EVP, Director of Business Services

0001451623-21-000003.txt : 20210811 0001451623-21-000003.hdr.sgml : 20210811 20210811110002 ACCESSION NUMBER: 0001451623-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 EFFECTIVENESS DATE: 20210811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BENJAMIN EDWARDS INC CENTRAL INDEX KEY: 0001451623 IRS NUMBER: 263472087 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19533 FILM NUMBER: 211162443 BUSINESS ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD STREET 2: SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 BUSINESS PHONE: 314-726-1600 MAIL ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD STREET 2: SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001451623 XXXXXXXX 06-30-2021 06-30-2021 BENJAMIN EDWARDS INC

ONE NORTH BRENTWOOD BOULEVARD SUITE 850 Clayton MO 63105

13F COMBINATION REPORT 028-19533 0001445065 028-15560 BENJAMIN F. EDWARDS & COMPANY, INC. N Christopher M Keller EVP, Director of Business Services 314-726-1600 Christopher M Keller St. Louis MO 08-10-2021 0 406 145615 false INFORMATION TABLE 2 EWM_XML13FOutput_2021-06-30.xml AMGEN INC COM 031162100 4 18 SH DFND 0 0 18 ASTRAZENECA PLC SPONSORED ADR 046353108 18 300 SH DFND 0 0 300 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 54 2110 SH DFND 0 0 2110 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 458 5374 SH DFND 0 0 5374 CHARLES RIV LABS INTL INC COM 159864107 41 111 SH DFND 0 0 111 DBX ETF TR XTRACK MUN INFRA 233051705 9 300 SH DFND 0 0 300 EXPONENT INC COM 30214U102 13 145 SH DFND 0 0 145 EXXON MOBIL CORP COM 30231G102 1170 18542 SH DFND 0 0 18542 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 895 11840 SH DFND 0 0 11840 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 220 5161 SH DFND 0 0 5161 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 114 4071 SH DFND 0 0 4071 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1824 88557 SH DFND 0 0 88557 FOUR CORNERS PPTY TR INC COM 35086T109 0 1 SH DFND 0 0 1 GENERAL DYNAMICS CORP COM 369550108 0 2 SH DFND 0 0 2 ISHARES TR CORE S&P US VLU 464287663 336 4668 SH DFND 0 0 4668 ISHARES TR PFD AND INCM SEC 464288687 2085 53018 SH DFND 0 0 53018 ISHARES TR MSCI USA MIN VOL 46429B697 1578 21432 SH DFND 0 0 21432 ISHARES TR IBONDS DEC25 ETF 46434VBD1 210 7794 SH DFND 0 0 7794 ISHARES TR IBONDS DEC 46435U697 18 652 SH DFND 0 0 652 JPMORGAN CHASE & CO COM 46625H100 564 3628 SH DFND 0 0 3628 LILLY ELI & CO COM 532457108 139 604 SH DFND 0 0 604 MCCORMICK & CO INC COM NON VTG 579780206 930 10535 SH DFND 0 0 10535 NORDSON CORP COM 655663102 26 120 SH DFND 0 0 120 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 4 391 SH DFND 0 0 391 PPG INDS INC COM 693506107 99 581 SH DFND 0 0 581 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 218 5536 SH DFND 0 0 5536 SEA LTD SPONSORD ADS 81141R100 27 100 SH DFND 0 0 100 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 55 433 SH DFND 0 0 433 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 426 11602 SH DFND 0 0 11602 SHERWIN WILLIAMS CO COM 824348106 1195 4386 SH DFND 0 0 4386 SIXTH STREET SPECIALTY LENDN COM 83012A109 466 21019 SH DFND 0 0 21019 SONY GROUP CORPORATION SPONSORED ADR 835699307 58 595 SH DFND 0 0 595 STEEL DYNAMICS INC COM 858119100 12 200 SH DFND 0 0 200 TARGET CORP COM 87612E106 102 421 SH DFND 