X0603 D/A LIVE 0001451768 ATEL Growth Capital Fund V, LLC ATEL FINANCIAL SERVICES, LLC 600 CALIFORNIA STREET, 6TH FLOOR SAN FRANCISCO CA 94108 415-989-8800 CALIFORNIA None None Limited Liability Company true 2007 NA ATEL Capital Group 600 California Street, 6th Floor San Francisco CA 94108 Promoter NA ATEL Growth Capital Partners 4, 5 and 6, LLC 600 California Street, 6th Floor San Francisco CA 94108 Director Executive Officer Promoter Manager of Issuer Dean L. Cash 600 California Street, 6th Floor San Francisco CA 94108 Director Executive Officer Promoter Paritosh K. Choksi 600 California Street, 6th Floor San Francisco CA 94108 Director Executive Officer Promoter Other Banking and Financial Services Decline to Disclose 06 true 0001011723-09-000003 2009-02-09 true true false 50000 ATEL Securities Corporation 17229 ATEL Securities Corporation 17229 600 California Street, 6th Floor San Francisco CA 94108 AZ CA CO ID MI NH NC OR UT WA Donald W. Fairman 4196215 Sigma Financial Corporation 14303 2369 Franklin Road Bloomfield Hills MI 48302 AR GA IL IN KS MI NM OH Stephanie A. Hrycyk 1882780 Gramercy Securities, Inc. 8177 3000 Southwest 27th Avenue Amarillo TX 79109 AZ CA CO GA MT NM OH OK TX UT WA Hillel Katzeff 1657455 Pacific West Securities, Inc. 6390 4330 La Jolla Village Drive, Suite 330 San Diego CA 92122 CA CO NM TX Stuart M. McDowell 1844587 Cambridge Investment Research, Inc. 39543 69 Main Street, Suite 6 Andover MA 01810 LA ME MD MA NH NJ NC VT VA WV NFP Securities, Inc. 42046 NFP Securities, Inc. 42046 1250 Capital of Texas Hwy S. 2-125 Austin TX 78746 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY David C. Singer 1470118 Berthel, Fisher & Company Financial Services, Inc. 13609 2601 75th Street Kenosha WI 53143 AR CA FL IL NM WI Triad Advisors, Inc. 25803 Triad Advisors, Inc. 25803 5185 Peachtree Parkway Suite 280 Norcross GA 30092 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Robert I. Kully 3212528 Crown Capital Securities, L.P. 6312 725 Town and Country Road, Suite 530 Orange CA 92868 CO CT DC MD NE WA Mark B. Reinking 1602957 Sunset Financial Services, Inc. 3538 5900 Southwest Parkway Building 5, Suite 500 Austin TX 78735 SC TX Robert A. Cannon 2765289 Pacific West Securities, Inc. 6390 371 NE Gilman Blvd., Suite 310 Issaquah WA 98027 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Lawrence A. Olson 2084501 Primesolutions Securities, Inc. 46017 2551 Glenlord Road Stevensville MI 49127 CO ID IL KY MI WI Tyler L. Olsen 4956662 Primesolutions Securities, Inc. 46017 2551 Glenlord Road Stevensville MI 49127 AR FL IN MI TN VA Owen J. Fisher 3132848 Arete Wealth Management, LLC 44856 500 North Market Place Drive Suite 101 Centerville UT 84014 UT WA WY Ryan P. Halliday 4033864 Arete Wealth Management, LLC 44856 500 North Market Place Drive Suite 101 Centerville UT 84014 AZ CA GA UT WA WI Stanley A. Shaw 420641 Independent Financial Group, LLC 7717 1105 Parkview Drive Oceanside CA 92057 AZ CA NM WA Next Financial Group, Inc. 46214 Next Financial Group, Inc. 46214 2500 Wilcrest Drive Suite 260 Houston TX 77042 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Joseph