0000899243-20-033703.txt : 20201214 0000899243-20-033703.hdr.sgml : 20201214 20201214104222 ACCESSION NUMBER: 0000899243-20-033703 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201214 DATE AS OF CHANGE: 20201214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alyeska Investment Group, L.P. CENTRAL INDEX KEY: 0001453072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39272 FILM NUMBER: 201385380 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alyeska Master Fund, L.P. CENTRAL INDEX KEY: 0001456506 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39272 FILM NUMBER: 201385381 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-899-7902 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alyeska Master Fund 3, L.P. CENTRAL INDEX KEY: 0001775953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39272 FILM NUMBER: 201385382 BUSINESS ADDRESS: STREET 1: 77 W WACKER DR STREET 2: SUITE 700 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3128997905 MAIL ADDRESS: STREET 1: 77 W WACKER DR STREET 2: SUITE 700 CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALYESKA FUND GP, LLC CENTRAL INDEX KEY: 0001822287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39272 FILM NUMBER: 201385383 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (312) 899-7900 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALYESKA FUND 3 GP, LLC CENTRAL INDEX KEY: 0001822509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39272 FILM NUMBER: 201385384 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (312) 899-7900 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALYESKA INVESTMENT GROUP, LLC CENTRAL INDEX KEY: 0001822286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39272 FILM NUMBER: 201385385 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (312) 899-7900 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALYESKA INVESTMENTS, LLC CENTRAL INDEX KEY: 0001822281 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39272 FILM NUMBER: 201385386 BUSINESS ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: (312) 899-7900 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAREKH ANAND CENTRAL INDEX KEY: 0001822280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39272 FILM NUMBER: 201385387 MAIL ADDRESS: STREET 1: 77 WEST WACKER DRIVE STREET 2: 7TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CC Neuberger Principal Holdings I CENTRAL INDEX KEY: 0001800347 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CC CAPITAL STREET 2: 200 PARK AVENUE, 58TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2123555515 MAIL ADDRESS: STREET 1: C/O CC CAPITAL STREET 2: 200 PARK AVENUE, 58TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-10 0 0001800347 CC Neuberger Principal Holdings I PCPL 0001453072 Alyeska Investment Group, L.P. 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO IL 60601 0 0 1 0 0001456506 Alyeska Master Fund, L.P. 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO IL 60601 0 0 1 0 0001775953 Alyeska Master Fund 3, L.P. 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO IL 60601 0 0 1 0 0001822287 ALYESKA FUND GP, LLC 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO IL 60601 0 0 1 0 0001822509 ALYESKA FUND 3 GP, LLC 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO IL 60601 0 0 1 0 0001822286 ALYESKA INVESTMENT GROUP, LLC 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO IL 60601 0 0 1 0 0001822281 ALYESKA INVESTMENTS, LLC 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO IL 60601 0 0 1 0 0001822280 PAREKH ANAND 77 WEST WACKER DRIVE, 7TH FLOOR CHICAGO IL 60601 0 0 1 0 Class A Ordinary Shares 2020-12-10 4 S 0 33960 10.26 D 4245041 D Class A Ordinary Shares 2020-12-10 4 S 0 33960 10.26 D 0 D Class A Ordinary Shares 2020-12-10 4 S 0 33960 10.26 D 0 I Footnotes Class A Ordinary Shares 2020-12-10 4 S 0 33960 10.26 D 4245041 I Footnotes Class A Ordinary Shares 2020-12-10 4 S 0 33960 10.26 D 4245041 I Footnotes Class A Ordinary Shares 2020-12-10 4 S 0 33960 10.26 D 4245041 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 10500 10.26 A 4255541 D Class A Ordinary Shares 2020-12-10 4 P 0 10500 10.26 A 4255541 D Class A Ordinary Shares 2020-12-10 4 P 0 10500 10.26 A 4255541 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 10500 10.26 A 4255541 