EVP, Director of Business Services

0001451623-21-000002.txt : 20210514 0001451623-21-000002.hdr.sgml : 20210514 20210514133558 ACCESSION NUMBER: 0001451623-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BENJAMIN EDWARDS INC CENTRAL INDEX KEY: 0001451623 IRS NUMBER: 263472087 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19533 FILM NUMBER: 21923494 BUSINESS ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD STREET 2: SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 BUSINESS PHONE: 314-726-1600 MAIL ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD STREET 2: SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001451623 XXXXXXXX 03-31-2021 03-31-2021 BENJAMIN EDWARDS INC

ONE NORTH BRENTWOOD BOULEVARD SUITE 850 Clayton MO 63105

13F COMBINATION REPORT 028-19533 0001445065 028-15560 BENJAMIN F. EDWARDS & COMPANY, INC. N Christopher M Keller EVP, Director of Business Services 314-726-1600 Christopher M Keller St. Louis MO 05-13-2021 0 376 131570 false INFORMATION TABLE 2 EWM_13FXMLOutput_2021-03-31.xml BECTON DICKINSON & CO COM 075887109 706 2903 SH DFND 0 0 2903 CME GROUP INC COM 12572Q105 1 6 SH DFND 0 0 6 CROWN CASTLE INTL CORP NEW COM 22822V101 385 2236 SH DFND 0 0 2236 ENBRIDGE INC COM 29250N105 103 2831 SH DFND 0 0 2831 FASTENAL CO COM 311900104 1142 22707 SH DFND 0 0 22707 FIRST TR STOXX EUROPEAN SELE COMMON SHS 33735T109 38 2670 SH DFND 0 0 2670 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 176 3866 SH DFND 0 0 3866 FIRST TR EXCHANGE-TRADED FD MNGD FUTRS STRGY 33739G103 23 485 SH DFND 0 0 485 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 584 33861 SH DFND 0 0 33861 INTUIT COM 461202103 866 2262 SH DFND 0 0 2262 IRON MTN INC NEW COM 46284V101 4 121 SH DFND 0 0 121 ISHARES TR PFD AND INCM SEC 464288687 1888 49175 SH DFND 0 0 49175 ISHARES TR IBONDS DEC23 ETF 46434VAX8 433 16557 SH DFND 0 0 16557 ISHARES TR IBONDS DEC21 ETF 46434VBK5 209 8410 SH DFND 0 0 8410 KINDER MORGAN INC DEL COM 49456B101 265 15913 SH DFND 0 0 15913 MCCORMICK & CO INC COM NON VTG 579780206 951 10663 SH DFND 0 0 10663 MORGAN STANLEY COM NEW 617446448 47 600 SH DFND 0 0 600 PALANTIR TECHNOLOGIES INC CL A 69608A108 23 1000 SH DFND 0 0 1000 PIMCO DYNAMIC CR INCOME FD COM SHS 72202D106 80 3605 SH DFND 0 0 3605 REALTY INCOME CORP COM 756109104 840 13236 SH DFND 0 0 13236 3M CO COM 88579Y101 40 206 SH DFND 0 0 206 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 74 303 SH DFND 0 0 303 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 73 544 SH DFND 0 0 544 VISA INC COM CL A 92826C839 457 2157 SH DFND 0 0 2157 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1536 5562 SH DFND 0 0 5562 STRATASYS LTD SHS M85548101 35 1364 SH DFND 0 0 1364 AMERICAN EXPRESS CO COM 025816109 85 600 SH DFND 0 0 600 CVS HEALTH CORP COM 126650100 1 18 SH DFND 0 0 18 COCA COLA CO COM 191216100 255 4831 SH DFND 0 0 4831 COSTCO WHSL CORP NEW COM 22160K105 877 2487 SH DFND 0 0 2487 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 15 1930 SH DFND 0 0 1930 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 873 12332 SH DFND 0 0 12332 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 