EVP, Director of Business Services

0001451623-19-000006.txt : 20190808 0001451623-19-000006.hdr.sgml : 20190808 20190808164502 ACCESSION NUMBER: 0001451623-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190808 DATE AS OF CHANGE: 20190808 EFFECTIVENESS DATE: 20190808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BENJAMIN EDWARDS INC CENTRAL INDEX KEY: 0001451623 IRS NUMBER: 263472087 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19533 FILM NUMBER: 191010199 BUSINESS ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD STREET 2: SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 BUSINESS PHONE: 314-726-1600 MAIL ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD STREET 2: SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001451623 XXXXXXXX 06-30-2019 06-30-2019 BENJAMIN EDWARDS INC

ONE NORTH BRENTWOOD BOULEVARD SUITE 850 Clayton MO 63105

13F COMBINATION REPORT 028-19533 0001445065 028-15560 BENJAMIN F. EDWARDS & COMPANY, INC. N Christopher M Keller EVP, Director of Business Services 314-726-1600 Christopher M Keller St. Louis MO 08-08-2019 0 301 41328 false INFORMATION TABLE 2 EWM_13FXMLOutput_2019-06-30.xml BECTON DICKINSON & CO COM 075887109 112 443 SH DFND 0 0 443 DOLLAR GEN CORP NEW COM 256677105 11 79 SH DFND 0 0 79 BAXTER INTL INC COM 071813109 6 69 SH DFND 0 0 69 EVERSOURCE ENERGY COM 30040W108 31 408 SH DFND 0 0 408 ISHARES TR SP SMCP600VL ETF 464287879 202 1359 SH DFND 0 0 1359 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 41 2000 SH DFND 0 0 2000 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 14 559 SH DFND 0 0 559 MPLX LP COM UNIT REP LTD 55336V100 2 55 SH DFND 0 0 55 ASSURANT INC COM 04621X108 83 781 SH DFND 0 0 781 AIR PRODS & CHEMS INC COM 009158106 144 637 SH DFND 0 0 637 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 11 176 SH DFND 0 0 176 REALTY INCOME CORP COM 756109104 162 2348 SH DFND 0 0 2348 PUTNAM MANAGED MUN INCOM TR COM 746823103 41 5400 SH DFND 0 0 5400 ISHARES TR MIN VOL 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21843 SH DFND 0 0 21843 DOW INC COM 260557103 0 10 SH DFND 0 0 10 GALLAGHER ARTHUR J & CO COM 363576109 130 1487 SH DFND 0 0 1487 CELLECTIS S A SPONSORED ADS 15117K103 7 445 SH DFND 0 0 445 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 10 200 SH DFND 0 0 200 VANGUARD INDEX FDS VALUE ETF 922908744 55 500 SH DFND 0 0 500 FACEBOOK INC CL A 30303M102 8 41 SH DFND 0 0 41 EMERSON ELEC CO COM 291011104 1 20 SH DFND 0 0 20 NEXTERA ENERGY INC COM 65339F101 509 2486 SH DFND 0 0 2486 GLACIER BANCORP INC NEW COM 37637Q105 106 2602 SH DFND 0 0 2602 FLEXSHARES TR DISCP DUR MBS 33939L779 19 825 SH DFND 0 0 825 AMERICOLD RLTY TR COM 03064D108 804 24786 SH DFND 0 0 24786 ILLUMINA INC COM 452327109 61 165 SH DFND 0 0 165 3M CO COM 88579Y101 114 658 SH DFND 0 0 658 ISHARES TR S&P MC 400VL ETF 464287705 885 5549 SH DFND 0 0 5549 ISHARES TR NATIONAL MUN ETF 464288414 7 61 SH DFND 0 0 61 VERIZON COMMUNICATIONS INC COM 92343V104 162 2833 SH DFND 0 0 2833 THOMSON REUTERS CORP COM NEW 884903709 274 4253 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TR XTRACK HRVST CSI 233051879 5 165 SH DFND 0 0 165 SPIRE INC