0 0 421 US BANCORP DEL COM NEW 902973304 736 12913 SH DFND 0 0 12913 TE CONNECTIVITY LTD REG SHS H84989104 112 830 SH DFND 0 0 830 AMAZON COM INC COM 023135106 344 100 SH DFND 0 0 100 BENTLEY SYS INC COM CL B 08265T208 24 372 SH DFND 0 0 372 CVS HEALTH CORP COM 126650100 19 233 SH DFND 0 0 233 DOUBLELINE INCOME SOLUTIONS COM 258622109 25 1375 SH DFND 0 0 1375 EXPEDIA GROUP INC COM NEW 30212P303 30 181 SH DFND 0 0 181 FIRST TR VALUE LINE DIVID IN SHS 33734H106 604 15191 SH DFND 0 0 15191 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 92 8048 SH DFND 0 0 8048 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 181 3076 SH DFND 0 0 3076 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 8 67 SH DFND 0 0 67 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 7 90 SH DFND 0 0 90 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 56 970 SH DFND 0 0 970 FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 33739G103 45 932 SH DFND 0 0 932 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 253 4409 SH DFND 0 0 4409 GILEAD SCIENCES INC COM 375558103 1046 15192 SH DFND 0 0 15192 INDEXIQ ACTIVE ETF TR IQ MACKAY INSRED 45409F843 157 5678 SH DFND 0 0 5678 INTEL CORP COM 458140100 5 85 SH DFND 0 0 85 INVESCO EXCH TRADED FD TR II FNDMNTL IG CRP 46138E693 800 29699 SH DFND 0 0 29699 ISHARES SILVER TR ISHARES 46428Q109 56 2327 SH DFND 0 0 2327 ISHARES TR CORE US AGGBD ET 464287226 771 6685 SH DFND 0 0 6685 ISHARES INC CORE MSCI EMKT 46434G103 475 7097 SH DFND 0 0 7097 ISHARES TR IBONDS DEC22 ETF 46434VBA7 208 8206 SH DFND 0 0 8206 LOCKHEED MARTIN CORP COM 539830109 43 113 SH DFND 0 0 113 MARATHON OIL CORP COM 565849106 4 300 SH DFND 0 0 300 PAGERDUTY INC COM 69553P100 27 638 SH DFND 0 0 638 PAYCHEX INC COM 704326107 453 4219 SH DFND 0 0 4219 PIMCO DYNAMIC INCOME FD SHS 72201Y101 128 4460 SH DFND 0 0 4460 PURE STORAGE INC CL A 74624M102 13 677 SH DFND 0 0 677 SCHWAB CHARLES CORP COM 808513105 5 74 SH DFND 0 0 74 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 63 354 SH DFND 0 0 354 SERES THERAPEUTICS INC COM 81750R102 16 679 SH DFND 0 0 679 SNOWFLAKE INC CL A 833445109 7 29 SH DFND 0 0 29 TELADOC HEALTH INC COM 87918A105 82 492 SH DFND 0 0 492 TESLA INC COM 88160R101 169 248 SH DFND 0 0 248 TWILIO INC CL A 90138F102 66 168 SH DFND 0 0 168 TWITTER INC COM 90184L102 38 551 SH DFND 0 0 551 UNITEDHEALTH GROUP INC COM 91324P102 197 493 SH DFND 0 0 493 VANGUARD INDEX FDS SML CP GRW ETF 922908595 81 278 SH DFND 0 0 278 ZILLOW GROUP INC CL C CAP STK 98954M200 52 424 SH DFND 0 0 424 AMC ENTMT HLDGS INC CL A COM 00165C104 6 100 SH DFND 0 0 100 AMERICAN ELEC PWR CO INC COM 025537101 90 1065 SH DFND 0 0 1065 AMPLIFY ETF TR ONLIN RETL ETF 032108102 100 774 SH DFND 0 0 774 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 238 855 SH DFND 0 0 855 CDK GLOBAL INC COM 12508E101 4 86 SH DFND 0 0 86 CISCO SYS INC COM 17275R102 1115 21043 SH DFND 0 0 21043 COPART INC COM 217204106 25 187 SH DFND 0 0 187 DEERE & CO COM 244199105 287 813 SH DFND 0 0 813 DOMINION ENERGY INC COM 25746U109 34 468 SH DFND 0 0 468 EQUIFAX INC COM 294429105 26 108 SH DFND 0 0 108 FIRST HORIZON CORPORATION COM 320517105 38 2181 SH DFND 0 0 2181 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 156 906 SH DFND 0 0 906 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 85 1481 SH DFND 0 0 1481 