0001683168-22-007092.txt : 20221026 0001683168-22-007092.hdr.sgml : 20221026 20221026215103 ACCESSION NUMBER: 0001683168-22-007092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221024 FILED AS OF DATE: 20221026 DATE AS OF CHANGE: 20221026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferrara Al CENTRAL INDEX KEY: 0001684420 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41286 FILM NUMBER: 221334677 MAIL ADDRESS: STREET 1: 433 LAWNDALE DRIVE CITY: SOUTH SALT LAKE CITY STATE: UT ZIP: 84115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vivakor, Inc. CENTRAL INDEX KEY: 0001450704 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 262178141 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4101 NORTH THANKSGIVING WAY CITY: LEHI STATE: UT ZIP: 84043 BUSINESS PHONE: (949) 887-6890 MAIL ADDRESS: STREET 1: 4101 NORTH THANKSGIVING WAY CITY: LEHI STATE: UT ZIP: 84043 4 1 ownership.xml X0306 4 2022-10-24 0 0001450704 Vivakor, Inc. VIVK 0001684420 Ferrara Al C/O VIVAKOR, INC. 4101 N. THANKSGIVING WAY LEHI UT 84043 1 0 0 0 Options to purchase shares of Common Stock 2022-10-24 4 A 0 100000 A Common Stock, par value $0.001 100000 100000 D Pursuant to the terms of the Director Compensation Schedule with equity issuances adopted by the Board of Directors of the Company, dated October 24, 2022 (the "Effective Date"), Mr. Ferrara was granted stock options to purchase up to 100,000 shares of the Company's common stock, par value $0.001 per share, at an exercise price of $2.50 per share (the "Stock Options"). The Stock Options shall vest immediately on the Effective Date. /s/ Al Ferrara 2022-10-26