EVP, Director of Business Services

0001451623-19-000005.txt : 20190515 0001451623-19-000005.hdr.sgml : 20190515 20190515161128 ACCESSION NUMBER: 0001451623-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BENJAMIN EDWARDS INC CENTRAL INDEX KEY: 0001451623 IRS NUMBER: 263472087 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19533 FILM NUMBER: 19828214 BUSINESS ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD STREET 2: SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 BUSINESS PHONE: 314-726-1600 MAIL ADDRESS: STREET 1: ONE NORTH BRENTWOOD BOULEVARD STREET 2: SUITE 850 CITY: Clayton STATE: MO ZIP: 63105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001451623 XXXXXXXX 03-31-2019 03-31-2019 BENJAMIN EDWARDS INC

ONE NORTH BRENTWOOD BOULEVARD SUITE 850 Clayton MO 63105

13F COMBINATION REPORT 028-19533 0001445065 028-15560 BENJAMIN F. EDWARDS & COMPANY, INC. N Christopher M Keller EVP, Director of Business Services 314-726-1600 Christopher M Keller St. Louis MO 05-14-2019 0 275 20910 false INFORMATION TABLE 2 EWM_13FXMLOutput_2019-03-31b.xml PUTNAM MANAGED MUN INCOM TR COM 746823103 18 2350 SH DFND 0 0 2350 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 92 3949 SH DFND 0 0 3949 BAIDU INC SPON ADR REP A 056752108 21 130 SH DFND 0 0 130 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 157 1510 SH DFND 0 0 1510 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 13 514 SH DFND 0 0 514 ISHARES GOLD TRUST ISHARES 464285105 211 17074 SH DFND 0 0 17074 ISHARES TR 10-20 YR TRS ETF 464288653 398 2895 SH DFND 0 0 2895 ISHARES TR IBONDS DEC24 ETF 46434VBG4 49 1975 SH DFND 0 0 1975 MORGAN STANLEY EMER MKTS DEB COM 61744H105 18 2000 SH DFND 0 0 2000 ORACLE CORP COM 68389X105 3 50 SH DFND 0 0 50 PINNACLE FINL PARTNERS INC COM 72346Q104 5 100 SH DFND 0 0 100 STRATASYS LTD SHS M85548101 29 1200 SH DFND 0 0 1200 ALPHABET INC CAP STK CL A 02079K305 4 3 SH 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CVS HEALTH CORP COM 126650100 6 115 SH DFND 0 0 115 ISHARES TR IBONDS DEC2023 46435G318 3 111 SH DFND 0 0 111 LAMAR ADVERTISING CO NEW CL A 512816109 20 250 SH DFND 0 0 250 MEDIDATA SOLUTIONS INC COM 58471A105 12 158 SH DFND 0 0 158 MERCK & CO INC COM 58933Y105 112 1346 SH DFND 0 0 1346 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 101 1823 SH DFND 0 0 1823 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 111 1209 SH DFND 0 0 1209 STORE CAP CORP COM 862121100 51 1518 SH DFND 0 0 1518 VANECK VECTORS ETF TR AMT FREE LONG MU 92189F536 7 324 SH DFND 0 0 324 INVITAE CORP COM 46185L103 5 228 SH DFND 0 0 228 ISHARES TR IBONDS DEC21 ETF 46434VBK5 119 4824 SH DFND 0 0 4824 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 25 389 SH DFND 0 0 389 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 37 500 SH DFND 0 0 500 BECTON DICKINSON & CO COM 075887109 83 332 SH DFND 0 0 332 DISNEY WALT CO COM DISNEY 254687106 42 377 SH DFND 0 0 377 ILLUMINA INC COM 452327109 37 120 SH DFND 0 0 120 NUVEEN MTG OPPORTUNITY TERM 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INT 552738106 16 2300 SH DFND 0 0 2300 PEOPLES UTD FINL INC COM 712704105 12 737 SH DFND 0 0 737 RPM INTL INC COM 749685103 13 220 SH DFND 0 0 220 REPUBLIC SVCS INC COM 760759100 179 2233 SH DFND 0 0 2233 VANGUARD INDEX FDS GROWTH ETF 922908736 55 350 SH DFND 0 0 350 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 55 3034 SH DFND 0 0 3034 ANNALY CAP MGMT INC COM 035710409 25 2500 SH DFND 0 0 2500 ARISTA NETWORKS INC COM 040413106 8 25 SH DFND 0 0 25 AIR PRODS & CHEMS INC COM 009158106 103 538 SH DFND 0 0 538 GILEAD SCIENCES INC COM 375558103 122 1882 SH DFND 0 0 1882 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 42 275 SH DFND 0 0 275 V F CORP COM 918204108 111 1279 SH DFND 0 0 1279 WALMART INC COM 931142103 68 697 SH DFND 0 0 697 INGERSOLL-RAND PLC SHS G47791101 7 69 SH DFND 0 0 69 D R HORTON INC COM 23331A109 106 2551 SH DFND 0 0 2551 ISHARES TR U.S. FINLS ETF 464287788 5 43 SH DFND 0 0 43 ISHARES TR IBOXX HI YD ETF 464288513 178 2064 SH DFND 0 0 2064 JPMORGAN CHASE & CO COM 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