0000899243-20-033703.txt : 20201214
0000899243-20-033703.hdr.sgml : 20201214
20201214104222
ACCESSION NUMBER: 0000899243-20-033703
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201210
FILED AS OF DATE: 20201214
DATE AS OF CHANGE: 20201214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alyeska Investment Group, L.P.
CENTRAL INDEX KEY: 0001453072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39272
FILM NUMBER: 201385380
BUSINESS ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-899-7902
MAIL ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alyeska Master Fund, L.P.
CENTRAL INDEX KEY: 0001456506
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39272
FILM NUMBER: 201385381
BUSINESS ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-899-7902
MAIL ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alyeska Master Fund 3, L.P.
CENTRAL INDEX KEY: 0001775953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39272
FILM NUMBER: 201385382
BUSINESS ADDRESS:
STREET 1: 77 W WACKER DR
STREET 2: SUITE 700
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 3128997905
MAIL ADDRESS:
STREET 1: 77 W WACKER DR
STREET 2: SUITE 700
CITY: CHICAGO
STATE: IL
ZIP: 60601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALYESKA FUND GP, LLC
CENTRAL INDEX KEY: 0001822287
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39272
FILM NUMBER: 201385383
BUSINESS ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: (312) 899-7900
MAIL ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALYESKA FUND 3 GP, LLC
CENTRAL INDEX KEY: 0001822509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39272
FILM NUMBER: 201385384
BUSINESS ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: (312) 899-7900
MAIL ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALYESKA INVESTMENT GROUP, LLC
CENTRAL INDEX KEY: 0001822286
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39272
FILM NUMBER: 201385385
BUSINESS ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: (312) 899-7900
MAIL ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALYESKA INVESTMENTS, LLC
CENTRAL INDEX KEY: 0001822281
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39272
FILM NUMBER: 201385386
BUSINESS ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: (312) 899-7900
MAIL ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PAREKH ANAND
CENTRAL INDEX KEY: 0001822280
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39272
FILM NUMBER: 201385387
MAIL ADDRESS:
STREET 1: 77 WEST WACKER DRIVE
STREET 2: 7TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CC Neuberger Principal Holdings I
CENTRAL INDEX KEY: 0001800347
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O CC CAPITAL
STREET 2: 200 PARK AVENUE, 58TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
BUSINESS PHONE: 2123555515
MAIL ADDRESS:
STREET 1: C/O CC CAPITAL
STREET 2: 200 PARK AVENUE, 58TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10166
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-10
0
0001800347
CC Neuberger Principal Holdings I
PCPL
0001453072
Alyeska Investment Group, L.P.
77 WEST WACKER DRIVE, 7TH FLOOR
CHICAGO
IL
60601
0
0
1
0
0001456506
Alyeska Master Fund, L.P.
77 WEST WACKER DRIVE, 7TH FLOOR
CHICAGO
IL
60601
0
0
1
0
0001775953
Alyeska Master Fund 3, L.P.
77 WEST WACKER DRIVE, 7TH FLOOR
CHICAGO
IL
60601
0
0
1
0
0001822287
ALYESKA FUND GP, LLC
77 WEST WACKER DRIVE, 7TH FLOOR
CHICAGO
IL
60601
0
0
1
0
0001822509
ALYESKA FUND 3 GP, LLC
77 WEST WACKER DRIVE, 7TH FLOOR
CHICAGO
IL
60601
0
0
1
0
0001822286
ALYESKA INVESTMENT GROUP, LLC
77 WEST WACKER DRIVE, 7TH FLOOR
CHICAGO
IL
60601
0
0
1
0
0001822281
ALYESKA INVESTMENTS, LLC
77 WEST WACKER DRIVE, 7TH FLOOR
CHICAGO
IL
60601
0
0
1
0
0001822280
PAREKH ANAND
77 WEST WACKER DRIVE, 7TH FLOOR
CHICAGO
IL
60601
0
0
1
0
Class A Ordinary Shares
2020-12-10
4
S
0
33960
10.26
D
4245041
D
Class A Ordinary Shares
2020-12-10
4
S
0
33960
10.26
D
0
D
Class A Ordinary Shares
2020-12-10
4
S
0
33960
10.26
D
0
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
S
0
33960
10.26
D
4245041
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
S
0
33960
10.26
D
4245041
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
S
0
33960
10.26
D
4245041
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
10500
10.26
A
4255541
D
Class A Ordinary Shares
2020-12-10
4
P
0
10500
10.26
A
4255541
D
Class A Ordinary Shares
2020-12-10
4
P
0