89 8764 SH DFND 0 0 8764 FIRST TR EXCH TRD ALPHDX FD EUROPE ALPHADEX 33737J117 152 3750 SH DFND 0 0 3750 FIRST TR EXCH TRD ALPHDX FD EMERG MKT ALPH 33737J182 150 5692 SH DFND 0 0 5692 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 3 55 SH DFND 0 0 55 HUYA INC ADS REP SHS A 44852D108 8 425 SH DFND 0 0 425 ISHARES TR CORE S&P US VLU 464287663 338 4900 SH DFND 0 0 4900 ISHARES TR IBONDS DEC24 ETF 46434VBG4 432 16381 SH DFND 0 0 16381 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 8 469 SH DFND 0 0 469 NEXTERA ENERGY INC COM 65339F101 1803 23840 SH DFND 0 0 23840 NORFOLK SOUTHN CORP COM 655844108 582 2169 SH DFND 0 0 2169 ORACLE CORP COM 68389X105 100 1427 SH DFND 0 0 1427 REPUBLIC SVCS INC COM 760759100 1740 17516 SH DFND 0 0 17516 SANFILIPPO JOHN B & SON INC COM 800422107 203 2251 SH DFND 0 0 2251 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 61 363 SH DFND 0 0 363 STARBUCKS CORP COM 855244109 166 1523 SH DFND 0 0 1523 10X GENOMICS INC CL A COM 88025U109 29 159 SH DFND 0 0 159 TORO CO COM 891092108 315 3056 SH DFND 0 0 3056 XCEL ENERGY INC COM 98389B100 759 11413 SH DFND 0 0 11413 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 58 478 SH DFND 0 0 478 ALPS ETF TR ALERIAN MLP 00162Q452 370 12123 SH DFND 0 0 12123 ALPHABET INC CAP STK CL C 02079K107 103 50 SH DFND 0 0 50 AMGEN INC COM 031162100 4 18 SH DFND 0 0 18 AMPLIFY ETF TR ONLIN RETL ETF 032108102 94 757 SH DFND 0 0 757 BCE INC COM NEW 05534B760 258 5726 SH DFND 0 0 5726 BAXTER INTL INC COM 071813109 6 70 SH DFND 0 0 70 CHEVRON CORP NEW COM 166764100 358 3419 SH DFND 0 0 3419 EMERSON ELEC CO COM 291011104 71 786 SH DFND 0 0 786 FIRST TR MORNINGSTAR DIVID L SHS 336917109 99 3039 SH DFND 0 0 3039 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 107 1119 SH DFND 0 0 1119 FOUR CORNERS PPTY TR INC COM 35086T109 0 1 SH DFND 0 0 1 FRANKLIN TEMPLETON ETF TR FTSE UNTD KGDM 35473P678 8 316 SH DFND 0 0 316 ISHARES INC MSCI FRANCE ETF 464286707 8 218 SH DFND 0 0 218 ISHARES TR MBS ETF 464288588 766 7062 SH DFND 0 0 7062 ISHARES TR CMBS ETF 46429B366 5 95 SH DFND 0 0 95 ISHARES TR IBONDS 27 TRM TS 46436E841 154 6113 SH DFND 0 0 6113 ISHARES TR IBONDS 25 TRM TS 46436E866 157 6109 SH DFND 0 0 6109 NOVARTIS AG SPONSORED ADR 66987V109 17 200 SH DFND 0 0 200 OLIN CORP COM PAR $1 680665205 24 628 SH DFND 0 0 628 PPG INDS INC COM 693506107 82 546 SH DFND 0 0 546 PAYCHEX INC COM 704326107 420 4281 SH DFND 0 0 4281 PEOPLES UNITED FINANCIAL INC COM 712704105 268 14991 SH DFND 0 0 14991 PHILLIPS 66 COM 718546104 5 62 SH DFND 0 0 62 PUBLIC STORAGE COM 74460D109 238 965 SH DFND 0 0 965 PUTNAM MANAGED MUN INCOME TR COM 746823103 44 5400 SH DFND 0 0 5400 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 373 4739 SH DFND 0 0 4739 SHOPIFY INC CL A 82509L107 30 27 SH DFND 0 0 27 SIMON PPTY GROUP INC NEW COM 828806109 114 1000 SH DFND 0 0 1000 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 8 100 SH DFND 0 0 100 VANGUARD INDEX FDS SML CP GRW ETF 922908595 77 281 SH DFND 0 0 281 ZILLOW GROUP INC CL C CAP STK 98954M200 54 415 SH DFND 0 0 415 JOHNSON CTLS INTL PLC SHS G51502105 113 