0001085146-13-001150.txt : 20130712
0001085146-13-001150.hdr.sgml : 20130712
20130712114627
ACCESSION NUMBER: 0001085146-13-001150
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130630
FILED AS OF DATE: 20130712
DATE AS OF CHANGE: 20130712
EFFECTIVENESS DATE: 20130712
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dominick & Dominick LLC
CENTRAL INDEX KEY: 0001453102
IRS NUMBER: 134023549
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13375
FILM NUMBER: 13965338
BUSINESS ADDRESS:
STREET 1: 150 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-558-8800
MAIL ADDRESS:
STREET 1: 150 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001453102
XXXXXXXX
06-30-2013
06-30-2013
false
Dominick & Dominick LLC
150 EAST 52ND STREET
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-13375
N
Robert X. Reilly
Chief Operating Officer
212-558-8902
/s/ Robert X. Reilly
New York
NY
07-12-2013
0
171
171436
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
307
2805
SH
SOLE
2805
0
0
ABBOTT LABS
COM
002824100
1489
42700
SH
SOLE
42700
0
0
ABBVIE INC
COM
00287Y109
1875
45350
SH
SOLE
45350
0
0
AFLAC INC
COM
001055102
982
16900
SH
SOLE
16900
0
0
AIR PRODS & CHEMS INC
COM
009158106
874
9550
SH
SOLE
9550
0
0
ALTRIA GROUP INC
COM
02209S103
517
14763
SH
SOLE
14763
0
0
AMERICAN EXPRESS CO
COM
025816109
608
8129
SH
SOLE
8129
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
664
14864
SH
SOLE
14864
0
0
AMGEN INC
COM
031162100
237
2405
SH
SOLE
2405
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
722
8000
SH
SOLE
8000
0
0
APPLE INC
COM
037833100
7519
18962
SH
SOLE
18962
0
0
AT&T INC
COM
00206R102
1674
47301
SH
SOLE
47301
0
0
AVON PRODS INC
COM
054303102
648
30828
SH
SOLE
30828
0
0
BANK OF AMERICA CORPORATION
COM
060505104
1080
84013
SH
SOLE
84013
0
0
BARD C R INC
COM
067383109
603
5550
SH
SOLE
5550
0
0
BARRICK GOLD CORP
COM
067901108
716
45500
SH
SOLE
45500
0
0
BAXTER INTL INC
COM
071813109
1240
17900
SH
SOLE
17900
0
0
BED BATH & BEYOND INC
COM
075896100
458
6450
SH
SOLE
6450
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
866
7738
SH
SOLE
7738
0
0
BIOTA PHARMACEUTIALS INC
COM
090694100
103
29935
SH
SOLE
29935
0
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
314
16129
SH
SOLE
16129
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
1063
56378
SH
SOLE
56378
0
0
BOEING CO
COM
097023105
317
3099
SH
SOLE
3099
0
0
BP PLC
SPONSORED ADR
055622104
470
11268
SH
SOLE
11268
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
253
5651
SH
SOLE
5651
0
0
BROWN FORMAN CORP
CL B
115637209
284
4200
SH
SOLE
4200
0
0
CANADIAN NATL RY CO
COM
136375102
598
6150
SH
SOLE
6150
0
0
CATERPILLAR INC DEL
COM
149123101
2080
25213
SH
SOLE
25213
0
0
CERNER CORP
COM
156782104
673
7000
SH
SOLE
7000
0
0
CHEVRON CORP NEW
COM
166764100
3890
32870
SH
SOLE
32870
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
782
15100
SH
SOLE
15100
0
0
CHUBB CORP
COM
171232101
368
4350
SH
SOLE
4350
0
0
CINTAS CORP
COM
172908105