FIRST TR NASDAQ 100 TECH IND SHS 337345102 108 682 SH DFND 0 0 682 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 55 1149 SH DFND 0 0 1149 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 17 342 SH DFND 0 0 342 GLACIER BANCORP INC NEW COM 37637Q105 786 14279 SH DFND 0 0 14279 HOULIHAN LOKEY INC CL A 441593100 367 4490 SH DFND 0 0 4490 INTELLIA THERAPEUTICS INC COM 45826J105 138 850 SH DFND 0 0 850 INTUIT COM 461202103 1111 2266 SH DFND 0 0 2266 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 800 40967 SH DFND 0 0 40967 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 1719 77594 SH DFND 0 0 77594 ISHARES GOLD TR ISHARES NEW 464285204 1575 46734 SH DFND 0 0 46734 ISHARES TR IBONDS DEC 2030 46436E726 216 8475 SH DFND 0 0 8475 LKQ CORP COM 501889208 758 15400 SH DFND 0 0 15400 MASCO CORP COM 574599106 362 6153 SH DFND 0 0 6153 MAXIMUS INC COM 577933104 306 3478 SH DFND 0 0 3478 MICROSOFT CORP COM 594918104 1216 4487 SH DFND 0 0 4487 PHILLIPS 66 COM 718546104 5 62 SH DFND 0 0 62 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 1231 59407 SH DFND 0 0 59407 PROTO LABS INC COM 743713109 25 274 SH DFND 0 0 274 REALTY INCOME CORP COM 756109104 871 13056 SH DFND 0 0 13056 ROLLINS INC COM 775711104 13 381 SH DFND 0 0 381 S&P GLOBAL INC COM 78409V104 946 2306 SH DFND 0 0 2306 SPDR SER TR PRTFLO S&P500 GW 78464A409 966 15344 SH DFND 0 0 15344 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 45 574 SH DFND 0 0 574 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 196 1324 SH DFND 0 0 1324 TEXAS INSTRS INC COM 882508104 340 1766 SH DFND 0 0 1766 THOMSON REUTERS CORP. COM NEW 884903709 319 3208 SH DFND 0 0 3208 TORO CO COM 891092108 340 3091 SH DFND 0 0 3091 TUSIMPLE HLDGS INC CL A 90089L108 40 556 SH DFND 0 0 556 V F CORP COM 918204108 707 8612 SH DFND 0 0 8612 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 8 100 SH DFND 0 0 100 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 876 8194 SH DFND 0 0 8194 VANGUARD INDEX FDS VALUE ETF 922908744 69 500 SH DFND 0 0 500 WESTERN ASSET INTER MUNI FD COM 958435109 23 2341 SH DFND 0 0 2341 WISDOMTREE TR EM EX ST-OWNED 97717X578 149 3531 SH DFND 0 0 3531 GARMIN LTD SHS H2906T109 98 676 SH DFND 0 0 676 ABBOTT LABS COM 002824100 984 8492 SH DFND 0 0 8492 ABBVIE INC COM 00287Y109 79 703 SH DFND 0 0 703 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 280 1540 SH DFND 0 0 1540 BERKLEY W R CORP COM 084423102 25 333 SH DFND 0 0 333 CENTERPOINT ENERGY INC COM 15189T107 76 3100 SH DFND 0 0 3100 COOPER COS INC COM NEW 216648402 27 69 SH DFND 0 0 69 DIGITAL RLTY TR INC COM 253868103 660 4389 SH DFND 0 0 4389 NORFOLK SOUTHN CORP COM 655844108 42 159 SH DFND 0 0 159 PALANTIR TECHNOLOGIES INC CL A 69608A108 57 2162 SH DFND 0 0 2162 PRICE T ROWE GROUP INC COM 74144T108 918 4639 SH DFND 0 0 4639 PROGRESSIVE CORP COM 743315103 723 7360 SH DFND 0 0 7360 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 116 1949 SH DFND 0 0 1949 PUBLIC STORAGE COM 74460D109 320 1064 SH DFND 0 0 1064 PUTNAM MANAGED MUN INCOME TR COM 746823103 47 5400 SH DFND 0 0 5400 SPDR SER TR S&P 600 SMCP VAL 78464A300 1596 18622 SH DFND 0 0 18622 SPDR SER TR S&P 400 MDCP GRW 78464A821 81 1048 SH DFND 0 0 1048 SPDR SER TR S&P HOMEBUILD 78464A888 389 5306 SH DFND 0 0 5306 SCOTTS MIRACLE-GRO CO CL A 810186106 44 229 SH DFND 0 0 229 