10500
10.26
A
4255541
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
10500
10.26
A
4255541
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
10500
10.26
A
4255541
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
10500
10.26
A
4255541
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
199181
10.28
A
4454722
D
Class A Ordinary Shares
2020-12-10
4
P
0
199181
10.28
A
4454722
D
Class A Ordinary Shares
2020-12-10
4
P
0
199181
10.28
A
4454722
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
199181
10.28
A
4454722
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
199181
10.28
A
4454722
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
199181
10.28
A
4454722
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
32727
10.29
A
4487449
D
Class A Ordinary Shares
2020-12-10
4
P
0
32727
10.29
A
4487449
D
Class A Ordinary Shares
2020-12-10
4
P
0
32727
10.29
A
4487449
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
32727
10.29
A
4487449
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
32727
10.29
A
4487449
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
32727
10.29
A
4487449
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
59900
10.30
A
4547349
D
Class A Ordinary Shares
2020-12-10
4
P
0
59900
10.30
A
4547349
D
Class A Ordinary Shares
2020-12-10
4
P
0
59900
10.30
A
4547349
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
59900
10.30
A
4547349
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
59900
10.30
A
4547349
I
Footnotes
Class A Ordinary Shares
2020-12-10
4
P
0
59900
10.30
A
4547349
I
Footnotes
Alyeska Investment Group, L.P. (the "Investment Manager") is the investment manager of each of Alyeska Master Fund, L.P. ("Fund 1") and Alyeska Master Fund 3, L.P. ("Fund 3" and, together with Fund 1, the "Funds"). In that capacity, the Investment Manager directs the voting and disposition of securities held by the Funds. Fund 1 is the direct owner of 4,547,349 shares of Class A Ordinary Shares, par value $0.0001 per share ("Shares"), of CC Neuberger Principal Holdings I. Fund 3 is the direct owner of 0 Shares. The Investment Manager receives an asset-based fee relating to the Shares directly held by the Funds, and does not hold a pecuniary interest in such Shares.
(i) Alyeska Fund GP, LLC is the general partner of Fund 1 and has an indirect profits interest in the Shares directly held by Fund 1; (ii) Alyeska Fund 3 GP, LLC is the general partner of Fund 3 and has an indirect profits interest in the Shares directly held by Fund 3; (iii) Alyeska Investment Group, LLC is the sole owner of Alyeska Fund GP, LLC and Alyeska Fund 3 GP, LLC, and has an indirect profits interest in the Shares directly held by the Funds; (iv) Alyeska Investments, LLC (together with Alyeska Fund GP, LLC, Alyeska Fund 3 GP, LLC and Alyeska Investment Group, LLC, the "Upper Tier Entities") is the managing member of Alyeska Investment Group, LLC and has an indirect profits interest in the Shares directly held by the Funds; and (v) Anand Parekh is the managing member of Alyeska Investments, LLC and has an indirect profits interest in the Shares directly held by the Funds.
The filing of this Form 4 shall not be construed as an admission that Mr. Parekh or any Upper Tier Entity is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any Shares. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of Mr. Parekh and the Upper Tier Entities disclaims such beneficial ownership, except to the extent of his or its pecuniary interest.
On December 10, 2020, Fund 3 sold 33,960 Shares for $10.26 per Share, and Fund 1 purchased 10,500, 199,181, 32,727 and 59,900 Shares for $10.26, $10.28, $10.29 and $10.30 per Share, respectively.
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act.
Alyeska Investment Group, L.P., By: /s/ Jason Bragg, Chief Financial Officer
2020-12-14
Alyeska Master Fund, L.P., By: Alyeska Fund GP, LLC, By: /s/ Jason Bragg, Chief Financial Officer
2020-12-14
Alyeska Master Fund 3, L.P., By: Alyeska Fund 3 GP, LLC, By: /s/ Jason Bragg, Chief Financial Officer
2020-12-14
Alyeska Fund GP LLC, By: /s/ Jason Bragg, Chief Financial Officer
2020-12-14
Alyeska Fund 3 GP, LLC, By: /s/ Jason Bragg, Chief Financial Officer
2020-12-14
Alyeska Investment Group, LLC, By: /s/ Jason Bragg, Chief Financial Officer
2020-12-14
Alyeska Investments, LLC, By: /s/ Anand Parekh, Managing Member
2020-12-14
/s/ Anand Parekh
2020-12-14