EVP, Director of Business Services

0001451623-20-000002.txt : 20200507 0001451623-20-000002.hdr.sgml : 20200507 20200507122252 ACCESSION NUMBER: 0001451623-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 EFFECTIVENESS DATE: 20200507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BENJAMIN EDWARDS INC CENTRAL INDEX KEY: 0001451623 IRS NUMBER: 263472087 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19533 FILM NUMBER: 20855365 BUSINESS ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD STREET 2: SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 BUSINESS PHONE: 314-726-1600 MAIL ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD STREET 2: SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001451623 XXXXXXXX 03-31-2020 03-31-2020 BENJAMIN EDWARDS INC

ONE NORTH BRENTWOOD BOULEVARD SUITE 850 Clayton MO 63105

13F COMBINATION REPORT 028-19533 0001445065 028-15560 BENJAMIN F. EDWARDS & COMPANY, INC. N Christopher M Keller EVP, Director of Business Services 314-726-1600 Christopher M Keller St. Louis MO 05-07-2020 0 362 96351 false INFORMATION TABLE 2 EWM_13FXMLOutput_2020-03-31.xml ACCENTURE PLC IRELAND SHS CLASS A G1151C101 568 3480 SH DFND 0 0 3480 EATON CORP PLC SHS G29183103 7 90 SH DFND 0 0 90 JOHNSON CTLS INTL PLC SHS G51502105 51 1900 SH DFND 0 0 1900 MEDTRONIC PLC SHS G5960L103 347 3844 SH DFND 0 0 3844 STERIS PLC SHS USD G8473T100 688 4914 SH DFND 0 0 4914 TRANE TECHNOLOGIES PLC SHS G8994E103 5 59 SH DFND 0 0 59 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 31 730 SH DFND 0 0 730 TE CONNECTIVITY LTD REG SHS H84989104 5 77 SH DFND 0 0 77 SPOTIFY TECHNOLOGY S A SHS L8681T102 6 47 SH DFND 0 0 47 STRATASYS LTD SHS M85548101 27 1692 SH DFND 0 0 1692 ALPS ETF TR ALERIAN MLP 00162Q866 298 86670 SH DFND 0 0 86670 AT&T INC COM 00206R102 830 28459 SH DFND 0 0 28459 ARK ETF TR INNOVATION ETF 00214Q104 128 2904 SH DFND 0 0 2904 ABBOTT LABS COM 002824100 25 314 SH DFND 0 0 314 ABBVIE INC COM 00287Y109 56 732 SH DFND 0 0 732 AEROVIRONMENT INC COM 008073108 7 112 SH DFND 0 0 112 AIR PRODS & CHEMS INC COM 009158106 767 3842 SH DFND 0 0 3842 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5 27 SH DFND 0 0 27 ALPHABET INC CAP STK CL C 02079K107 58 50 SH DFND 0 0 50 ALTRIA GROUP INC COM 02209S103 54 1396 SH DFND 0 0 1396 AMAZON COM INC COM 023135106 195 100 SH DFND 0 0 100 AMERICAN ELEC PWR CO IN COM 025537101 14 175 SH DFND 0 0 175 AMERICAN EXPRESS CO COM 025816109 2 23 SH DFND 0 0 23 AMERICAN TOWER CORP NEW COM 03027X100 753 3460 SH DFND 0 0 3460 AMERICOLD RLTY TR COM 03064D108 544 15968 SH DFND 0 0 15968 AMGEN