STARBUCKS CORP COM 855244109 51 457 SH DFND 0 0 457 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3152 38105 SH DFND 0 0 38105 VANGUARD INDEX FDS GROWTH ETF 922908736 100 350 SH DFND 0 0 350 WYNN RESORTS LTD COM 983134107 3 21 SH DFND 0 0 21 XILINX INC COM 983919101 2 16 SH DFND 0 0 16 SPOTIFY TECHNOLOGY S A SHS L8681T102 54 197 SH DFND 0 0 197 ALPHABET INC CAP STK CL C 02079K107 125 50 SH DFND 0 0 50 ALTRIA GROUP INC COM 02209S103 67 1396 SH DFND 0 0 1396 APPLIED MATLS INC COM 038222105 25 176 SH DFND 0 0 176 AUTOMATIC DATA PROCESSING IN COM 053015103 1588 7994 SH DFND 0 0 7994 BAXTER INTL INC COM 071813109 6 71 SH DFND 0 0 71 BRIGHT HORIZONS FAM SOL IN D COM 109194100 20 139 SH DFND 0 0 139 CLOROX CO DEL COM 189054109 814 4526 SH DFND 0 0 4526 COMCAST CORP NEW CL A 20030N101 793 13910 SH DFND 0 0 13910 COMMERCE BANCSHARES INC COM 200525103 1099 14740 SH DFND 0 0 14740 CROWN CASTLE INTL CORP NEW COM 22822V101 467 2392 SH DFND 0 0 2392 DELTA AIR LINES INC DEL COM NEW 247361702 5 112 SH DFND 0 0 112 ENBRIDGE INC COM 29250N105 120 2988 SH DFND 0 0 2988 FAIR ISAAC CORP COM 303250104 14 27 SH DFND 0 0 27 FEDEX CORP COM 31428X106 692 2318 SH DFND 0 0 2318 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 86 1365 SH DFND 0 0 1365 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 17 345 SH DFND 0 0 345 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 193 3594 SH DFND 0 0 3594 FRANKLIN TEMPLETON ETF TR FTSE JAPAN ETF 35473P744 8 273 SH DFND 0 0 273 ILLINOIS TOOL WKS INC COM 452308109 1340 5995 SH DFND 0 0 5995 ISHARES INC MSCI FRANCE ETF 464286707 8 220 SH DFND 0 0 220 ISHARES TR BARCLAYS 7 10 YR 464287440 1156 10009 SH DFND 0 0 10009 ISHARES TR CORE S&P SCP ETF 464287804 50 446 SH DFND 0 0 446 ISHARES TR ISHS 5-10YR INVT 464288638 857 14161 SH DFND 0 0 14161 ISHARES TR U.S. MED DVC ETF 464288810 2 5 SH DFND 0 0 5 ISHARES TR MSCI UK ETF NEW 46435G334 137 4201 SH DFND 0 0 4201 ISHARES TR IBONDS DEC2022 46435G755 35 1344 SH DFND 0 0 1344 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 9 477 SH DFND 0 0 477 KIMBERLY-CLARK CORP COM 494368103 1058 7906 SH DFND 0 0 7906 MASTERCARD INCORPORATED CL A 57636Q104 863 2364 SH DFND 0 0 2364 NASDAQ INC COM 631103108 1087 6185 SH DFND 0 0 6185 NOVARTIS AG SPONSORED ADR 66987V109 18 200 SH DFND 0 0 200 PARSONS CORP DEL COM 70202L102 138 3500 SH DFND 0 0 3500 PEPSICO INC COM 713448108 719 4851 SH DFND 0 0 4851 PHILIP MORRIS INTL INC COM 718172109 10 100 SH DFND 0 0 100 SPDR SER TR PRTFLO S&P500 VL 78464A508 1751 44289 SH DFND 0 0 44289 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 200 4170 SH DFND 0 0 4170 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 59 1890 SH DFND 0 0 1890 FIRST TR EXCH TRADED FD III EME MRK BD ETF 33739P202 4 112 SH DFND 0 0 112 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 108 1915 SH DFND 0 0 1915 FIRST TR EXCHANGE-TRADED FD FT STRG INCM ETF 33739Q309 18 350 SH DFND 0 0 350 FISERV INC COM 337738108 404 3778 SH DFND 0 0 3778 HERITAGE COMM CORP COM 426927109 23 2029 SH DFND 0 0 2029 HOME DEPOT INC COM 437076102 1777 5573 SH DFND 0 0 5573 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 472 17951 SH DFND 0 0 17951 IRON MTN INC NEW COM 46284V101 5 123 SH DFND 0 0 123 ISHARES TR ISHS 1-5YR INVS 464288646 1037 18921 SH DFND 0 0 18921 ISHARES TR IBONDS DEC2026 46435GAA0 211 