1900 SH DFND 0 0 1900 APPLIED MATLS INC COM 038222105 628 4704 SH DFND 0 0 4704 DOUBLELINE INCOME SOLUTIONS COM 258622109 25 1375 SH DFND 0 0 1375 EDITAS MEDICINE INC COM 28106W103 29 691 SH DFND 0 0 691 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 97 446 SH DFND 0 0 446 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 7 71 SH DFND 0 0 71 FIRST TR EXCHANGE-TRADED FD NASDAQ BK ETF 33738R860 54 1738 SH DFND 0 0 1738 FIRST TR EXCH TRADED FD III EME MRK BD ETF 33739P202 8 241 SH DFND 0 0 241 FIRST TR EXCHANGE TRAD FD VI ALT ABSLT STRG 33740Y101 28 954 SH DFND 0 0 954 FRANKLIN TEMPLETON ETF TR FTSE JAPAN ETF 35473P744 8 251 SH DFND 0 0 251 GENERAL DYNAMICS CORP COM 369550108 0 2 SH DFND 0 0 2 HONEYWELL INTL INC COM 438516106 113 519 SH DFND 0 0 519 ILLINOIS TOOL WKS INC COM 452308109 1345 6070 SH DFND 0 0 6070 INTERNATIONAL BUSINESS MACHS COM 459200101 458 3438 SH DFND 0 0 3438 INVESCO EXCH TRADED FD TR II FNDMNTL IG CRP 46138E693 799 30007 SH DFND 0 0 30007 INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 46138E719 799 41313 SH DFND 0 0 41313 ISHARES TR EXPANDED TECH 464287515 83 243 SH DFND 0 0 243 ISHARES TR ISHS 5-10YR INVT 464288638 847 14307 SH DFND 0 0 14307 ISHARES TR IBONDS DEC2026 46435GAA0 209 7944 SH DFND 0 0 7944 ISHARES TR IBONDS 22 TRM TS 46436E809 168 6594 SH DFND 0 0 6594 ISHARES TR IBONDS 29 TRM TS 46436E825 152 6146 SH DFND 0 0 6146 ISHARES TR IBONDS 28 TRM TS 46436E833 153 6108 SH DFND 0 0 6108 KRANESHARES TR QUADRTC INT RT 500767736 1593 55749 SH DFND 0 0 55749 LENDINGTREE INC NEW COM 52603B107 24 115 SH DFND 0 0 115 PROGRESSIVE CORP COM 743315103 302 3157 SH DFND 0 0 3157 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2582 73031 SH DFND 0 0 73031 SPDR SER TR PRTFLO S&P500 GW 78464A409 1058 18765 SH DFND 0 0 18765 SPDR SER TR S&P REGL BKG 78464A698 118 1784 SH DFND 0 0 1784 SCHWAB STRATEGIC TR US REIT ETF 808524847 40 970 SH DFND 0 0 970 SNAP ON INC COM 833034101 1033 4479 SH DFND 0 0 4479 SPIRE INC COM 84857L101 360 4870 SH DFND 0 0 4870 TEXAS INSTRS INC COM 882508104 312 1651 SH DFND 0 0 1651 US BANCORP DEL COM NEW 902973304 957 17306 SH DFND 0 0 17306 VANGUARD INDEX FDS GROWTH ETF 922908736 90 350 SH DFND 0 0 350 VANGUARD INDEX FDS VALUE ETF 922908744 66 500 SH DFND 0 0 500 MEDTRONIC PLC SHS G5960L103 401 3397 SH DFND 0 0 3397 AUTOMATIC DATA PROCESSING IN COM 053015103 1524 8086 SH DFND 0 0 8086 BLACKSTONE GROUP INC COM 09260D107 384 5158 SH DFND 0 0 5158 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 409 5077 SH DFND 0 0 5077 CDK GLOBAL INC COM 12508E101 5 86 SH DFND 0 0 86 CALERES INC COM 129500104 10 471 SH DFND 0 0 471 EVERSOURCE ENERGY COM 30040W108 35 408 SH DFND 0 0 408 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 106 932 SH DFND 0 0 932 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 16 176 SH DFND 0 0 176 FIRST TR NASDAQ 100 TECH IND SHS 337345102 82 567 SH DFND 0 0 567 HERITAGE COMM CORP COM 426927109 48 3926 SH DFND 0 0 3926 INDEXIQ ACTIVE ETF TR IQ MACKAY INSRED 45409F843 140 5138 SH DFND 0 0 5138 INTELLIA THERAPEUTICS INC COM 45826J105 104 1293 SH DFND 0 0 1293 