361
7933
SH
SOLE
7933
0
0
CISCO SYS INC
COM
17275R102
1522
62550
SH
SOLE
62550
0
0
CITIGROUP INC
COM NEW
172967424
206
4293
SH
SOLE
4293
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
317
24011
SH
SOLE
24011
0
0
CLEAN HARBORS INC
COM
184496107
758
15000
SH
SOLE
15000
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
129
10000
SH
SOLE
10000
0
0
COCA COLA CO
COM
191216100
1276
31816
SH
SOLE
31816
0
0
COCA COLA FEMSA S A B DE C V
SPON ADR REP L
191241108
1136
8100
SH
SOLE
8100
0
0
COHEN & STEERS SLT PFD INCM
COM
19248Y107
500
19265
SH
SOLE
19265
0
0
COLGATE PALMOLIVE CO
COM
194162103
201
3500
SH
SOLE
3500
0
0
CONOCOPHILLIPS
COM
20825C104
1258
20786
SH
SOLE
20786
0
0
CONSOLIDATED EDISON INC
COM
209115104
1553
26625
SH
SOLE
26625
0
0
CORNING INC
COM
219350105
455
32000
SH
SOLE
32000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
487
4400
SH
SOLE
4400
0
0
CSX CORP
COM
126408103
452
19495
SH
SOLE
19495
0
0
CVS CAREMARK CORPORATION
COM
126650100
1183
20695
SH
SOLE
20695
0
0
CYTORI THERAPEUTICS INC
COM
23283K105
63
27350
SH
SOLE
27350
0
0
DANAHER CORP DEL
COM
235851102
475
7500
SH
SOLE
7500
0
0
DEERE & CO
COM
244199105
225
2766
SH
SOLE
2766
0
0
DIRECTV
COM
25490A309
416
6750
SH
SOLE
6750
0
0
DISNEY WALT CO
COM DISNEY
254687106
2680
42444
SH
SOLE
42444
0
0
DOMINION RES INC VA NEW
COM
25746U109
522
9180
SH
SOLE
9180
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
849
36600
SH
SOLE
36600
0
0
DOW CHEM CO
COM
260543103
918
28550
SH
SOLE
28550
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
2929
55790
SH
SOLE
55790
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
464
6869
SH
SOLE
6869
0
0
DYNAVAX TECHNOLOGIES CORP
COM
268158102
32
29300
SH
SOLE
29300
0
0
EATON VANCE TAX MNGD GBL DV
COM
27829F108
185
20000
SH
SOLE
20000
0
0
EATON VANCE TX ADV GLBL DIV
COM
27828S101
151
10000
SH
SOLE
10000
0
0
ECOLAB INC
COM
278865100
1401
16440
SH
SOLE
16440
0
0
EL PASO ELEC CO
COM NEW
283677854
297
8400
SH
SOLE
8400
0
0
EMERSON ELEC CO
COM
291011104
798
14624
SH
SOLE
14624
0
0
EMULEX CORP
COM NEW
292475209
203
31150
SH
SOLE
31150
0
0
EXCO RESOURCES INC
COM
269279402
115
15000
SH
SOLE
15000
0
0
EXXON MOBIL CORP
COM
30231G102
8495
94028
SH
SOLE
94028
0
0
FACEBOOK INC
CL A
30303M102
426
17111
SH
SOLE
17111
0
0
FEDEX CORP
COM
31428X106
690
7000
SH
SOLE
7000
0
0
FLUOR CORP NEW
COM
343412102
210
3545
SH
SOLE
3545
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
797
51500
SH
SOLE
51500
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
497
17985
SH
SOLE
17985
0
0
GENERAL ELECTRIC CO
COM
369604103
4642
200187
SH
SOLE
200187
0
0
GENERAL MLS INC
COM
370334104
508
10460
SH
SOLE
10460
0
0
GILEAD SCIENCES INC
COM
375558103
215
4200
SH
SOLE
4200
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
1353
27070
SH
SOLE
27070
0
0
GOOGLE INC
CL A
38259P508
535
608
SH
SOLE
608
0
0
GREAT LAKES DREDGE & DOCK CO
COM
390607109
97
12400
SH
SOLE
12400
0
0
HALLIBURTON CO
COM
406216101
572
13700
SH
SOLE
13700
0
0
