SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Adrien Lefevre

(Last) (First) (Middle)
C/O ESPORTS ENTERTAINMENT GROUP, INC.,
BLOCK 6, TRIQ PACEVILLE

(Street)
ST. JULIANS O1 STJ 3109

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/10/2021
3. Issuer Name and Ticker or Trading Symbol
ESPORTS ENTERTAINMENT GROUP, INC. [ GMBL ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Compliance Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.001 5,300 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Options to purchase Common Stock(1) (1) (1) Common Stock 10,000 $4.82 D
Options to purchase Common Stock(2) (2) (2) Common Stock 20,800 $6.71 D
Explanation of Responses:
1. The Options were issued to Mr. Lefevre on October 8, 2020, pursuant to the Esports Entertainment Group, Inc. 2020 Stock Incentive Plan. The stock options are fully vested and exercisable and shall expire on 10/08/2030.
2. The Options were issued to Mr. Lefevre on October 1, 2021, pursuant to the Esports Entertainment Group, Inc. 2020 Stock Incentive Plan. The stock options shall vest in equal quarterly tranches, based on the passage of time, with the first quarter scheduled to vest on January 1, 2022, and shall expire on 10/01/2031.
/s/ Adrien Lefevre 12/13/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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