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 151 4701 SH DFND 0 0 4701 ISHARES TR ISHS 1-5YR INVS 464288646 1594 29149 SH DFND 0 0 29149 ISHARES TR BLACKROCK ULTRA 46434V878 160 3170 SH DFND 0 0 3170 ISHARES TR IBONDS 27 ETF 46435UAA9 211 7879 SH DFND 0 0 7879 ISHARES TR IBONDS DEC 2030 46436E726 210 8489 SH DFND 0 0 8489 KELLOGG CO COM 487836108 229 3624 SH DFND 0 0 3624 MCDONALDS CORP COM 580135101 1116 4978 SH DFND 0 0 4978 NEW YORK TIMES CO CL A 650111107 18 360 SH DFND 0 0 360 NORTHROP GRUMMAN CORP COM 666807102 78 240 SH DFND 0 0 240 NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063C106 27 1700 SH DFND 0 0 1700 OGE ENERGY CORP COM 670837103 82 2526 SH DFND 0 0 2526 PRUDENTIAL FINL INC COM 744320102 4 44 SH DFND 0 0 44 PURE STORAGE INC CL A 74624M102 35 1605 SH DFND 0 0 1605 SPDR S&P 500 ETF TR TR UNIT 78462F103 8 19 SH DFND 0 0 19 SPDR SER TR S&P 600 SMCP GRW 78464A201 729 8488 SH DFND 0 0 8488 SCHWAB CHARLES CORP COM 808513105 5 74 SH DFND 0 0 74 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 50 431 SH DFND 0 0 431 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 160 2348 SH DFND 0 0 2348 SIXTH STREET SPECIALTY LENDN COM 83012A109 444 21136 SH DFND 0 0 21136 STEEL DYNAMICS INC COM 858119100 10 200 SH DFND 0 0 200 TJX COS INC NEW COM 872540109 422 6375 SH DFND 0 0 6375 TWILIO INC CL A 90138F102 41 120 SH DFND 0 0 120 WALGREENS BOOTS ALLIANCE INC COM 931427108 1 13 SH DFND 0 0 13 AGNC INVT CORP COM 00123Q104 260 15533 SH DFND 0 0 15533 ARK ETF TR INNOVATION ETF 00214Q104 711 5929 SH DFND 0 0 5929 AMERICAN TOWER CORP NEW COM 03027X100 987 4130 SH DFND 0 0 4130 APPLE INC COM 037833100 3002 24579 SH DFND 0 0 24579 APTARGROUP INC COM 038336103 828 5845 SH DFND 0 0 5845 BP PLC SPONSORED ADR 055622104 10 400 SH DFND 0 0 400 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 57 2315 SH DFND 0 0 2315 BRISTOL-MYERS SQUIBB CO COM 110122108 35 551 SH DFND 0 0 551 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 792 5176 SH DFND 0 0 5176 CASEYS GEN STORES INC COM 147528103 1095 5066 SH DFND 0 0 5066 CONOCOPHILLIPS COM 20825C104 16 300 SH DFND 0 0 300 ETF SER SOLUTIONS US GLB JETS 26922A842 15 575 SH DFND 0 0 575 EXXON MOBIL CORP COM 30231G102 1073 19215 SH DFND 0 0 19215 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 81 1476 SH DFND 0 0 1476 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 59 892 SH DFND 0 0 892 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 264 2701 SH DFND 0 0 2701 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 6 88 SH DFND 0 0 88 ISHARES TR PHLX SEMICND ETF 464287523 70 165 SH DFND 0 0 165 ISHARES TR IBONDS DEC22 ETF 46434VBA7 433 16996 SH DFND 0 0 16996 ISHARES TR IBONDS 26 TRM TS 46436E858 155 6098 SH DFND 0 0 6098 JPMORGAN CHASE & CO COM 46625H100 756 4969 SH DFND 0 0 4969 LULULEMON ATHLETICA INC COM 550021109 8 25 SH DFND 0 0 25 MFS MUN INCOME TR SH BEN INT 552738106 16 2300 SH DFND 0 0 2300 MARATHON OIL CORP COM 565849106 3 300 SH DFND 0 0 300 MODERNA INC COM 60770K107 1 5 SH DFND 0 0 5 NASDAQ INC COM 631103108 929 6303 SH DFND 0 0 6303 NETFLIX INC COM 64110L106 4 7 SH DFND 0 0 7 NIKE INC CL B 654106103 150 