7938 SH DFND 0 0 7938 ISHARES TR IBONDS 22 TRM TS 46436E809 175 6883 SH DFND 0 0 6883 ISHARES TR IBONDS 23 TRM TS 46436E882 107 4156 SH DFND 0 0 4156 MARTEN TRANS LTD COM 573075108 111 6744 SH DFND 0 0 6744 MCDONALDS CORP COM 580135101 1325 5736 SH DFND 0 0 5736 MORGAN STANLEY COM NEW 617446448 55 600 SH DFND 0 0 600 NIKE INC CL B 654106103 188 1215 SH DFND 0 0 1215 NORTHROP GRUMMAN CORP COM 666807102 92 254 SH DFND 0 0 254 OGE ENERGY CORP COM 670837103 90 2676 SH DFND 0 0 2676 PFIZER INC COM 717081103 42 1061 SH DFND 0 0 1061 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 81 3605 SH DFND 0 0 3605 SPDR S&P 500 ETF TR TR UNIT 78462F103 8 19 SH DFND 0 0 19 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2793 75913 SH DFND 0 0 75913 SANFILIPPO JOHN B & SON INC COM 800422107 198 2236 SH DFND 0 0 2236 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 6 104 SH DFND 0 0 104 SIMON PPTY GROUP INC NEW COM 828806109 130 1000 SH DFND 0 0 1000 3M CO COM 88579Y101 41 206 SH DFND 0 0 206 UNITY SOFTWARE INC COM 91332U101 44 397 SH DFND 0 0 397 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1072 11281 SH DFND 0 0 11281 WEC ENERGY GROUP INC COM 92939U106 1051 11819 SH DFND 0 0 11819 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 39 100 SH DFND 0 0 100 ALLEGION PLC ORD SHS G0176J109 24 171 SH DFND 0 0 171 JOHNSON CTLS INTL PLC SHS G51502105 130 1900 SH DFND 0 0 1900 AIR PRODS & CHEMS INC COM 009158106 1168 4060 SH DFND 0 0 4060 AMERICAN EXPRESS CO COM 025816109 104 630 SH DFND 0 0 630 ANALOG DEVICES INC COM 032654105 591 3431 SH DFND 0 0 3431 BP PLC SPONSORED ADR 055622104 11 400 SH DFND 0 0 400 CASEYS GEN STORES INC COM 147528103 1051 5398 SH DFND 0 0 5398 CATERPILLAR INC COM 149123101 24 111 SH DFND 0 0 111 CITIZENS FINL GROUP INC COM 174610105 197 4300 SH DFND 0 0 4300 CONSTELLATION BRANDS INC CL A 21036P108 9 40 SH DFND 0 0 40 COSTCO WHSL CORP NEW COM 22160K105 964 2437 SH DFND 0 0 2437 DUCK CREEK TECHNOLOGIES INC SHS 264120106 14 323 SH DFND 0 0 323 ETF SER SOLUTIONS US GLB JETS 26922A842 14 575 SH DFND 0 0 575 FIRST TR MORNINGSTAR DIVID L SHS 336917109 84 2523 SH DFND 0 0 2523 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 106 1002 SH DFND 0 0 1002 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 244 3714 SH DFND 0 0 3714 FRANKLIN TEMPLETON ETF TR FTSE UNTD KGDM 35473P678 8 326 SH DFND 0 0 326 GALLAGHER ARTHUR J & CO COM 363576109 1053 7516 SH DFND 0 0 7516 GRAPHIC PACKAGING HLDG CO COM 388689101 438 24151 SH DFND 0 0 24151 ISHARES TR IBOXX INV CP ETF 464287242 1025 7629 SH DFND 0 0 7629 SPDR SER TR S&P REGL BKG 78464A698 113 1731 SH DFND 0 0 1731 SPDR SER TR BLOOMBERG BRCLYS 78468R622 58 532 SH DFND 0 0 532 SELECT SECTOR SPDR TR ENERGY 81369Y506 390 7239 SH DFND 0 0 7239 STORE CAP CORP COM 862121100 596 17261 SH DFND 0 0 17261 TJX COS INC NEW COM 872540109 462 6849 SH DFND 0 0 6849 TRACTOR SUPPLY CO COM 892356106 1345 7228 SH DFND 0 0 7228 UNION PAC CORP COM 907818108 1139 5180 SH DFND 0 0 5180 VANGUARD WHITEHALL FDS EMERG MKT BD ETF 921946885 18 227 SH DFND 0 0 227 VANGUARD INDEX FDS SM CP VAL ETF 922908611 77 446 SH DFND 0 0 446 WALGREENS BOOTS ALLIANCE INC COM 931427108 1 13 SH DFND 0 0 13 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 45 85 SH DFND 0 0 85 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1658 5624 SH DFND 0 