HARRIS & HARRIS GROUP INC
COM
413833104
41
13482
SH
SOLE
13482
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
246
9700
SH
SOLE
9700
0
0
HECLA MNG CO
COM
422704106
44
14700
SH
SOLE
14700
0
0
HESS CORP
COM
42809H107
340
5120
SH
SOLE
5120
0
0
HOME DEPOT INC
COM
437076102
1237
15965
SH
SOLE
15965
0
0
HONEYWELL INTL INC
COM
438516106
1007
12695
SH
SOLE
12695
0
0
INGERSOLL-RAND PLC
SHS
G47791101
416
7500
SH
SOLE
7500
0
0
INTEL CORP
COM
458140100
2054
84774
SH
SOLE
84774
0
0
INTELLICHECK MOBILISA INC
COM
45817G102
64
214049
SH
SOLE
214049
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
4345
22734
SH
SOLE
22734
0
0
INTUIT
COM
461202103
324
5301
SH
SOLE
5301
0
0
ISHARES INC
MSCI JAPAN
464286848
388
34567
SH
SOLE
34567
0
0
ISHARES TR
MSCI EMERG MKT
464287234
216
5600
SH
SOLE
5600
0
0
ISHARES TR
IBOXX INV CPBD
464287242
1307
11500
SH
SOLE
11500
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
413
3579
SH
SOLE
3579
0
0
ISHARES TR
DJ INTL SEL DIVD
464288448
484
15200
SH
SOLE
15200
0
0
JOHNSON & JOHNSON
COM
478160104
5463
63630
SH
SOLE
63630
0
0
JPMORGAN CHASE & CO
COM
46625H100
1724
32659
SH
SOLE
32659
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
290
3394
SH
SOLE
3394
0
0
LAS VEGAS SANDS CORP
COM
517834107
534
10092
SH
SOLE
10092
0
0
LOWES COS INC
COM
548661107
642
15700
SH
SOLE
15700
0
0
LUXOTTICA GROUP S P A
SPONSORED ADR
55068R202
354
7000
SH
SOLE
7000
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
381
15575
SH
SOLE
15575
0
0
MARKET VECTORS ETF TR
MKTVEC INTMUETF
57060U845
937
42500
SH
SOLE
42500
0
0
MARRIOTT INTL INC NEW
CL A
571903202
795
19700
SH
SOLE
19700
0
0
MASTERCARD INC
CL A
57636Q104
488
850
SH
SOLE
850
0
0
MCDONALDS CORP
COM
580135101
1348
13616
SH
SOLE
13616
0
0
MERCK & CO INC NEW
COM
58933Y105
7217
155378
SH
SOLE
155378
0
0
MICROSOFT CORP
COM
594918104
647
18723
SH
SOLE
18723
0
0
MONDELEZ INTL INC
CL A
609207105
380
13329
SH
SOLE
13329
0
0
MORGAN STANLEY
COM NEW
617446448
655
26817
SH
SOLE
26817
0
0
MYLAN INC
COM
628530107
649
20900
SH
SOLE
20900
0
0
NIKE INC
CL B
654106103
1433
22500
SH
SOLE
22500
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
2268
32069
SH
SOLE
32069
0
0
NOVO-NORDISK A S
ADR
670100205
891
5750
SH
SOLE
5750
0
0
NTT DOCOMO INC
SPONS ADR
62942M201
822
52500
SH
SOLE
52500
0
0
NUVEEN INTER DURATION MN TMF
COM
670671106
314
24527
SH
SOLE
24527
0
0
NUVEEN LG/SHT COMMODITY TOTR
COM UT BEN INT
670731108
382
19200
SH
SOLE
19200
0
0
NUVEEN NY AMT-FREE MUN INCOM
COM
670656107
141
10643
SH
SOLE
10643
0
0
NUVEEN PFD & INCOME TERM FD
COM
67075A106
1071
44111
SH
SOLE
44111
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
268
3000
SH
SOLE
3000
0
0
ORACLE CORP
COM
68389X105
1013
33000
SH
SOLE
33000
0
0
PEPSICO INC
COM
713448108
1258
15384
SH
SOLE
15384
0
0
PFIZER INC
COM
717081103
376
13423
SH
SOLE
13423
0
0
PHILIP MORRIS INTL INC
COM
718172109
1047
12088
SH
SOLE
12088
0
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
1490
65015
SH
SOLE
65015
0
0