1129 SH DFND 0 0 1129 PARSONS CORPORATION COM 70202L102 142 3500 SH DFND 0 0 3500 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 159 1557 SH DFND 0 0 1557 ROKU INC COM CL A 77543R102 80 247 SH DFND 0 0 247 SPDR SER TR HLTH CR EQUIP 78464A581 54 451 SH DFND 0 0 451 SPDR SER TR S&P HOMEBUILD 78464A888 386 5492 SH DFND 0 0 5492 SEA LTD SPONSORD ADS 81141R100 21 93 SH DFND 0 0 93 SONY CORP SPONSORED ADR 835699307 34 321 SH DFND 0 0 321 SQUARE INC CL A 852234103 97 428 SH DFND 0 0 428 STAG INDL INC COM 85254J102 252 7483 SH DFND 0 0 7483 STONECASTLE FINL CORP COM 861780104 132 6659 SH DFND 0 0 6659 THOMSON REUTERS CORP. COM NEW 884903709 265 3021 SH DFND 0 0 3021 2U INC COM 90214J101 39 1019 SH DFND 0 0 1019 V F CORP COM 918204108 879 11004 SH DFND 0 0 11004 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 38 454 SH DFND 0 0 454 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 2 37 SH DFND 0 0 37 BROOKFIELD PROPERTY PARTRS L UNIT LTD PARTN G16249107 71 4000 SH DFND 0 0 4000 TE CONNECTIVITY LTD REG SHS H84989104 100 774 SH DFND 0 0 774 ADVANCE AUTO PARTS INC COM 00751Y106 289 1576 SH DFND 0 0 1576 AGREE REALTY CORP COM 008492100 212 3155 SH DFND 0 0 3155 ANALOG DEVICES INC COM 032654105 598 3856 SH DFND 0 0 3856 ANNALY CAPITAL MANAGEMENT IN COM 035710409 257 29851 SH DFND 0 0 29851 BLACKROCK INC COM 09247X101 41 54 SH DFND 0 0 54 CONSTELLATION BRANDS INC CL A 21036P108 9 40 SH DFND 0 0 40 DBX ETF TR XTRACK HRVST CSI 233051879 7 194 SH DFND 0 0 194 DEERE & CO COM 244199105 309 825 SH DFND 0 0 825 DELTA AIR LINES INC DEL COM NEW 247361702 5 112 SH DFND 0 0 112 DISNEY WALT CO COM 254687106 478 2589 SH DFND 0 0 2589 DOMINION ENERGY INC COM 25746U109 25 330 SH DFND 0 0 330 FIRST TR EXCHANGE TRADED FD DOW 30 EQL WGT 33733A201 10 327 SH DFND 0 0 327 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 147 916 SH DFND 0 0 916 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 197 3390 SH DFND 0 0 3390 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 33 647 SH DFND 0 0 647 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 1884 83456 SH DFND 0 0 83456 HCI GROUP INC COM 40416E103 172 2236 SH DFND 0 0 2236 HENRY JACK & ASSOC INC COM 426281101 703 4635 SH DFND 0 0 4635 HUBBELL INC COM 443510607 84 451 SH DFND 0 0 451 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 1341 60594 SH DFND 0 0 60594 ISHARES INC MSCI CDA ETF 464286509 395 11608 SH DFND 0 0 11608 ISHARES TR IBDS DEC28 ETF 46435U515 211 7448 SH DFND 0 0 7448 ISHARES TR IBONDS DEC 46435U697 17 614 SH DFND 0 0 614 JOHNSON & JOHNSON COM 478160104 1141 6943 SH DFND 0 0 6943 LILLY ELI & CO COM 532457108 107 572 SH DFND 0 0 572 MAIN STR CAP CORP COM 56035L104 801 20462 SH DFND 0 0 20462 MERCADOLIBRE INC COM 58733R102 9 6 SH DFND 0 0 6 MONDELEZ INTL INC CL A 609207105 9 160 SH DFND 0 0 160 MOTOROLA SOLUTIONS INC COM NEW 620076307 74 396 SH DFND 0 0 396 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 4 388 SH DFND 0 0 388 ONEOK INC NEW COM 682680103 551 10879 SH DFND 0 0 10879 PAGERDUTY INC COM 69553P100 26 640 SH DFND 0 0 640 PEPSICO INC COM 713448108 386 2732 SH DFND 0 0 2732 QUALCOMM INC COM 