INC COM 031162100 4 17 SH DFND 0 0 17 APPLE INC COM 037833100 2120 8335 SH DFND 0 0 8335 APTARGROUP INC COM 038336103 10 103 SH DFND 0 0 103 ARCHER DANIELS MIDLAND COM 039483102 11 310 SH DFND 0 0 310 ARES MANAGEMENT CORPORA CL A COM STK 03990B101 0 0 SH DFND 0 0 0 ASSURANT INC COM 04621X108 513 4930 SH DFND 0 0 4930 ASTRAZENECA PLC SPONSORED ADR 046353108 13 300 SH DFND 0 0 300 ATMOS ENERGY CORP COM 049560105 19 189 SH DFND 0 0 189 AUTODESK INC COM 052769106 14 88 SH DFND 0 0 88 AUTOMATIC DATA PROCESSI COM 053015103 853 6242 SH DFND 0 0 6242 BP PLC SPONSORED ADR 055622104 10 400 SH DFND 0 0 400 BAXTER INTL INC COM 071813109 6 70 SH DFND 0 0 70 BECTON DICKINSON & CO COM 075887109 616 2682 SH DFND 0 0 2682 BECTON DICKINSON & CO PFD SHS CONV A 075887208 26 504 SH DFND 0 0 504 BERKSHIRE HATHAWAY INC CL B NEW 084670702 173 944 SH DFND 0 0 944 BLACKROCK TAX MUNICPAL SHS 09248X100 55 2500 SH DFND 0 0 2500 BLACKSTONE GROUP INC COM CL A 09260D107 299 6570 SH DFND 0 0 6570 BOOZ ALLEN HAMILTON HLD CL A 099502106 490 7137 SH DFND 0 0 7137 BRISTOL-MYERS SQUIBB CO COM 110122108 33 584 SH DFND 0 0 584 BROADRIDGE FINL SOLUTIO COM 11133T103 929 9794 SH DFND 0 0 9794 CBOE GLOBAL MARKETS INC COM 12503M108 12 132 SH DFND 0 0 132 CDK GLOBAL INC COM 12508E101 3 86 SH DFND 0 0 86 CME GROUP INC COM 12572Q105 461 2665 SH DFND 0 0 2665 CVS HEALTH CORP COM 126650100 19 314 SH DFND 0 0 314 CANADIAN NATL RY CO COM 136375102 16 202 SH DFND 0 0 202 CASEYS GEN STORES INC COM 147528103 821 6199 SH DFND 0 0 6199 CATERPILLAR INC DEL COM 149123101 21 179 SH DFND 0 0 179 CELLECTIS S A SPONSORED ADS 15117K103 4 475 SH DFND 0 0 475 CENTERPOINT ENERGY INC COM 15189T107 48 3100 SH DFND 0 0 3100 CHEVRON CORP NEW COM 166764100 13 184 SH DFND 0 0 184 CISCO SYS INC COM 17275R102 531 13499 SH DFND 0 0 13499 CITIGROUP INC COM NEW 172967424 1 23 SH DFND 0 0 23 CITIZENS FINANCIAL GROU COM 174610105 10 506 SH DFND 0 0 506 COCA COLA CO COM 191216100 809 18272 SH DFND 0 0 18272 COLGATE PALMOLIVE CO COM 194162103 220 3312 SH DFND 0 0 3312 COMCAST CORP NEW CL A 20030N101 297 8637 SH DFND 0 0 8637 COMMERCE BANCSHARES INC COM 200525103 668 13265 SH DFND 0 0 13265 CONOCOPHILLIPS COM 20825C104 9 300 SH DFND 0 0 300 CONSTELLATION BRANDS IN CL A 21036P108 6 40 SH DFND 0 0 40 COSTCO WHSL CORP NEW COM 22160K105 646 2264 SH DFND 0 0 2264 CROWN CASTLE INTL CORP COM 22822V101 342 2368 SH DFND 0 0 2368 DBX ETF TR XTRACK MUN INFRA 233051705 26 958 SH DFND 0 0 958 DBX ETF TR XTRACK HRVST CSI 233051879 5 197 SH DFND 0 0 197 DEERE & CO COM 244199105 558 4036 SH DFND 0 0 4036 DELAWARE ENHANCED GBL D COM 