0001157523-11-003552.txt : 20110607 0001157523-11-003552.hdr.sgml : 20110607 20110607061021 ACCESSION NUMBER: 0001157523-11-003552 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110606 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20110607 DATE AS OF CHANGE: 20110607 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aurum, Inc. CENTRAL INDEX KEY: 0001450708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 271728996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-53861 FILM NUMBER: 11896999 BUSINESS ADDRESS: STREET 1: LEVEL 8 580 ST KILDA ROAD STREET 2: SUITE 1200 CITY: MELBOURNE VICTORIA STATE: C3 ZIP: 94104 BUSINESS PHONE: 415-296-8510 MAIL ADDRESS: STREET 1: LEVEL 8 580 ST KILDA ROAD STREET 2: SUITE 1200 CITY: MELBOURNE VICTORIA STATE: C3 ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: Liquid Financial Engines, Inc. DATE OF NAME CHANGE: 20081125 8-K 1 a6751002.htm AURUM, INC. 8-K a6751002.htm
 


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________
 
FORM 8-K
______________
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported) June 6, 2011
 
______________
 
AURUM, INC.
(Exact name of registrant as specified in its charter)
______________
 

Delaware
333-156056
26-3439890
(State or Other Jurisdiction
(Commission
(I.R.S. Employer
of Incorporation)
File Number)
Identification No.)

 
580 St. Kilda Road - Level 8, Melbourne, Victoria, Australia  3004
(Address of principal executive offices) (Zip Code)
 
61-3-8532-2800
(Registrant’s telephone number, including area code)


 (Former name or former address, if changed since last report.)


 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 
 

 
 
Item 5.02
Departures of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On June 6, 2011, Aurum, Inc., a Delaware corporation (the “Company”) appointed Mr. Craig Michael, aged 34, as Chief Executive Officer. Mr. Michael is a Director and Executive General Manager of Aurum. Mr. Joseph Gutnick has been appointed Executive Chairman.  Mr. Gutnick has relinquished his role as Chief Executive Officer.

There are no arrangements or understandings between Mr. Michael and the Company and any other person pursuant to which Mr. Michael was selected as Chief Executive Officer.

The Company and Mr. Michael have not entered into any material plan, contract or arrangement to which he  participates that is entered into or material amendment in connection with the triggering event or any grant or award to Mr. Michael or modification thereto, under any such plan, contract or arrangement in connection with any such event.

There are no family relationships between Mr. Michael and the Company, any director or executive officer of the Company.
 
Forward-Looking Statements
 
Forward-looking statements in this press release are made pursuant to the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. Investors are cautioned that such forward-looking statements involve risks and uncertainties including, without limitation, the risks of exploration and development stage projects, risks associated with environmental and other regulatory matters, mining risks and competition and the volatility of mineral prices. Actual results and timetables could vary significantly. Additional information about these and other factors that could affect the Company’s business is set forth in the Company’s filings with the Securities and Exchange Commission.
 
For further information, please contact:
 
Mr. Joseph Gutnick
General Manager Business
Executive Chairman
New York Office
Aurum, Inc.
Aurum, Inc.
Tel:  +011 613 8532 2800
Tel: (212) 223 0018
Fax: +011 613 8532 2805
Fax: (212) 223 1169
E-mail: josephg@axisc.com.au
E-mail: mordig@axisc.com.au


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
AURUM, INC.
   
   
 
By:         /s/ Peter Lee           
 
Name:    Peter Lee
 
Title:      Secretary

Date:  June 6, 2011