747525103 1165 8788 SH DFND 0 0 8788 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 52 693 SH DFND 0 0 693 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 173 1300 SH DFND 0 0 1300 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 93 1455 SH DFND 0 0 1455 SNOWFLAKE INC CL A 833445109 7 29 SH DFND 0 0 29 UNION PAC CORP COM 907818108 1091 4951 SH DFND 0 0 4951 UNITEDHEALTH GROUP INC COM 91324P102 174 468 SH DFND 0 0 468 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 14 750 SH DFND 0 0 750 WEC ENERGY GROUP INC COM 92939U106 1125 12021 SH DFND 0 0 12021 WESTERN ASSET INTER MUNI FD COM 958435109 22 2323 SH DFND 0 0 2323 WYNN RESORTS LTD COM 983134107 3 21 SH DFND 0 0 21 XILINX INC COM 983919101 40 325 SH DFND 0 0 325 SPOTIFY TECHNOLOGY S A SHS L8681T102 44 164 SH DFND 0 0 164 AIR PRODS & CHEMS INC COM 009158106 1159 4118 SH DFND 0 0 4118 AMAZON COM INC COM 023135106 309 100 SH DFND 0 0 100 ASSURANT INC COM 04621X108 4 25 SH DFND 0 0 25 ASTRAZENECA PLC SPONSORED ADR 046353108 15 300 SH DFND 0 0 300 CATERPILLAR INC COM 149123101 574 2478 SH DFND 0 0 2478 CISCO SYS INC COM 17275R102 562 10874 SH DFND 0 0 10874 COMMERCE BANCSHARES INC COM 200525103 1137 14843 SH DFND 0 0 14843 DOW INC COM 260557103 115 1800 SH DFND 0 0 1800 ENZO BIOCHEM INC COM 294100102 1 300 SH DFND 0 0 300 EXPEDIA GROUP INC COM NEW 30212P303 29 169 SH DFND 0 0 169 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 84 2028 SH DFND 0 0 2028 FIRST TR EXCH TRD ALPHDX FD DEV MRK EX US 33737J174 31 516 SH DFND 0 0 516 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 58 1192 SH DFND 0 0 1192 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 130 2466 SH DFND 0 0 2466 FORD MTR CO DEL COM 345370860 6 500 SH DFND 0 0 500 GALLAGHER ARTHUR J & CO COM 363576109 1277 10236 SH DFND 0 0 10236 GLACIER BANCORP INC NEW COM 37637Q105 828 14505 SH DFND 0 0 14505 INNOVATOR ETFS TR II S&P INVSTMNT GRD 45783G201 208 8586 SH DFND 0 0 8586 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 254 16937 SH DFND 0 0 16937 INVITAE CORP COM 46185L103 57 1488 SH DFND 0 0 1488 IRIDIUM COMMUNICATIONS INC COM 46269C102 15 360 SH DFND 0 0 360 ISHARES TR CORE S&P500 ETF 464287200 152 383 SH DFND 0 0 383 ISHARES TR U.S. MED DVC ETF 464288810 2 5 SH DFND 0 0 5 ISHARES TR IBONDS DEC25 ETF 46434VBD1 490 18248 SH DFND 0 0 18248 ISHARES TR IBONDS DEC2022 46435G755 33 1263 SH DFND 0 0 1263 ISHARES TR IBONDS DEC 29 46436E205 209 8017 SH DFND 0 0 8017 ISHARES TR IBONDS 23 TRM TS 46436E882 102 3978 SH DFND 0 0 3978 KE HLDGS INC SPONSORED ADS 482497104 19 335 SH DFND 0 0 335 MASTERCARD INCORPORATED CL A 57636Q104 878 2467 SH DFND 0 0 2467 MICROSOFT CORP COM 594918104 997 4228 SH DFND 0 0 4228 PROSPERITY BANCSHARES INC COM 743606105 643 8584 SH DFND 0 0 8584 PROTO LABS INC COM 743713109 33 270 SH DFND 0 0 270 ROSS STORES INC COM 778296103 30 249 SH DFND 0 0 249 SPDR SER TR PRTFLO S&P500 VL 78464A508 1768 46648 SH DFND 0 0 46648 SPDR SER TR S&P 400 MDCP GRW 78464A821 135 1798 SH DFND 0 0 1798 SPDR SER TR BLOOMBERG BRCLYS 78468R622 56 517 SH DFND 0 0 517 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 6 115 SH DFND 