246060107 3 465 SH DFND 0 0 465 DIGITAL RLTY TR INC COM 253868103 177 1277 SH DFND 0 0 1277 DISNEY WALT CO COM DISNEY 254687106 24 246 SH DFND 0 0 246 DOLLAR GEN CORP NEW COM 256677105 8 54 SH DFND 0 0 54 DOMINION ENERGY INC COM 25746U109 24 330 SH DFND 0 0 330 DOUBLELINE INCOME SOLUT COM 258622109 18 1375 SH DFND 0 0 1375 DOW INC COM 260557103 53 1800 SH DFND 0 0 1800 DUKE ENERGY CORP NEW COM NEW 26441C204 6 79 SH DFND 0 0 79 ETF SER SOLUTIONS DEFIANCE NEXT 26922A289 5 240 SH DFND 0 0 240 EDITAS MEDICINE INC COM 28106W103 19 947 SH DFND 0 0 947 ENBRIDGE INC COM 29250N105 6 192 SH DFND 0 0 192 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 9 1930 SH DFND 0 0 1930 ENZO BIOCHEM INC COM 294100102 1 300 SH DFND 0 0 300 EQUITRANS MIDSTREAM COR COM 294600101 95 18980 SH DFND 0 0 18980 EVERGY INC COM 30034W106 16 285 SH DFND 0 0 285 EVERSOURCE ENERGY COM 30040W108 32 408 SH DFND 0 0 408 EXXON MOBIL CORP COM 30231G102 383 10078 SH DFND 0 0 10078 FIDELITY NATL INFORMATI COM 31620M106 550 4518 SH DFND 0 0 4518 FIRST TR MORNINGSTAR DI SHS 336917109 32 1446 SH DFND 0 0 1446 FIRST TR EXCHANGE TRADE DOW 30 EQL WGT 33733A201 10 496 SH DFND 0 0 496 FIRST TR EXCHANGE-TRADE CAP STRENGTH ETF 33733E104 97 1951 SH DFND 0 0 1951 FIRST TR EXCHANGE-TRADE NY ARCA BIOTECH 33733E203 112 852 SH DFND 0 0 852 FIRST TR EXCHANGE-TRADE DJ INTERNT IDX 33733E302 25 204 SH DFND 0 0 204 FIRST TR VALUE LINE DIV SHS 33734H106 542 19573 SH DFND 0 0 19573 FIRST TR EXCHANGE TRADE CONSUMR DISCRE 33734X101 44 1636 SH DFND 0 0 1636 FIRST TR EXCHANGE TRADE FINLS ALPHADEX 33734X135 34 1596 SH DFND 0 0 1596 FIRST TR EXCHANGE TRADE HLTH CARE ALPH 33734X143 63 849 SH DFND 0 0 849 FIRST TR EXCHANGE TRADE INDLS PROD DUR 33734X150 37 1213 SH DFND 0 0 1213 FIRST TR EXCHANGE TRADE TECH ALPHADEX 33734X176 93 1560 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EXCHANGE-TRADE BUYWRIT INCM ETF 33738R308 11 647 SH DFND 0 0 647 FIRST TR EXCHANGE-TRADE RISNG DIVD ACHIV 33738R506 32 1231 SH DFND 0 0 1231 FIRST TR EXCHANGE-TRADE NASDAQ BK ETF 33738R860 10 657 SH DFND 0 0 657 FIRST TR EXCH TRADED FD PFD SECS INC ETF 33739E108 1982 120863 SH DFND 0 0 120863 FIRST TR EXCHANGE-TRADE FST TR GLB FD 33739H101 5 378 SH DFND 0 0 378 FIRST TR EXCH TRADED FD MANAGD MUN ETF 33739N108 177 3273 SH DFND 0 0 3273 FIRST TR EXCH TRADED FD LNG/SHT EQUITY 33739P103 7 182 SH DFND 0 0 182 FIRST TR EXCH TRADED FD EME MRK BD ETF 33739P202 10 320 SH DFND 0 0 320 FIRST TR EXCH TRADED FD MUNI HI INCM ETF 33739P301 94 1915 SH DFND 0 0 1915 FIRST TR EXCH TRADED FD HORIZON MNGD ETF 33739P871 50 1924 SH DFND 0 0 1924 FIRST TR