C. Roubik 2443120 Capital Financial Services, Inc. 8408 4402 S. 68th Street, Suite 102 Greenfield WI 53220 CA CO IL IA NV WI Trevor A. Lastoka 4315982 Berthel, Fisher and Company Financial Services, Inc. 13609 542 S. Snelling Avenue, Suite 102 St. Paul MN 55116 MN NE WI Securities America, Inc. 10205 Securities America, Inc. 10205 12325 Port Grace Blvd. Lavista NE 68128 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY Charles W. Snyder 4577293 Sigma Financial Corporation 14303 2201 Auburn Road, Suite B Auburn Hills MI 48326 MI OH Neil E. Vonfeldt 2451760 MHA Financial Corp. 7462 1703 PGA Blvd. Melbourne FL 32935 FL Anthony Kubien 4356088 Sigma Financial Corporation 14303 2201 Auburn Road, Suite B Auburn Hills MI 48326 MI Richard I. Shakter 2124985 Equity Services, Inc. 265 Two Newton Executive Park Suite 200 Newton MA 02462 AZ CA CT DE FL KY ME MA MI MN NH NJ NY NC PA RI TX Harry T. Couch 4073942 WFG Investments, Inc. 22704 900 Old Dawson Village Rd. Suite 110 Dawsonville GA 30534 CA FL GA IL IN LA PA SC TX VA Michael T. Kinney 4692626 WFG Investments, Inc. 22704 3370 B. Annapolis Lane Plymouth MN 55447 AZ MN NE Ronald G. Saffer 408933 Geneos Wealth Management, Inc. 120894 531 E. Osborn Rd. Phoenix AZ 85012 AZ CA NV SC WA WI Saverio M. Martiradonna 1986361 Newbridge Securities Corporation 104065 1451 Cypress Creek Road Suite 204 Ft. Lauderdale FL 33309 AZ IL IN Craig E. Williams 4444520 Geneos Wealth Management, Inc. 120894 7665 East Windford Street Parker CO 80134 AZ CA CO CT GA NH NJ NY OR Dilip C. Shah 4565670 Cambridge Legacy Securites, LLC 103722 535 West Burnell, Suite 120 Lewisville TX 75057 TX Daniel A. Barnard 2403593 Berthel, Fisher & Company Financial Services, Inc. 13609 8563 E. San Alberto Drive Suite 140 Scottsdale AZ 85258 AZ CA CO FL IL IN NE VA Gene L. Fahlsing 1285592 Capital Financial Services, Inc. 8408 20410 Brookmont Rd. Morrison CO 80465 CA CO Robert H. Neill 345773 Geneos Wealth Management, Inc. 120894 1137 N. Diane Street Mesa AZ 85203 AZ CA CO FL ID MA NH NM NY Jeffrey S. Morrison 3200399 Lifemark Securities Corp. 16204 10 Chadwick Livingston NJ 07039 FL NJ NY VA Kala Duncan 2206046 American Independent Securities Group, LLC 135288 1159 E. Iron Eagle Dr., Suite 120 Eagle ID 83616 AZ CA ID Ross C. Bonifield 3074157 Centaurus Financial, Inc. 30833 16401 N. 40th Street Phoenix AZ 85032 AZ IL MI WI Dana E. Kellogg 2496097 Centaurus Financial, Inc. 30833 7901 Stoneridge Drive, Suite 230 Pleasanton CA 94588 CA HI MN NV OR WA James R. Slacke 1531064 Centaurus Financial, Inc. 30833 940 Saratoga Avenue, Suite 107 San Jose CA 95129 CA CO HI Brett F. Ewing 2904608 Centaurus Financial, Inc. 30833 2580 Care Drive, Suite 3 Tallahessee FL 32308 AL FL GA Jason A. McGinty 4499263 Centaurus Financial, Inc. 30833 2300 E. Katella Avenue, Suite 200 Anaheim CA 92806 TX Anthony P. Marino 4251811 Sammons Securities Company, LLC 115368 8409 N. Military Trail, Suite 115 Palm Beach Gardens FL 33410 FL NY PA 35000000 18292880 16707120 true 0 164 2800000 true 0 700000 true false ATEL Growth Capital Fund V, LLC /s/ Paritosh K. Choksi Paritosh K. Choksi Executive Vice President of Manager 2010-01-21