0 5624 BCE INC COM NEW 05534B760 477 9680 SH DFND 0 0 9680 BECTON DICKINSON & CO COM 075887109 694 2853 SH DFND 0 0 2853 BERRY GLOBAL GROUP INC COM 08579W103 711 10903 SH DFND 0 0 10903 CDW CORP COM 12514G108 29 165 SH DFND 0 0 165 CONOCOPHILLIPS COM 20825C104 18 300 SH DFND 0 0 300 DRAFTKINGS INC COM CL A 26142R104 24 463 SH DFND 0 0 463 DUKE ENERGY CORP NEW COM NEW 26441C204 8 84 SH DFND 0 0 84 ELANCO ANIMAL HEALTH INC COM 28414H103 19 555 SH DFND 0 0 555 EVERSOURCE ENERGY COM 30040W108 33 408 SH DFND 0 0 408 FIDELITY NATL INFORMATION SV COM 31620M106 812 5730 SH DFND 0 0 5730 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 123 503 SH DFND 0 0 503 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 86 1968 SH DFND 0 0 1968 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 85 1240 SH DFND 0 0 1240 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 32 1291 SH DFND 0 0 1291 HCI GROUP INC COM 40416E103 232 2335 SH DFND 0 0 2335 HUBBELL INC COM 443510607 90 482 SH DFND 0 0 482 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 95 2864 SH DFND 0 0 2864 ISHARES INC MSCI GERMANY ETF 464286806 8 235 SH DFND 0 0 235 ISHARES TR ISHARES SEMICDTR 464287523 76 168 SH DFND 0 0 168 ISHARES TR CMBS ETF 46429B366 5 96 SH DFND 0 0 96 ISHARES INC MSCI TAIWAN ETF 46434G772 9 133 SH DFND 0 0 133 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 316 6959 SH DFND 0 0 6959 LENNOX INTL INC COM 526107107 25 71 SH DFND 0 0 71 MAIN STR CAP CORP COM 56035L104 840 20452 SH DFND 0 0 20452 PRUDENTIAL FINL INC COM 744320102 5 44 SH DFND 0 0 44 QUALCOMM INC COM 747525103 1244 8700 SH DFND 0 0 8700 ROCKWELL AUTOMATION INC COM 773903109 402 1407 SH DFND 0 0 1407 SPDR SER TR S&P 600 SMCP GRW 78464A201 845 9520 SH DFND 0 0 9520 SPDR SER TR HLTH CR EQUIP 78464A581 59 453 SH DFND 0 0 453 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 99 1560 SH DFND 0 0 1560 SHOPIFY INC CL A 82509L107 60 41 SH DFND 0 0 41 SKECHERS U S A INC CL A 830566105 161 3234 SH DFND 0 0 3234 SPIRE INC COM 84857L101 67 924 SH DFND 0 0 924 STAG INDL INC COM 85254J102 278 7418 SH DFND 0 0 7418 2U INC COM 90214J101 27 654 SH DFND 0 0 654 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 13 750 SH DFND 0 0 750 WASTE MGMT INC DEL COM 94106L109 50 356 SH DFND 0 0 356 MEDTRONIC PLC SHS G5960L103 423 3406 SH DFND 0 0 3406 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 66 410 SH DFND 0 0 410 AGREE RLTY CORP COM 008492100 220 3122 SH DFND 0 0 3122 ISHARES TR 10+ YR INVST GRD 464289511 479 6827 SH DFND 0 0 6827 ISHARES TR IBONDS DEC23 ETF 46434VAX8 209 8005 SH DFND 0 0 8005 ISHARES TR IBONDS DEC21 ETF 46434VBK5 208 8397 SH DFND 0 0 8397 ISHARES TR IBONDS 28 TRM TS 46436E833 744 29240 SH DFND 0 0 29240 JOHNSON & JOHNSON COM 478160104 1141 6927 SH DFND 0 0 6927 LANCASTER COLONY CORP COM 513847103 419 2166 SH DFND 0 0 2166 M & T BK CORP COM 55261F104 96 660 SH DFND 0 0 660 MFS MUN INCOME TR SH BEN INT 552738106 16 2300 SH DFND 0 0 2300 MSCI INC COM 55354G100 31 58 SH DFND 0 0 58 MERCK & CO INC COM 58933Y105 646 8305 SH DFND 0 0 8305 MOTOROLA SOLUTIONS INC COM NEW 620076307 91 420 SH DFND 0 0 420 NEXTERA ENERGY INC COM 65339F101 1960 26751 SH DFND 0 0 26751 ORACLE CORP COM 68389X105 118 1519 SH DFND 0 0 1519 ROKU INC COM CL A 77543R102 108 235 SH DFND 0 0 235 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 