EXCHANGE-TRADE FST LOW OPPT EFT 33739Q200 49 963 SH DFND 0 0 963 FIRST TR EXCHANGE-TRADE FT STRG INCM ETF 33739Q309 14 350 SH DFND 0 0 350 FIRST TR EXCHANGE-TRADE FIRST TR ENH NEW 33739Q408 12 207 SH DFND 0 0 207 FIRST TR EXCHNG TRADED TCW OPPORTUNIS 33740F805 64 1222 SH DFND 0 0 1222 FIRST TR EXCHNG TRADED ALT ABSLT STRG 33740Y101 4 173 SH DFND 0 0 173 FLEXSHARES TR DISCP DUR MBS 33939L779 507 21323 SH DFND 0 0 21323 FORD MTR CO DEL COM 345370860 2 500 SH DFND 0 0 500 GALLAGHER ARTHUR J & CO COM 363576109 780 9571 SH DFND 0 0 9571 GENERAL DYNAMICS CORP COM 369550108 18 139 SH DFND 0 0 139 GILEAD SCIENCES INC COM 375558103 622 8316 SH DFND 0 0 8316 GLACIER BANCORP INC NEW COM 37637Q105 471 13838 SH DFND 0 0 13838 GLOBAL X FDS GLBL X MLP ETF 37950E473 294 93207 SH DFND 0 0 93207 GLOBAL X FDS GLBX MSCI NORW 37950E747 4 460 SH DFND 0 0 460 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 1582 82082 SH DFND 0 0 82082 HENRY JACK & ASSOC INC COM 426281101 651 4194 SH DFND 0 0 4194 HOME DEPOT INC COM 437076102 1014 5432 SH DFND 0 0 5432 HONEYWELL INTL INC COM 438516106 6 47 SH DFND 0 0 47 ILLINOIS TOOL WKS INC COM 452308109 907 6384 SH DFND 0 0 6384 ILLUMINA INC COM 452327109 48 177 SH DFND 0 0 177 INGERSOLL RAND INC COM 45687V106 1 52 SH DFND 0 0 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0 5431 ISHARES TR CORE S&P SCP ETF 464287804 12 206 SH DFND 0 0 206 ISHARES TR SP SMCP600VL ETF 464287879 2 24 SH DFND 0 0 24 ISHARES TR S&P SML 600 GWT 464287887 2 13 SH DFND 0 0 13 ISHARES TR GLB INFRASTR ETF 464288372 54 1567 SH DFND 0 0 1567 ISHARES TR NATIONAL MUN ETF 464288414 21 186 SH DFND 0 0 186 ISHARES TR IBOXX HI YD ETF 464288513 8 104 SH DFND 0 0 104 ISHARES TR MBS ETF 464288588 81 735 SH DFND 0 0 735 ISHARES TR INTRM GOV CR ETF 464288612 2856 24892 SH DFND 0 0 24892 ISHARES TR 10-20 YR TRS ETF 464288653 720 4295 SH DFND 0 0 4295 ISHARES TR 3 7 YR TREAS BD 464288661 44 332 SH DFND 0 0 332 ISHARES TR US AER DEF ETF 464288760 32 221 SH DFND 0 0 221 ISHARES TR U.S. MED DVC ETF 464288810 90 398 SH DFND 0 0 398 ISHARES TR NEW ZEALAND ETF 464289123 20 449 SH DFND 0 0 449 ISHARES TR LNG TR CRPRT BD 464289511 625 9828 SH DFND 0 0 9828 ISHARES TR US TREAS BD ETF 46429B267 617 22017 SH DFND 0 0 22017 ISHARES TR MSCI MIN VOL ETF 46429B697 1060 19622 SH DFND 0 0 19622 ISHARES INC MSCI TAIWAN ETF 46434G772 63 1918 SH DFND 0 0 1918 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 109 4329 SH DFND 0 0 4329 ISHARES TR IBONDS DEC23 ETF 46434VAX8 122 4893 SH DFND 0 0 4893 ISHARES TR IBONDS DEC22 ETF 46434VBA7 109 4417 SH DFND 0 0 4417 ISHARES TR