X0303 4 2008-12-09 0 0001432150 GigOptix, Inc. GGOX.OB 0001451441 Betti-Berutto Andrea C/O GIGOPTIX 2400 GENG ROAD, SUITE 100 PALO ALTO CA 94303 0 1 0 0 Chief Technical Officer Common Stock 2008-12-09 4 A 0 8278 A 8278 D Employee Stock Options (right to buy) 0.73 2008-12-09 4 A 0 112620 A 2017-08-01 Common Stock 112620 112620 D Warrants 6.08 2008-12-09 4 A 0 22900 0 A 2013-07-16 Common Stock 22900 22900 D Received in exchange for membership units of GigOptix LLC, in connection with the merger of Lumera Corporation and GigOptix LLC (the "Merger"). The option is currently exercisable as to 89,885 shares and becomes exercisable as to the remaining 22,735 shares on December 31, 2009. Received in the Merger in exchange for stock options to acquire membership units of GigOptix LLC. The warrants are convertible at any time, at the holder's election. /s/ Andrea Betti-Berutto 2008-12-11