0 0 115 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 484 14214 SH DFND 0 0 14214 STARWOOD PPTY TR INC COM 85571B105 274 11065 SH DFND 0 0 11065 UNITY SOFTWARE INC COM 91332U101 16 163 SH DFND 0 0 163 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 849 8386 SH DFND 0 0 8386 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 75 350 SH DFND 0 0 350 WILLIAMS COS INC COM 969457100 381 16069 SH DFND 0 0 16069 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 18 56 SH DFND 0 0 56 AT&T INC COM 00206R102 606 20022 SH DFND 0 0 20022 ALTRIA GROUP INC COM 02209S103 71 1396 SH DFND 0 0 1396 AMERICAN ELEC PWR CO INC COM 025537101 85 1003 SH DFND 0 0 1003 BAIDU INC SPON ADR REP A 056752108 32 145 SH DFND 0 0 145 CENTERPOINT ENERGY INC COM 15189T107 70 3100 SH DFND 0 0 3100 CLOROX CO DEL COM 189054109 730 3786 SH DFND 0 0 3786 DOLLAR GEN CORP NEW COM 256677105 1068 5269 SH DFND 0 0 5269 DUKE ENERGY CORP NEW COM NEW 26441C204 8 83 SH DFND 0 0 83 EXACT SCIENCES CORP COM 30063P105 47 359 SH DFND 0 0 359 FIDELITY NATL INFORMATION SV COM 31620M106 810 5762 SH DFND 0 0 5762 FIRST HORIZON CORPORATION COM 320517105 35 2077 SH DFND 0 0 2077 FIRST TR VALUE LINE DIVID IN SHS 33734H106 575 15152 SH DFND 0 0 15152 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 30 1326 SH DFND 0 0 1326 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 14 285 SH DFND 0 0 285 FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 33738R118 53 975 SH DFND 0 0 975 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1782 88450 SH DFND 0 0 88450 FIRST TR EXCH TRADED FD III MUNI HI INCM ETF 33739P301 104 1915 SH DFND 0 0 1915 GILEAD SCIENCES INC COM 375558103 991 15337 SH DFND 0 0 15337 HOULIHAN LOKEY INC CL A 441593100 280 4216 SH DFND 0 0 4216 INTEL CORP COM 458140100 5 84 SH DFND 0 0 84 INTERCONTINENTAL EXCHANGE IN COM 45866F104 409 3662 SH DFND 0 0 3662 ISHARES GOLD TR ISHARES 464285105 1377 84666 SH DFND 0 0 84666 ISHARES INC MSCI GERMANY ETF 464286806 8 231 SH DFND 0 0 231 ISHARES TR CORE S&P US GWT 464287671 317 3496 SH DFND 0 0 3496 ISHARES INC CORE MSCI EMKT 46434G103 341 5302 SH DFND 0 0 5302 ISHARES INC MSCI TAIWAN ETF 46434G772 8 133 SH DFND 0 0 133 LANCASTER COLONY CORP COM 513847103 383 2186 SH DFND 0 0 2186 NEWMONT CORP COM 651639106 111 1850 SH DFND 0 0 1850 PFIZER INC COM 717081103 36 999 SH DFND 0 0 999 PRINCIPAL EXCHANGE-TRADED FD SPECTRUM PFD 74255Y888 779 38222 SH DFND 0 0 38222 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 112 1855 SH DFND 0 0 1855 REGENERON PHARMACEUTICALS COM 75886F107 15 31 SH DFND 0 0 31 SPDR SER TR S&P 600 SMCP VAL 78464A300 1175 14335 SH DFND 0 0 14335 SPDR SER TR S&P 400 MDCP VAL 78464A839 220 3369 SH DFND 0 0 3369 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 132 3513 SH DFND 0 0 3513 SERES THERAPEUTICS INC COM 81750R102 19 902 SH DFND 0 0 902 TELADOC HEALTH INC COM 87918A105 77 424 SH DFND 0 0 424 TWITTER INC COM 90184L102 20 317 SH DFND 0 0 317 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2355 28543 SH DFND 0 0 28543 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1060 11396 SH DFND 0 0 11396 VANGUARD INDEX