0001415889-23-006855.txt : 20230425 0001415889-23-006855.hdr.sgml : 20230425 20230425190217 ACCESSION NUMBER: 0001415889-23-006855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230421 FILED AS OF DATE: 20230425 DATE AS OF CHANGE: 20230425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mohn Frederik Wilhelm CENTRAL INDEX KEY: 0001729638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38373 FILM NUMBER: 23846363 MAIL ADDRESS: STREET 1: TRANSOCEAN LTD, TURMSTRASSE 30 CITY: STEINHAUSEN STATE: V8 ZIP: 6312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Transocean Ltd. CENTRAL INDEX KEY: 0001451505 STANDARD INDUSTRIAL CLASSIFICATION: DRILLING OIL & GAS WELLS [1381] IRS NUMBER: 980599916 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TURMSTRASSE 30 CITY: STEINHAUSEN STATE: V8 ZIP: 6312 BUSINESS PHONE: 41 41 749 0500 MAIL ADDRESS: STREET 1: TURMSTRASSE 30 CITY: STEINHAUSEN STATE: V8 ZIP: 6312 4 1 form4-04252023_110407.xml X0407 4 2023-04-21 0001451505 Transocean Ltd. RIG 0001729638 Mohn Frederik Wilhelm TURMSTRASSE 30 STEINHAUSEN V8 6312 SWITZERLAND true false true false 0 Registered Shares 2023-04-21 4 C 0 34600147 6.17 A 82596498 I By Perestroika (Cyprus) Ltd. Registered Shares 22148 D 2.5% Senior Guaranteed Exchangeable Bonds due 2027 6.17 2023-04-21 4 C 0 213367000 D 2020-08-14 2027-01-30 Registered Shares 34600147 0 I By Perestroika (Cyprus) Ltd. These shares are owned directly by Perestroika (Cyprus) Ltd., which is a wholly owned subsidiary of Perestroika AS. Mr. Frederik Mohn is the sole director and owner of Perestroika AS and is the indirect beneficial owner of all securities owned by Perestroika AS. The 2.5% Senior Guaranteed Exchangeable Bonds due January 2027 (the "2.5% Exchangeable Bonds") were issued by Transocean Inc., a wholly owned subsidiary of Transocean Ltd. (the "Company"), pursuant to an Indenture dated August 14, 2020, among Transocean Inc., the Company and certain subsidiary guarantors, and Computershare Trust Company, N.A., as successor trustee to Wells Fargo Bank, National Association, and are exchangeable into shares of the Company at an initial exchange rate of 162.1626 Shares per $1,000 principal amount of 2.5% Exchangeable Bonds. On April 21, 2023, Perestroika (Cyprus) Ltd. exchanged its 2.5% Exchangeable Bonds pursuant to the terms of the Indenture referred to in footnote 2. /s/ Daniel Ro-Trock by Power of Attorney 2023-04-25