0001179110-20-003136.txt : 20200304 0001179110-20-003136.hdr.sgml : 20200304 20200304191115 ACCESSION NUMBER: 0001179110-20-003136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200301 FILED AS OF DATE: 20200304 DATE AS OF CHANGE: 20200304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tonnel David A CENTRAL INDEX KEY: 0001318251 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38373 FILM NUMBER: 20689068 MAIL ADDRESS: STREET 1: 4 GREENWAY PLAZA CITY: HOUSTON STATE: TX ZIP: 77046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Transocean Ltd. CENTRAL INDEX KEY: 0001451505 STANDARD INDUSTRIAL CLASSIFICATION: DRILLING OIL & GAS WELLS [1381] IRS NUMBER: 980599916 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TURMSTRASSE 30 CITY: STEINHAUSEN STATE: V8 ZIP: 6312 BUSINESS PHONE: 41 41 749 0500 MAIL ADDRESS: STREET 1: TURMSTRASSE 30 CITY: STEINHAUSEN STATE: V8 ZIP: 6312 4 1 edgar.xml FORM 4 - X0306 4 2020-03-01 0 0001451505 Transocean Ltd. RIG 0001318251 Tonnel David A 1414 ENCLAVE PARKWAY HOUSTON TX 77077 0 1 0 0 SVP and Corporate Controller Registered Shares 2020-03-01 4 M 0 8069 0 A 127152 D Registered Shares 2020-03-01 4 M 0 10426 0 A 137578 D Registered Shares 2020-03-01 4 M 0 12864 0 A 150442 D Registered Shares 2020-03-02 4 F 0 13774 0 D 136668 D Restricted Units 0 2020-03-02 4 M 0 10427 0 A 2020-03-01 Registered Shares 10427 10427 D Restricted Units 0 2020-03-02 4 M 0 12865 0 A 2020-03-01 Registered Shares 12865 25730 D Restricted Units, which are 1-for-1 share equivalents, acquired on February 10, 2017, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. Restricted Units, which are 1-for-1 share equivalents, acquired on February 8, 2018, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 10,427 on March 1, 2021. Restricted Units, which are 1-for-1 share equivalents, acquired on February 7, 2019, pursuant to the Issuer's long-term incentive plan. One third of such restricted units vested on March 1, 2020, resulting in the right of the reporting person to receive the registered shares. The remaining restricted share units vest as follows: 12,865 on March 1, 2021 and 12,865 on March 1, 2022. Shares withheld upon vesting to satisfy tax withholding obligations. The vesting date of the Restricted Units was March 1, 2020, as reported on previously filed Form 4s with respect to the reporting person, which fell on a Sunday this year. The number of registered shares issuable following our sale of registered shares to satisfy tax withholding obligations was not known until March 2, 2020, as reported in this Form 4, and consequently no registered shares were issued until March 2, 2020. /s/ Daniel Ro-Trock By Power of Attorney 2020-03-04