PIMCO ETF TR
INTER MUN BD ST
72201R866
1596
30800
SH
SOLE
30800
0
0
PNC FINL SVCS GROUP INC
COM
693475105
237
3250
SH
SOLE
3250
0
0
PPL CORP
COM
69351T106
1017
33600
SH
SOLE
33600
0
0
PROCTER & GAMBLE CO
COM
742718109
1832
23790
SH
SOLE
23790
0
0
PROSHARES TR
PSHS SHRT S&P500
74347R503
1254
42245
SH
SOLE
42245
0
0
PROSHARES TR II
ULTRA GOLD
74347W601
910
20380
SH
SOLE
20380
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
270
8270
SH
SOLE
8270
0
0
QUALCOMM INC
COM
747525103
927
15167
SH
SOLE
15167
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
306
5250
SH
SOLE
5250
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1805
28285
SH
SOLE
28285
0
0
SANOFI
SPONSORED ADR
80105N105
995
18750
SH
SOLE
18750
0
0
SCANA CORP NEW
COM
80589M102
242
4933
SH
SOLE
4933
0
0
SCHLUMBERGER LTD
COM
806857108
2410
33635
SH
SOLE
33635
0
0
SEADRILL LIMITED
SHS
G7945E105
246
6035
SH
SOLE
6035
0
0
SHERWIN WILLIAMS CO
COM
824348106
821
4650
SH
SOLE
4650
0
0
SIRIUS XM RADIO INC
COM
82967N108
37
11000
SH
SOLE
11000
0
0
SOUTHERN CO
COM
842587107
1496
33900
SH
SOLE
33900
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
923
7750
SH
SOLE
7750
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1987
12387
SH
SOLE
12387
0
0
STANLEY BLACK & DECKER INC
COM
854502101
891
11525
SH
SOLE
11525
0
0
STAR SCIENTIFIC INC
COM
85517P101
22
16100
SH
SOLE
16100
0
0
STONE HBR EMERG MRKTS INC FD
COM
86164T107
396
18887
SH
SOLE
18887
0
0
TARGET CORP
COM
87612E106
1532
22250
SH
SOLE
22250
0
0
TIFFANY & CO NEW
COM
886547108
3074
42200
SH
SOLE
42200
0
0
TIME WARNER CABLE INC
COM
88732J207
281
2500
SH
SOLE
2500
0
0
TJX COS INC NEW
COM
872540109
250
4985
SH
SOLE
4985
0
0
TOTAL S A
SPONSORED ADR
89151E109
343
7050
SH
SOLE
7050
0
0
UNILEVER N V
N Y SHS NEW
904784709
516
13125
SH
SOLE
13125
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1944
22475
SH
SOLE
22475
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
4083
43933
SH
SOLE
43933
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
1483
22650
SH
SOLE
22650
0
0
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
1532
18350
SH
SOLE
18350
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1677
20950
SH
SOLE
20950
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
249
3000
SH
SOLE
3000
0
0
VARIAN MED SYS INC
COM
92220P105
354
5250
SH
SOLE
5250
0
0
VECTREN CORP
COM
92240G101
203
6000
SH
SOLE
6000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
782
15536
SH
SOLE
15536
0
0
VERMILLION INC
COM NEW
92407M206
75
28000
SH
SOLE
28000
0
0
VISA INC
COM CL A
92826C839
326
1782
SH
SOLE
1782
0
0
W P CAREY INC
COM
92936U109
1019
15407
SH
SOLE
15407
0
0
WALGREEN CO
COM
931422109
2674
60500
SH
SOLE
60500
0
0
WAL-MART STORES INC
COM
931142103
953
12788
SH
SOLE
12788
0
0
WASTE MGMT INC DEL
COM
94106L109
404
10010
SH
SOLE
10010
0
0
WELLS FARGO & CO NEW
COM
949746101
684
16564
SH
SOLE
16564
0
0
XEROX CORP
COM
984121103
284
31345
SH
SOLE
31345
0
0
ZYNGA INC
CL A
98986T108
62
22250
SH
SOLE
22250
0
0