IBONDS DEC25 ETF 46434VBD1 710 28437 SH DFND 0 0 28437 ISHARES TR IBONDS DEC24 ETF 46434VBG4 154 6249 SH DFND 0 0 6249 ISHARES TR IBONDS DEC21 ETF 46434VBK5 109 4439 SH DFND 0 0 4439 ISHARES TR CUR HED MSCI GER 46434V704 4 194 SH DFND 0 0 194 ISHARES TR IBONDS DEC2026 46435GAA0 330 13446 SH DFND 0 0 13446 ISHARES TR MSCI CDA ETF 46435G706 5 209 SH DFND 0 0 209 ISHARES TR IBONDS 27 ETF 46435UAA9 337 13761 SH DFND 0 0 13761 ISHARES TR IBONDS DEC 26 46435U259 4 154 SH DFND 0 0 154 ISHARES TR IBONDS DEC 27 46435U283 4 154 SH DFND 0 0 154 ISHARES TR IBONDS DEC 28 46435U325 4 156 SH DFND 0 0 156 ISHARES TR IBONDS DEC 25 46435U432 4 147 SH DFND 0 0 147 ISHARES TR IBDS DEC28 ETF 46435U515 338 12869 SH DFND 0 0 12869 ISHARES TR IBONDS DEC 46435U697 4 155 SH DFND 0 0 155 ISHARES TR IBONDS DEC 29 46436E205 320 13286 SH DFND 0 0 13286 JPMORGAN CHASE & CO COM 46625H100 73 807 SH DFND 0 0 807 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 7 821 SH DFND 0 0 821 JOHNSON & JOHNSON COM 478160104 1022 7793 SH DFND 0 0 7793 KKR & CO INC CL A 48251W104 18 787 SH DFND 0 0 787 KIMBERLY CLARK CORP COM 494368103 897 7014 SH DFND 0 0 7014 KINDER MORGAN INC DEL COM 49456B101 326 23432 SH DFND 0 0 23432 KONTOOR BRANDS INC COM 50050N103 193 10093 SH DFND 0 0 10093 L3HARRIS TECHNOLOGIES I COM 502431109 424 2352 SH DFND 0 0 2352 LAMAR ADVERTISING CO NE CL A 512816109 375 7315 SH DFND 0 0 7315 LANCASTER COLONY CORP COM 513847103 252 1741 SH DFND 0 0 1741 LEGGETT & PLATT INC COM 524660107 628 23525 SH DFND 0 0 23525 LENDINGTREE INC NEW COM 52603B107 14 79 SH DFND 0 0 79 LILLY ELI & CO COM 532457108 10 69 SH DFND 0 0 69 LOCKHEED MARTIN CORP COM 539830109 25 74 SH DFND 0 0 74 LOWES COS INC COM 548661107 25 296 SH DFND 0 0 296 LULULEMON ATHLETICA INC COM 550021109 7 35 SH DFND 0 0 35 M & T BK CORP COM 55261F104 4 37 SH DFND 0 0 37 MFS MUN INCOME TR SH BEN INT 552738106 15 2300 SH DFND 0 0 2300 MGE ENERGY INC COM 55277P104 11 175 SH DFND 0 0 175 MPLX LP COM UNIT REP LTD 55336V100 1 55 SH DFND 0 0 55 MAIN STR CAP CORP COM 56035L104 343 16710 SH DFND 0 0 16710 MARATHON OIL CORP COM 565849106 1 300 SH DFND 0 0 300 MASTERCARD INC CL A 57636Q104 834 3454 SH DFND 0 0 3454 MCCORMICK & CO INC COM NON VTG 579780206 692 4898 SH DFND 0 0 4898 MCDONALDS CORP COM 580135101 788 4764 SH DFND 0 0 4764 MERCADOLIBRE INC COM 58733R102 6 12 SH DFND 0 0 12 MERCK & CO. INC COM 58933Y105 641 8331 SH DFND 0 0 8331 MICROSOFT CORP COM 594918104 616 3907 SH DFND 0 0 3907 MONDELEZ INTL INC CL A 609207105 8 160 SH DFND 0 0 160 NANOSTRING TECHNOLOGIES COM 63009R109 10 430 SH DFND 0 0 430 NASDAQ INC