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 10500 10.26 A 4255541 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 10500 10.26 A 4255541 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 199181 10.28 A 4454722 D Class A Ordinary Shares 2020-12-10 4 P 0 199181 10.28 A 4454722 D Class A Ordinary Shares 2020-12-10 4 P 0 199181 10.28 A 4454722 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 199181 10.28 A 4454722 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 199181 10.28 A 4454722 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 199181 10.28 A 4454722 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 32727 10.29 A 4487449 D Class A Ordinary Shares 2020-12-10 4 P 0 32727 10.29 A 4487449 D Class A Ordinary Shares 2020-12-10 4 P 0 32727 10.29 A 4487449 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 32727 10.29 A 4487449 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 32727 10.29 A 4487449 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 32727 10.29 A 4487449 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 59900 10.30 A 4547349 D Class A Ordinary Shares 2020-12-10 4 P 0 59900 10.30 A 4547349 D Class A Ordinary Shares 2020-12-10 4 P 0 59900 10.30 A 4547349 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 59900 10.30 A 4547349 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 59900 10.30 A 4547349 I Footnotes Class A Ordinary Shares 2020-12-10 4 P 0 59900 10.30 A 4547349 I Footnotes Alyeska Investment Group, L.P. (the "Investment Manager") is the investment manager of each of Alyeska Master Fund, L.P. ("Fund 1") and Alyeska Master Fund 3, L.P. ("Fund 3" and, together with Fund 1, the "Funds"). In that capacity, the Investment Manager directs the voting and disposition of securities held by the Funds. Fund 1 is the direct owner of 4,547,349 shares of Class A Ordinary Shares, par value $0.0001 per share ("Shares"), of CC Neuberger Principal Holdings I. Fund 3 is the direct owner of 0 Shares. The Investment Manager receives an asset-based fee relating to the Shares directly held by the Funds, and does not hold a pecuniary interest in such Shares. (i) Alyeska Fund GP, LLC is the general partner of Fund 1 and has an indirect profits interest in the Shares directly held by Fund 1; (ii) Alyeska Fund 3 GP, LLC is the general partner of Fund 3 and has an indirect profits interest in the Shares directly held by Fund 3; (iii) Alyeska Investment Group, LLC is the sole owner of Alyeska Fund GP, LLC and Alyeska Fund 3 GP, LLC, and has an indirect profits interest in the Shares directly held by the Funds; (iv) Alyeska Investments, LLC (together with Alyeska Fund GP, LLC, Alyeska Fund 3 GP, LLC and Alyeska Investment Group, LLC, the "Upper Tier Entities") is the managing member of Alyeska Investment Group, LLC and has an indirect profits interest in the Shares directly held by the Funds; and (v) Anand Parekh is the managing member of Alyeska Investments, LLC and has an indirect profits interest in the Shares directly held by the Funds. The filing of this Form 4 shall not be construed as an admission that Mr. Parekh or any Upper Tier Entity is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any Shares. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of Mr. Parekh and the Upper Tier Entities disclaims such beneficial ownership, except to the extent of his or its pecuniary interest. On December 10, 2020, Fund 3 sold 33,960 Shares for $10.26 per Share, and Fund 1 purchased 10,500, 199,181, 32,727 and 59,900 Shares for $10.26, $10.28, $10.29 and $10.30 per Share, respectively. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act. Alyeska Investment Group, L.P., By: /s/ Jason Bragg, Chief Financial Officer 2020-12-14 Alyeska Master Fund, L.P., By: Alyeska Fund GP, LLC, By: /s/ Jason Bragg, Chief Financial Officer 2020-12-14 Alyeska Master Fund 3, L.P., By: Alyeska Fund 3 GP, LLC, By: /s/ Jason Bragg, Chief Financial Officer 2020-12-14 Alyeska Fund GP LLC, By: /s/ Jason Bragg, Chief Financial Officer 2020-12-14 Alyeska Fund 3 GP, LLC, By: /s/ Jason Bragg, Chief Financial Officer 2020-12-14 Alyeska Investment Group, LLC, By: /s/ Jason Bragg, Chief Financial Officer 2020-12-14 Alyeska Investments, LLC, By: /s/ Anand Parekh, Managing Member 2020-12-14 /s/ Anand Parekh 2020-12-14