COM 84857L101 88 1053 SH DFND 0 0 1053 LINDE PLC SHS G5494J103 8 40 SH DFND 0 0 40 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 14 97 SH DFND 0 0 97 DISNEY WALT CO COM DISNEY 254687106 318 2280 SH DFND 0 0 2280 UNITEDHEALTH GROUP INC COM 91324P102 12 48 SH DFND 0 0 48 ISHARES TR S&P SML 600 GWT 464287887 195 1071 SH DFND 0 0 1071 XILINX INC COM 983919101 106 896 SH DFND 0 0 896 QUALCOMM INC COM 747525103 128 1686 SH DFND 0 0 1686 PIMCO DYNMIC CREDIT AND MRT COM SHS 72202D106 64 2670 SH DFND 0 0 2670 MERCADOLIBRE INC COM 58733R102 7 12 SH DFND 0 0 12 VANGUARD INDEX FDS GROWTH ETF 922908736 57 350 SH DFND 0 0 350 LULULEMON ATHLETICA INC COM 550021109 6 35 SH DFND 0 0 35 ARISTA NETWORKS INC COM 040413106 19 75 SH DFND 0 0 75 TORO CO COM 891092108 15 225 SH DFND 0 0 225 THOR INDS INC COM 885160101 7 112 SH DFND 0 0 112 SHERWIN WILLIAMS CO COM 824348106 120 261 SH DFND 0 0 261 GLOBAL X FDS GLBX MSCI NORW 37950E747 5 372 SH DFND 0 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BD 464289511 336 5265 SH DFND 0 0 5265 MARSH & MCLENNAN COS INC COM 571748102 8 81 SH DFND 0 0 81 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 102 553 SH DFND 0 0 553 ORACLE CORP COM 68389X105 3 50 SH DFND 0 0 50 ISHARES TR CORE S&P US GWT 464287671 56 898 SH DFND 0 0 898 WHIRLPOOL CORP COM 963320106 4 27 SH DFND 0 0 27 TERADYNE INC COM 880770102 16 340 SH DFND 0 0 340 WALMART INC COM 931142103 78 710 SH DFND 0 0 710 UNITED TECHNOLOGIES CORP COM 913017109 91 698 SH DFND 0 0 698 LKQ CORP COM 501889208 1 50 SH DFND 0 0 50 STERIS PLC SHS USD G8473T100 148 991 SH DFND 0 0 991 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 26 546 SH DFND 0 0 546 ISHARES TR IBONDS DEC23 ETF 46434VAX8 103 4046 SH DFND 0 0 4046 ISHARES GOLD TRUST ISHARES 464285105 252 18639 SH DFND 0 0 18639 COMPASS MINERALS INTL INC COM 20451N101 8 150 SH DFND 0 0 150 NATIONAL RETAIL PPTYS INC COM 637417106 13 250 SH DFND 0 0 250 ABBVIE INC COM 00287Y109 29 400 SH DFND 0 0 400 GREAT SOUTHN BANCORP INC COM 390905107 122 2038 SH 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OPPORTUNITY TERM COM 670735109 499 21478 SH DFND 0 0 21478 DIGITAL RLTY TR INC COM 253868103 29 246 SH DFND 0 0 246 ENBRIDGE INC COM 29250N105 11 306 SH DFND 0 0 306 TESLA INC COM 88160R101 55 248 SH DFND 0 0 248 PIMCO DYNAMIC INCOME FD SHS 72201Y101 108 3365 SH DFND 0 0 3365 PEOPLES UTD FINL INC COM 712704105 13 785 SH DFND 0 0 785 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 27 1930 SH DFND 0 0 1930 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 65 6230 SH DFND 0 0 6230 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 14 128 SH DFND 0 0 128 AMAZON COM INC COM 023135106 61 32 SH DFND 0 0 32 GILEAD SCIENCES INC COM 375558103 147 2170 SH DFND 0 0 2170 ALTRIA GROUP INC COM 02209S103 66 1396 SH DFND 0 0 1396 ISHARES TR 10-20 YR TRS ETF 464288653 244 1705 SH DFND 0 0 1705 HENRY JACK & ASSOC INC COM 426281101 86 643 SH DFND 0 0 643 MEDTRONIC PLC SHS G5960L103 23 233 SH DFND 0 0 233 ISHARES TR CUR HED MSCI GER 46434V704 5 171 SH DFND 0 0 171 VANGUARD INDEX FDS SML CP GRW ETF 922908595 15 79 SH DFND 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