319 3880 SH DFND 0 0 3880 SITEONE LANDSCAPE SUPPLY INC COM 82982L103 30 175 SH DFND 0 0 175 TELEDYNE TECHNOLOGIES INC COM 879360105 10 23 SH DFND 0 0 23 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 60 424 SH DFND 0 0 424 VERIZON COMMUNICATIONS INC COM 92343V104 1805 32213 SH DFND 0 0 32213 VISA INC COM CL A 92826C839 539 2304 SH DFND 0 0 2304 WATSCO INC COM 942622200 1756 6124 SH DFND 0 0 6124 IHS MARKIT LTD SHS G47567105 2 14 SH DFND 0 0 14 STRATASYS LTD SHS M85548101 33 1276 SH DFND 0 0 1276 AGNC INVT CORP COM 00123Q104 281 16617 SH DFND 0 0 16617 AT&T INC COM 00206R102 1 41 SH DFND 0 0 41 ADVANCE AUTO PARTS INC COM 00751Y106 504 2455 SH DFND 0 0 2455 APPLE INC COM 037833100 3664 26755 SH DFND 0 0 26755 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 290 4558 SH DFND 0 0 4558 AUTOZONE INC COM 053332102 449 301 SH DFND 0 0 301 BLACKROCK INC COM 09247X101 275 314 SH DFND 0 0 314 CI FINL CORP COM 125491100 37 2012 SH DFND 0 0 2012 COCA COLA CO COM 191216100 174 3223 SH DFND 0 0 3223 FASTENAL CO COM 311900104 1183 22741 SH DFND 0 0 22741 FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 33740Y101 51 1674 SH DFND 0 0 1674 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 15 654 SH DFND 0 0 654 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 562 27976 SH DFND 0 0 27976 ISHARES TR ISHARES BIOTECH 464287556 149 910 SH DFND 0 0 910 ISHARES TR CORE S&P US GWT 464287671 351 3478 SH DFND 0 0 3478 ISHARES TR IBONDS DEC24 ETF 46434VBG4 209 7925 SH DFND 0 0 7925 ISHARES TR IBDS DEC28 ETF 46435U515 215 7430 SH DFND 0 0 7430 KELLOGG CO COM 487836108 231 3586 SH DFND 0 0 3586 AMERICAN HOMES 4 RENT CL A 02665T306 168 4320 SH DFND 0 0 4320 ANSYS INC COM 03662Q105 16 45 SH DFND 0 0 45 BLACKSTONE GROUP INC COM 09260D107 530 5460 SH DFND 0 0 5460 BRISTOL-MYERS SQUIBB CO COM 110122108 40 596 SH DFND 0 0 596 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 824 5103 SH DFND 0 0 5103 CARRIER GLOBAL CORPORATION COM 14448C104 1140 23454 SH DFND 0 0 23454 DBX ETF TR XTRACK HRVST CSI 233051879 8 208 SH DFND 0 0 208 DISNEY WALT CO COM 254687106 491 2794 SH DFND 0 0 2794 DOLLAR GEN CORP NEW COM 256677105 1766 8162 SH DFND 0 0 8162 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 103 1464 SH DFND 0 0 1464 EDITAS MEDICINE INC COM 28106W103 35 617 SH DFND 0 0 617 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 252 2297 SH DFND 0 0 2297 FIRST TR STOXX EUROPEAN SELE COMMON SHS 33735T109 39 2694 SH DFND 0 0 2694 FIRST TR EXCHANGE-TRADED FD FT CBOE VEST S&P 33739Q705 19 362 SH DFND 0 0 362 FORD MTR CO DEL COM 345370860 7 500 SH DFND 0 0 500 HONEYWELL INTL INC COM 438516106 120 548 SH DFND 0 0 548 INTERACTIVE BROKERS GROUP IN COM CL A 45841N107 20 309 SH DFND 0 0 309 INTERCONTINENTAL EXCHANGE IN COM 45866F104 124 1043 SH DFND 0 0 1043 INTERNATIONAL BUSINESS MACHS COM 459200101 495 3377 SH DFND 0 0 3377 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 279 18244 SH DFND 0 0 18244 ISHARES TR EXPANDED TECH 464287515 100 257 SH DFND 0 0 257 ISHARES TR MBS ETF 464288588 829 7661 SH DFND 0 0 7661 ISHARES INC MSCI EMRG CHN 46434G764 144 2312 SH DFND 0 0 2312 ISHARES TR IBONDS 27 ETF 46435UAA9 213 7872 SH DFND 0 0 7872 ISHARES TR IBONDS 27 TRM TS 46436E841 743 29168 SH DFND 0 0 29168 LPL FINL HLDGS INC COM 50212V100 22 161 SH DFND 0 0 161 LULULEMON ATHLETICA