FDS SM CP VAL ETF 922908611 79 480 SH DFND 0 0 480 VERIZON COMMUNICATIONS INC COM 92343V104 1285 22095 SH DFND 0 0 22095 WATSCO INC COM 942622200 1843 7068 SH DFND 0 0 7068 IHS MARKIT LTD SHS G47567105 1 14 SH DFND 0 0 14 STERIS PLC SHS USD G8473T100 1014 5322 SH DFND 0 0 5322 ABBOTT LABS COM 002824100 1015 8466 SH DFND 0 0 8466 ABBVIE INC COM 00287Y109 74 685 SH DFND 0 0 685 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 218 855 SH DFND 0 0 855 CI FINL CORP COM 125491100 28 1949 SH DFND 0 0 1949 COMCAST CORP NEW CL A 20030N101 705 13035 SH DFND 0 0 13035 DIGITAL RLTY TR INC COM 253868103 206 1461 SH DFND 0 0 1461 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 95 1428 SH DFND 0 0 1428 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 15 139 SH DFND 0 0 139 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 75 1324 SH DFND 0 0 1324 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 86 912 SH DFND 0 0 912 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 227 3562 SH DFND 0 0 3562 FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 33737M102 16 233 SH DFND 0 0 233 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 229 4057 SH DFND 0 0 4057 FIRST TR EXCH TRADED FD III HORIZON MNGD ETF 33739P871 17 556 SH DFND 0 0 556 FIRST TR EXCHANGE-TRADED FD FT STRG INCM ETF 33739Q309 17 350 SH DFND 0 0 350 HOME DEPOT INC COM 437076102 1839 6025 SH DFND 0 0 6025 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 467 18059 SH DFND 0 0 18059 ISHARES SILVER TR ISHARES 46428Q109 48 2096 SH DFND 0 0 2096 ISHARES TR NASDAQ BIOTECH 464287556 129 856 SH DFND 0 0 856 ISHARES TR CORE S&P SCP ETF 464287804 56 517 SH DFND 0 0 517 ISHARES TR MSCI USA MIN VOL 46429B697 1404 20296 SH DFND 0 0 20296 KIMBERLY-CLARK CORP COM 494368103 1112 7997 SH DFND 0 0 7997 MERCK & CO. INC COM 58933Y105 709 9193 SH DFND 0 0 9193 PACCAR INC COM 693718108 17 183 SH DFND 0 0 183 PAYPAL HLDGS INC COM 70450Y103 15 60 SH DFND 0 0 60 PHILIP MORRIS INTL INC COM 718172109 9 100 SH DFND 0 0 100 PIMCO DYNAMIC INCOME FD SHS 72201Y101 126 4460 SH DFND 0 0 4460 RELIANCE STEEL & ALUMINUM CO COM 759509102 530 3483 SH DFND 0 0 3483 S&P GLOBAL INC COM 78409V104 818 2317 SH DFND 0 0 2317 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 16 505 SH DFND 0 0 505 SELECT SECTOR SPDR TR ENERGY 81369Y506 649 13221 SH DFND 0 0 13221 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 381 3873 SH DFND 0 0 3873 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 862 11762 SH DFND 0 0 11762 SHERWIN WILLIAMS CO COM 824348106 1098 1488 SH DFND 0 0 1488 STORE CAP CORP COM 862121100 581 17328 SH DFND 0 0 17328 STRYKER CORPORATION COM 863667101 962 3951 SH DFND 0 0 3951 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 35 297 SH DFND 0 0 297 TESLA INC COM 88160R101 162 242 SH DFND 0 0 242 TRACTOR SUPPLY CO COM 892356106 1302 7353 SH DFND 0 0 7353 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 674 7333 SH DFND 0 0 7333 WALMART INC COM 931142103 939 6911 SH DFND 0 0 6911 WASTE MGMT INC DEL COM 94106L109 44 341 SH DFND 0 0 341 WISDOMTREE TR US MIDCAP DIVID 97717W505 1276 31563 SH DFND 0 0 31563