0001209191-17-027612.txt : 20170419
0001209191-17-027612.hdr.sgml : 20170419
20170419214853
ACCESSION NUMBER: 0001209191-17-027612
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170413
FILED AS OF DATE: 20170419
DATE AS OF CHANGE: 20170419
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nimble Storage Inc
CENTRAL INDEX KEY: 0001452751
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 261418899
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 211 RIVER OAKS PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408 432-9600
MAIL ADDRESS:
STREET 1: 211 RIVER OAKS PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MEHTA VARUN
CENTRAL INDEX KEY: 0001592516
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36233
FILM NUMBER: 17771223
MAIL ADDRESS:
STREET 1: C/O NIMBLE STORAGE, INC.
STREET 2: 211 RIVER OAKS PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-04-13
1
0001452751
Nimble Storage Inc
NMBL
0001592516
MEHTA VARUN
C/O NIMBLE STORAGE
211 RIVER OAKS PARKWAY
SAN JOSE
CA
95134
1
1
0
0
Chief Strategy Officer
Common Stock
2017-03-17
5
G
0
E
250000
0.00
D
3812804
I
See Footnote
Common Stock
2017-04-13
4
A
0
28280
0.00
A
374525
D
Common Stock
2017-04-17
4
U
0
104
12.50
D
0
D
Common Stock
2017-04-17
4
U
0
3812804
12.50
D
0
I
See Footnote
Common Stock
2017-04-17
4
U
0
600000
12.50
D
0
I
See Footnote
Common Stock
2017-04-17
4
U
0
650000
12.50
D
0
I
See Footnote
Common Stock
2017-04-17
4
U
0
600000
12.50
D
0
I
See Footnote
Common Stock
2017-04-17
4
U
0
650000
12.50
D
0
I
See Footnote
Common Stock
2017-04-17
4
D
0
28280
D
0
D
Common Stock
2017-04-17
4
D
0
24500
D
0
D
Common Stock
2017-04-17
4
D
0
6125
D
0
D
Common Stock
2017-04-17
4
D
0
34884
D
0
D
Common Stock
2017-04-17
4
D
0
77519
D
0
D
Common Stock
2017-04-17
4
D
0
7304
D
0
D
Common Stock
2017-04-17
4
D
0
2389
D
0
D
Common Stock
2017-04-17
4
D
0
13067
D
0
D
Common Stock
2017-04-17
4
D
0
40001
D
0
D
Employee Stock Option (Right to Buy)
3.74
2017-04-17
4
D
0
200000
12.50
D
2023-02-25
Common Stock
200000
0
D
Held directly by The Mehta Family Trust U/A Dated 11/06/2006. The reporting person has shared voting and investment control over these shares.
Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's common stock upon settlement.
One-half (1/2) of the performance RSUs will vest immediately and the remaining one-half (1/2) of the shares will vest in equal installments on March 10, 2018 and March 10, 2019.
Held directly by The Jai Vir Mehta 2012 GST Trust. The reporting person has shared voting and investment control over these shares.
Held directly by The Jai Vir Mehta Trust. The reporting person has shared voting and investment control over these shares.
Held directly by The Kimaya Jia Mehta 2012 GST Trust. The reporting person has shared voting and investment control over these shares.
Held directly by The Kimaya Jia Mehta Trust. The reporting person has shared voting and investment control over these shares.
11,416 shares issued pursuant to this RSU, which are fully vested, were canceled in exchange for a cash payment of $142,700.00, representing $12.50 per share pursuant to the merger agreement between issuer and Hewlett Packard Enterprise Company, a Delaware corporation ("HPE") and Nebraska Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of HPE (the "Merger") on the effective date of the Merger.
16,864 shares issued pursuant to this RSU, which provided for vesting in two equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined.
This RSU, which provided for vesting in eight equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined.
This RSU, which provided for vesting in four equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined.
This RSU, which provided for vesting in two equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined.
This RSU, which provided for vesting in three equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined.
This RSU, which provided for vesting in six equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined.
This option, which is fully vested, was canceled in the Merger in exchange for a cash payment of $1,752,000.00, representing the difference
between the exercise price of the option and $12.50 per share.
/s/ Aparna Bawa, by power of attorney for Varun Mehta
2017-04-19