EX-99.D.6 3 s114817_ex99d-6.htm EXHIBIT 99.D.6

 

Exhibit 99.D.6

 

Schedule A to the

Sub-Advisory Agreement by and between
Exchange Traded Concepts LLC and
Vident Investment Advisory, LLC

 

Updated August 1, 2018

This Schedule A replaces previously executed versions of Schedule A which govern pricing for other ETFs under the Sub-Advisory Agreement.

 

Sub-Advisory Fee. Pursuant to Section 4. the Advisor shall pay the Sub-Advisor compensation at an annual rate based on a percentage of the average daily net assets of each Fund as follows:

 

Fund Rate Effective Date
FLAG-Forensic Accounting ETF The greater of 5 bps or $15,000 annual minimum May 26, 2015
Hull Tactical US ETF

The greater of:

 

*5 bps on first $250 million

*4 bps on next $250 million

*3 bps on assets over $500 million

or

$35,000 annual minimum

 

June 1, 2015
YieldShares High Income ETF The greater of 5 bps or $15.000 annual minimum June 12, 2015
Bernstein US Research Fund (BERN)

The greater of:

 

*2.5 bps on first $500 million

*2 bps on next $500 million

*1.5 bps for assets between $1 billion and $3 billion

*1 bp for assets between $3 billion

and $5 billion

*0.5 bps for assets in excess of $5

billion

or

 

$15,000 annual minimum

 

August 1, 2017

 

Bernstein Global Research Fund (BRGL)

 

The greater of:

 

*4.5 bps on first $500 million

*3.5 bps on next $500 million

*2.5 bps for assets between $1 billion and $3 billion

*1.5 bps for assets between $3 billion and $5 billion

*1 bp for assets in excess of $5 billion

or

$25,000 annual minimum

 

August 1, 2017

ROBO Global & Robotics and Automation Index ETF

 

The greater of:

 

*4 bps on first $500 million

*3.5 bps on next $500 million

*3 bps on assets greater than $1

billion

or

$20,000 annual minimum

 

October 1. 2018

 

AGREED AND ACCEPTED:

 

ADVISER   SUB-ADVISER
             
EXCHANGE TRADED CONCEPTS LLC   VIDENT INVESTMENT ADVISORY LLC
         
By: /s/ J. Garrett Stevens   By: /s/ Denise Krisko
Title: Chief Executive Officer   Title: President
Date: 10/1/18   Date: 10/1/18