0001209191-17-027612.txt : 20170419 0001209191-17-027612.hdr.sgml : 20170419 20170419214853 ACCESSION NUMBER: 0001209191-17-027612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170413 FILED AS OF DATE: 20170419 DATE AS OF CHANGE: 20170419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nimble Storage Inc CENTRAL INDEX KEY: 0001452751 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 261418899 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 211 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408 432-9600 MAIL ADDRESS: STREET 1: 211 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEHTA VARUN CENTRAL INDEX KEY: 0001592516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36233 FILM NUMBER: 17771223 MAIL ADDRESS: STREET 1: C/O NIMBLE STORAGE, INC. STREET 2: 211 RIVER OAKS PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-04-13 1 0001452751 Nimble Storage Inc NMBL 0001592516 MEHTA VARUN C/O NIMBLE STORAGE 211 RIVER OAKS PARKWAY SAN JOSE CA 95134 1 1 0 0 Chief Strategy Officer Common Stock 2017-03-17 5 G 0 E 250000 0.00 D 3812804 I See Footnote Common Stock 2017-04-13 4 A 0 28280 0.00 A 374525 D Common Stock 2017-04-17 4 U 0 104 12.50 D 0 D Common Stock 2017-04-17 4 U 0 3812804 12.50 D 0 I See Footnote Common Stock 2017-04-17 4 U 0 600000 12.50 D 0 I See Footnote Common Stock 2017-04-17 4 U 0 650000 12.50 D 0 I See Footnote Common Stock 2017-04-17 4 U 0 600000 12.50 D 0 I See Footnote Common Stock 2017-04-17 4 U 0 650000 12.50 D 0 I See Footnote Common Stock 2017-04-17 4 D 0 28280 D 0 D Common Stock 2017-04-17 4 D 0 24500 D 0 D Common Stock 2017-04-17 4 D 0 6125 D 0 D Common Stock 2017-04-17 4 D 0 34884 D 0 D Common Stock 2017-04-17 4 D 0 77519 D 0 D Common Stock 2017-04-17 4 D 0 7304 D 0 D Common Stock 2017-04-17 4 D 0 2389 D 0 D Common Stock 2017-04-17 4 D 0 13067 D 0 D Common Stock 2017-04-17 4 D 0 40001 D 0 D Employee Stock Option (Right to Buy) 3.74 2017-04-17 4 D 0 200000 12.50 D 2023-02-25 Common Stock 200000 0 D Held directly by The Mehta Family Trust U/A Dated 11/06/2006. The reporting person has shared voting and investment control over these shares. Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's common stock upon settlement. One-half (1/2) of the performance RSUs will vest immediately and the remaining one-half (1/2) of the shares will vest in equal installments on March 10, 2018 and March 10, 2019. Held directly by The Jai Vir Mehta 2012 GST Trust. The reporting person has shared voting and investment control over these shares. Held directly by The Jai Vir Mehta Trust. The reporting person has shared voting and investment control over these shares. Held directly by The Kimaya Jia Mehta 2012 GST Trust. The reporting person has shared voting and investment control over these shares. Held directly by The Kimaya Jia Mehta Trust. The reporting person has shared voting and investment control over these shares. 11,416 shares issued pursuant to this RSU, which are fully vested, were canceled in exchange for a cash payment of $142,700.00, representing $12.50 per share pursuant to the merger agreement between issuer and Hewlett Packard Enterprise Company, a Delaware corporation ("HPE") and Nebraska Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of HPE (the "Merger") on the effective date of the Merger. 16,864 shares issued pursuant to this RSU, which provided for vesting in two equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. This RSU, which provided for vesting in eight equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. This RSU, which provided for vesting in four equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. This RSU, which provided for vesting in two equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. This RSU, which provided for vesting in three equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. This RSU, which provided for vesting in six equal installments, were assumed by HPE in the Merger and will be replaced with a number of shares of HPE common stock to be determined. This option, which is fully vested, was canceled in the Merger in exchange for a cash payment of $1,752,000.00, representing the difference between the exercise price of the option and $12.50 per share. /s/ Aparna Bawa, by power of attorney for Varun Mehta 2017-04-19