EVP, Director of Business Services

0001451623-19-000007.txt : 20191105 0001451623-19-000007.hdr.sgml : 20191105 20191105113300 ACCESSION NUMBER: 0001451623-19-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191105 DATE AS OF CHANGE: 20191105 EFFECTIVENESS DATE: 20191105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BENJAMIN EDWARDS INC CENTRAL INDEX KEY: 0001451623 IRS NUMBER: 263472087 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19533 FILM NUMBER: 191192277 BUSINESS ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD STREET 2: SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 BUSINESS PHONE: 314-726-1600 MAIL ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD STREET 2: SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001451623 XXXXXXXX 09-30-2019 09-30-2019 BENJAMIN EDWARDS INC

ONE NORTH BRENTWOOD BOULEVARD SUITE 850 Clayton MO 63105

13F COMBINATION REPORT 028-19533 0001445065 028-15560 BENJAMIN F. EDWARDS & COMPANY, INC. N Christopher M Keller EVP, Director of Business Services 314-726-1600 Christopher M Keller St. Louis MO 11-04-2019 0 296 46172 false INFORMATION TABLE 2 EWM_13FXMLOutput_2019-09-30.xml BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 68 2750 SH DFND 0 0 2750 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 52 2714 SH DFND 0 0 2714 ISHARES TR IBONDS DEC 27 46435U283 2 72 SH DFND 0 0 72 SYSCO CORP COM 871829107 6 74 SH DFND 0 0 74 AUTOMATIC DATA PROCESSING IN COM 053015103 171 1058 SH DFND 0 0 1058 CONSTELLATION BRANDS INC CL A 21036P108 8 40 SH DFND 0 0 40 ISHARES INC MSCI FRANCE ETF 464286707 5 155 SH DFND 0 0 155 LOWES COS INC COM 548661107 16 143 SH DFND 0 0 143 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 15 98 SH DFND 0 0 98 ALTRIA GROUP INC COM 02209S103 57 1396 SH DFND 0 0 1396 ISHARES TR IBOXX HI YD ETF 464288513 9 104 SH DFND 0 0 104 PHILIP MORRIS INTL INC COM 718172109 8 100 SH DFND 0 0 100 MEDTRONIC PLC SHS G5960L103 15 142 SH DFND 0 0 142 BOOZ ALLEN HAMILTON HLDG COR CL A 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