INC COM 550021109 9 25 SH DFND 0 0 25 MONDELEZ INTL INC CL A 609207105 10 160 SH DFND 0 0 160 NETFLIX INC COM 64110L106 4 7 SH DFND 0 0 7 NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063C106 28 1700 SH DFND 0 0 1700 POOL CORP COM 73278L105 34 74 SH DFND 0 0 74 RELIANCE STEEL & ALUMINUM CO COM 759509102 275 1824 SH DFND 0 0 1824 SPDR SER TR S&P 400 MDCP VAL 78464A839 156 2313 SH DFND 0 0 2313 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 178 2544 SH DFND 0 0 2544 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 317 3100 SH DFND 0 0 3100 SQUARE INC CL A 852234103 76 312 SH DFND 0 0 312 STARWOOD PPTY TR INC COM 85571B105 309 11791 SH DFND 0 0 11791 STRYKER CORPORATION COM 863667101 1007 3877 SH DFND 0 0 3877 10X GENOMICS INC CL A COM 88025U109 37 187 SH DFND 0 0 187 TERADYNE INC COM 880770102 32 242 SH DFND 0 0 242 WILLIAMS COS INC COM 969457100 422 15881 SH DFND 0 0 15881 WISDOMTREE TR US MIDCAP DIVID 97717W505 1301 31010 SH DFND 0 0 31010 XCEL ENERGY INC COM 98389B100 738 11196 SH DFND 0 0 11196 STERIS PLC SHS USD G8473T100 1077 5220 SH DFND 0 0 5220 ARK ETF TR INNOVATION ETF 00214Q104 835 6387 SH DFND 0 0 6387 AMERICAN TOWER CORP NEW COM 03027X100 1102 4080 SH DFND 0 0 4080 ANNALY CAPITAL MANAGEMENT IN COM 035710409 284 31987 SH DFND 0 0 31987 APTARGROUP INC COM 038336103 815 5784 SH DFND 0 0 5784 ASPEN TECHNOLOGY INC COM 045327103 18 131 SH DFND 0 0 131 CME GROUP INC COM 12572Q105 1 6 SH DFND 0 0 6 CHEMED CORP NEW COM 16359R103 17 35 SH DFND 0 0 35 CHEVRON CORP NEW COM 166764100 387 3693 SH DFND 0 0 3693 CLEAN HARBORS INC COM 184496107 559 6007 SH DFND 0 0 6007 COINBASE GLOBAL INC COM CL A 19260Q107 55 219 SH DFND 0 0 219 CROWN HLDGS INC COM 228368106 702 6865 SH DFND 0 0 6865 DOW INC COM 260557103 114 1800 SH DFND 0 0 1800 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 21 1930 SH DFND 0 0 1930 ENZO BIOCHEM INC COM 294100102 1 300 SH DFND 0 0 300 EXACT SCIENCES CORP COM 30063P105 58 467 SH DFND 0 0 467 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 220 3623 SH DFND 0 0 3623 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 39 1506 SH DFND 0 0 1506 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 109 1093 SH DFND 0 0 1093 HENRY JACK & ASSOC INC COM 426281101 755 4617 SH DFND 0 0 4617 INVITAE CORP COM 46185L103 53 1563 SH DFND 0 0 1563 IRIDIUM COMMUNICATIONS INC COM 46269C102 16 409 SH DFND 0 0 409 ISHARES INC MSCI CDA ETF 464286509 9 229 SH DFND 0 0 229 ISHARES TR CORE S&P500 ETF 464287200 184 427 SH DFND 0 0 427 ISHARES TR MSCI UK SM ETF 46429B416 4 91 SH DFND 0 0 91 ISHARES TR IBONDS DEC 29 46436E205 215 8010 SH DFND 0 0 8010 NEWMONT CORP COM 651639106 125 1972 SH DFND 0 0 1972 ONEOK INC NEW COM 682680103 570 10237 SH DFND 0 0 10237 REPUBLIC SVCS INC COM 760759100 1943 17661 SH DFND 0 0 17661 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 53 1612 SH DFND 0 0 1612 SCHWAB STRATEGIC TR US REIT ETF 808524847 66 1452 SH DFND 0 0 1452 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1035 12781 SH DFND 0 0 12781 SNAP ON INC COM 833034101 987 4419 SH DFND 0 0 4419 THOR INDS INC COM 885160101 28 248 SH DFND 0 0 248 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 80 304 SH DFND 0 0 304 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 70 298 SH DFND 0 0 298 WALMART INC COM 931142103 1020 7233 SH DFND 0 0 7233