COM 631103108 558 5874 SH DFND 0 0 5874 NEXTERA ENERGY INC COM 65339F101 632 2625 SH DFND 0 0 2625 NIKE INC CL B 654106103 33 399 SH DFND 0 0 399 NORTHROP GRUMMAN CORP COM 666807102 7 24 SH DFND 0 0 24 NOVARTIS A G SPONSORED ADR 66987V109 16 200 SH DFND 0 0 200 NUVEEN SELECT MAT MUN F SH BEN INT 67061T101 4 375 SH DFND 0 0 375 NUVEEN SELECT TAX FREE SH BEN INT 67063C106 24 1700 SH DFND 0 0 1700 NVIDIA CORP COM 67066G104 5 18 SH DFND 0 0 18 NUVEEN CR STRATEGIES IN COM SHS 67073D102 126 22250 SH DFND 0 0 22250 NUVEEN MORTGAGE AND INC COM 670735109 355 21550 SH DFND 0 0 21550 OGE ENERGY CORP COM 670837103 7 238 SH DFND 0 0 238 ONEOK INC NEW COM 682680103 349 15989 SH DFND 0 0 15989 PPG INDS INC COM 693506107 5 55 SH DFND 0 0 55 PARSONS CORPORATION COM 70202L102 112 3500 SH DFND 0 0 3500 PAYCHEX INC COM 704326107 386 6134 SH DFND 0 0 6134 PEOPLES UTD FINL INC COM 712704105 217 19618 SH DFND 0 0 19618 PEPSICO INC COM 713448108 43 360 SH DFND 0 0 360 PFIZER INC COM 717081103 33 1008 SH DFND 0 0 1008 PHILIP MORRIS INTL INC COM 718172109 7 100 SH DFND 0 0 100 PHILLIPS 66 COM 718546104 19 347 SH DFND 0 0 347 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 7 200 SH DFND 0 0 200 PIMCO DYNAMIC INCOME FD SHS 72201Y101 99 4460 SH DFND 0 0 4460 PIMCO DYNAMIC CR & MTG COM SHS 72202D106 61 3605 SH DFND 0 0 3605 PINTEREST INC CL A 72352L106 13 823 SH DFND 0 0 823 PRINCIPAL EXCHANGE-TRAD SPECTRUM PFD 74255Y888 1335 15213 SH DFND 0 0 15213 PROCTER & GAMBLE CO COM 742718109 16 149 SH DFND 0 0 149 PROGRESSIVE CORP OHIO COM 743315103 329 4451 SH DFND 0 0 4451 PROSPERITY BANCSHARES I COM 743606105 392 8116 SH DFND 0 0 8116 PROTO LABS INC COM 743713109 25 325 SH DFND 0 0 325 PUBLIC SVC ENTERPRISE G COM 744573106 25 558 SH DFND 0 0 558 PURE STORAGE INC CL A 74624M102 10 830 SH DFND 0 0 830 PUTNAM MANAGED MUN INCO COM 746823103 39 5400 SH DFND 0 0 5400 QUALCOMM INC COM 747525103 761 11242 SH DFND 0 0 11242 REALTY INCOME CORP COM 756109104 599 12018 SH DFND 0 0 12018 REPUBLIC SVCS INC COM 760759100 1257 16742 SH DFND 0 0 16742 ROKU INC COM CL A 77543R102 28 315 SH DFND 0 0 315 ROSS STORES INC COM 778296103 502 5773 SH DFND 0 0 5773 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 17 517 SH DFND 0 0 517 RUBIUS THERAPEUTICS INC COM 78116T103 3 596 SH DFND 0 0 596 SPDR S&P 500 ETF TR TR UNIT 78462F103 9 35 SH DFND 0 0 35 SPDR SER TR HLTH CR EQUIP 78464A581 33 463 SH DFND 0 0 463 SPDR SER TR S&P REGL BKG 78464A698 54 1659 SH DFND 0 0 1659 SPDR SER TR BLOOMBERG BRCLYS 78468R622 21 217 SH DFND 0 0 217 SALESFORCE COM INC COM 79466L302 11 74 SH DFND 0 0 74 SCHWAB