY: 0001495004
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211256027
BUSINESS ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel London III Associates L.P.
CENTRAL INDEX KEY: 0001495005
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211256028
BUSINESS ADDRESS:
STREET 1: 500 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 500 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel London Investors 2012 L.P.
CENTRAL INDEX KEY: 0001549350
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211256026
BUSINESS ADDRESS:
STREET 1: 428 UNIVERSITY AVE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 428 UNIVERSITY AVE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel Growth Fund Investors 2016 L.L.C.
CENTRAL INDEX KEY: 0001761641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211256025
BUSINESS ADDRESS:
STREET 1: 500 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 500 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel Growth Fund IV L.P.
CENTRAL INDEX KEY: 0001665743
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211256024
BUSINESS ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel Growth Fund IV Associates L.L.C.
CENTRAL INDEX KEY: 0001665744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211256023
BUSINESS ADDRESS:
STREET 1: 500 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 500 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accel Growth Fund IV Strategic Partners L.P.
CENTRAL INDEX KEY: 0001673903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40787
FILM NUMBER: 211256022
BUSINESS ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-614-4800
MAIL ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ForgeRock, Inc.
CENTRAL INDEX KEY: 0001543916
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 331223363
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: (415) 599-1100
MAIL ADDRESS:
STREET 1: 201 MISSION STREET
STREET 2: SUITE 2900
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2021-09-15
0
0001543916
ForgeRock, Inc.
FORG
0001453180
ACCEL LONDON III LP
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001495005
Accel London III Associates L.P.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001495004
Accel London III Associates L.L.C.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001549350
Accel London Investors 2012 L.P.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001761641
Accel Growth Fund Investors 2016 L.L.C.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001665743
Accel Growth Fund IV L.P.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001665744
Accel Growth Fund IV Associates L.L.C.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
0001673903
Accel Growth Fund IV Strategic Partners L.P.
500 UNIVERSITY AVENUE
PALO ALTO
CA
94301
0
0
1
0
Common Stock
334361
D
Common Stock
7591
I
By: Accel London Investors 2012 L.P.
Common Stock
5474
I
By: Accel Growth Fund Investors 2016 L.L.C.
Common Stock
114448
I
By: Accel Growth Fund IV L.P.
Common Stock
651
I
By: Accel Growth Fund IV Strategic Partners L.P.
Series A Preferred Stock
Common Stock
6518668
D
Series A Preferred Stock
Common Stock
148000
I
By: Accel London Investors 2012 L.P.
Series B Preferred Stock
Common Stock
2202266
D
Series B Preferred Stock
Common Stock
50000
I
By: Accel London Investors 2012 L.P.
Series C Preferred Stock
Common Stock
1551780
D
Series C Preferred Stock
Common Stock
35232
I
By: Accel London Investors 2012 L.P.
Series D Preferred Stock
Common Stock
1686771
D
Series D Preferred Stock
Common Stock
38296
I
By: Accel London Investors 2012 L.P.
Series D Preferred Stock
Common Stock
195795
I
By: Accel Growth Fund Investors 2016 L.L.C.
Series D Preferred Stock
Common Stock
4093585
I
By: Accel Growth Fund IV L.P.
Series D Preferred Stock
Common Stock
23288
I
By: Accel Growth Fund IV Strategic Partners L.P.
Series E Preferred Stock
Common Stock
506879
D
Series E Preferred Stock
Common Stock
11508
I
By: Accel London Investors 2012 L.P.
Series E Preferred Stock
Common Stock
28242
I
By: Accel Growth Fund Investors 2016 L.L.C.
Series E Preferred Stock
Common Stock
590463
I
By: Accel Growth Fund IV L.P.
Series E Preferred Stock
Common Stock
3359
I
By: Accel Growth Fund IV Strategic Partners L.P.
All shares of Series A Preferred Stock, par value $0.002 per share ("Series A Preferred Stock"), Series B Preferred Stock, par value $0.001 per share ("Series B Preferred Stock"), Series C Preferred Stock, par value $0.001 per share ("Series C Preferred Stock"), Series D Preferred Stock, par value $0.001 per share ("Series D Preferred Stock") and Series E Preferred Stock, par value $0.001 per share ("Series E Preferred Stock"), of ForgeRock, Inc. (the "Issuer") will automatically be converted on a one-for-one basis to shares of the Issuer's common stock, par value $0.001 per share ("Common Stock") immediately prior to the closing of the Issuer's initial public offering (the "IPO") of its Class A common stock, par value $0.001 per share ("Class A Common Stock"), without payment of consideration.
(Continued from Footnote 2) Immediately thereafter, but still prior to the closing of the IPO, all shares of Common Stock will be reclassified into shares of the Issuer's Class B common stock, par value $0.001 per share ("Class B Common Stock").
Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. which is the general partner of Accel London III L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
Accel London III Associates L.L.C. is the general partner of Accel London Investors 2012 L.P. and has the sole voting and investment power. Kevin Comolli, Bruce Golden, Hendrik Nelis, and Sonali de Rycker are the managers of Accel London III Associates L.L.C. and share voting and investment power over such shares. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund Investors 2016 L.L.C. and share voting and investment power. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
Accel Growth Fund IV Associates L.L.C. is the general partner of both Accel Growth Fund IV L.P. and Accel Growth Fund IV Strategic Partners L.P. and has sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney, and Richard P. Wong are the managing members of Accel Growth Fund IV Associates L.L.C. and share such powers. Such managers and the Reporting Persons hereunder disclaim beneficial ownership except to the extent of their pecuniary interest therein.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. Additionally, each share of Class B Common Stock will, subject to certain exceptions, convert automatically into one share of Class A Common Stock upon any transfer. Each of the Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock has no expiration date.
/s/ Tracy L. Sedlock, as Attorney-in-Fact for Accel London III L.P.
2021-09-15
/s/ Tracy L. Sedlock, as Attorney-in-Fact for Accel London III Associates L.P.
2021-09-15
/s/ Tracy L. Sedlock, as Attorney-in-Fact for Accel London III Associates L.L.C.
2021-09-15
/s/ Tracy L. Sedlock, as Attorney-in-Fact for Accel London Investors 2012 L.P.
2021-09-15
/s/ Tracy L. Sedlock, as Attorney-in-Fact for Accel Growth Fund Investors 2016 L.L.C.
2021-09-15
/s/ Tracy L. Sedlock, as Attorney-in-Fact for Accel Growth Fund IV L.P.
2021-09-15
/s/ Tracy L. Sedlock, as Attorney-in-Fact for Accel Growth Fund IV Associates L.L.C.
2021-09-15
/s/ Tracy L. Sedlock, as Attorney-in-Fact for Accel Growth Fund IV Strategic Partners L.P.
2021-09-15