CHARLES CORP COM 808513105 5 135 SH DFND 0 0 135 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 12 279 SH DFND 0 0 279 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 8 408 SH DFND 0 0 408 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 52 2027 SH DFND 0 0 2027 SCHWAB STRATEGIC TR US REIT ETF 808524847 15 462 SH DFND 0 0 462 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 32 544 SH DFND 0 0 544 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 6663 128805 SH DFND 0 0 128805 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 38 848 SH DFND 0 0 848 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 231 2611 SH DFND 0 0 2611 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 112 2047 SH DFND 0 0 2047 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 34 349 SH DFND 0 0 349 SELECT SECTOR SPDR TR ENERGY 81369Y506 35 1189 SH DFND 0 0 1189 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 32 547 SH DFND 0 0 547 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 200 2491 SH DFND 0 0 2491 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 165 3734 SH DFND 0 0 3734 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 64 1153 SH DFND 0 0 1153 SERES THERAPEUTICS INC COM 81750R102 5 1334 SH DFND 0 0 1334 SHELL MIDSTREAM PARTNER UNIT LTD INT 822634101 15 1500 SH DFND 0 0 1500 SHERWIN WILLIAMS CO COM 824348106 642 1397 SH DFND 0 0 1397 SNAP ON INC COM 833034101 457 4204 SH DFND 0 0 4204 SPIRE INC COM 84857L101 329 4413 SH DFND 0 0 4413 SPLUNK INC COM 848637104 20 156 SH DFND 0 0 156 SQUARE INC CL A 852234103 47 890 SH DFND 0 0 890 STARBUCKS CORP COM 855244109 29 435 SH DFND 0 0 435 STEEL DYNAMICS INC COM 858119100 5 200 SH DFND 0 0 200 STORE CAP CORP COM 862121100 403 22217 SH DFND 0 0 22217 STRYKER CORP COM 863667101 609 3657 SH DFND 0 0 3657 SYNTHESIS ENERGY SYS IN COM 871628301 0 100 SH DFND 0 0 100 SYSCO CORP COM 871829107 5 117 SH DFND 0 0 117 TJX COS INC NEW COM 872540109 7 149 SH DFND 0 0 149 TPG SPECIALTY LENDING I COM 87265K102 437 31424 SH DFND 0 0 31424 TELADOC HEALTH INC COM 87918A105 7 45 SH DFND 0 0 45 TERADYNE INC COM 880770102 11 204 SH DFND 0 0 204 TESLA INC COM 88160R101 63 121 SH DFND 0 0 121 THOMSON REUTERS CORP COM NEW 884903709 429 6326 SH DFND 0 0 6326 3M CO COM 88579Y101 42 310 SH DFND 0 0 310 TORO CO COM 891092108 391 6004 SH DFND 0 0 6004 TRACTOR SUPPLY CO COM 892356106 936 11067 SH DFND 0 0 11067 TRAVELERS COMPANIES INC COM 89417E109 5 55 SH DFND 0 0 55 TWITTER INC COM 90184L102 10 387 SH DFND 0 0 387 2U INC COM 90214J101 22 1036 SH DFND 0 0 1036 US BANCORP DEL COM NEW 902973304 230 6674 SH DFND 0 0 6674 UNILEVER PLC SPON ADR NEW 904767704 7 133 SH DFND 0 0 133 UNION PAC CORP COM 907818108 620 4395 SH DFND 0 0 4395 UNITED PARCEL SERVICE I CL B 911312106 122 1306 SH DFND 0 0 1306 UNITED TECHNOLOGIES COR COM 913017109 32 341 SH DFND 0 0 341 UNITEDHEALTH GROUP INC COM 91324P102 10 39 SH DFND 0 0 39 V F CORP COM 918204108 629 11632 SH DFND 0 0 11632 VALERO ENERGY CORP COM 91913Y100 4944 109000 SH DFND 0 0 109000 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 521 22605 SH DFND 0 0 22605 VANECK VECTORS ETF TR AMT FREE SHORT M 92189F528 71 4086 SH DFND 0 0 4086 VANECK VECTORS ETF TR AMT FREE LONG MU 92189F536 26 1283 SH DFND 0 0 1283 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 8 100 SH DFND 0 0 100 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 23 409 SH DFND 0 0 409 VANGUARD INTL EQUITY IN FTSE PACIFIC ETF 922042866 40 725 SH DFND 0 0 725 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1058 13381 SH DFND 0 0 13381 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 1490 15340 SH DFND 0 0 15340 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 778 7698 SH DFND 0 0 7698 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 134 1541 SH DFND 0 0 1541 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 29 352 SH DFND 0 0 352 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 35 277 SH DFND 0 0 277 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 392 5614 SH DFND 0 0 5614 VANGUARD INDEX FDS SML CP GRW ETF 922908595 34 224 SH DFND 0 0 224 VANGUARD INDEX FDS SM CP VAL ETF 922908611 28 310 SH DFND 0 0 310 VANGUARD INDEX FDS GROWTH ETF 922908736 55 350 SH DFND 0 0 350 VANGUARD INDEX FDS VALUE ETF 922908744 45 500 SH DFND 0 0 500 VERIZON COMMUNICATIONS COM 92343V104 1151 21414 SH DFND 0 0 21414 VISA INC COM CL A 92826C839 21 132 SH DFND 0 0 132 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 42 3034 SH DFND 0 0 3034 WD-40 CO COM 929236107 362 1801 SH DFND 0 0 1801 WEC ENERGY GROUP INC COM 92939U106 978 11099 SH DFND 0 0 11099 WALMART INC COM 931142103 614 5408 SH DFND 0 0 5408 WALGREENS BOOTS ALLIANC COM 931427108 391 8546 SH DFND 0 0 8546 WASTE MGMT INC DEL COM 94106L109 35 382 SH DFND 0 0 382 WATSCO INC COM 942622200 1323 8372 SH DFND 0 0 8372 WESTERN ASSET INTER MUN COM 958435109 19 2251 SH DFND 0 0 2251 WILLIAMS COS INC COM 969457100 314 22164 SH DFND 0 0 22164 WYNN RESORTS LTD COM 983134107 1 21 SH DFND 0 0 21 XCEL ENERGY INC COM 98389B100 784 13001 SH DFND 0 0 13001 XILINX INC COM 983919101 616 7899 SH DFND 0 0 7899 ZILLOW GROUP INC CL C CAP STK 98954M200 21 586 SH DFND 0 0 586