0001145549-19-016993.txt : 20190613 0001145549-19-016993.hdr.sgml : 20190613 20190613145702 ACCESSION NUMBER: 0001145549-19-016993 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190613 DATE AS OF CHANGE: 20190613 EFFECTIVENESS DATE: 20190613 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Columbia ETF Trust II CENTRAL INDEX KEY: 0001450501 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-22255 FILM NUMBER: 19895951 BUSINESS ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 888.800.4347 MAIL ADDRESS: STREET 1: 225 FRANKLIN STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: EGA Emerging Global Shares Trust DATE OF NAME CHANGE: 20081120 0001450501 S000027356 Columbia India Infrastructure ETF C000082565 Columbia India Infrastructure ETF INXX 0001450501 S000027359 Columbia India Small Cap ETF C000082568 Columbia India Small Cap ETF SCIN 0001450501 S000028760 Columbia Emerging Markets Consumer ETF C000088095 Columbia Emerging Markets Consumer ETF ECON 0001450501 S000032847 Columbia India Consumer ETF C000101379 Columbia India Consumer ETF INCO 0001450501 S000032849 Columbia EM Quality Dividend ETF C000101381 Columbia EM Quality Dividend ETF HILO 0001450501 S000036698 Columbia Beyond BRICs ETF C000112122 Columbia Beyond BRICs ETF BBRC 0001450501 S000050481 Columbia EM Core ex-China ETF C000159357 Columbia EM Core ex-China ETF XCEM N-CEN 1 primary_doc.xml X0201 N-CEN LIVE 0001450501 XXXXXXXX true false false N-1A S000036698 true S000050481 true S000032849 true S000028760 true S000032847 true S000027356 true S000027359 true Columbia ETF Trust II 811-22255 0001450501 549300GSV266H3WG2I22 225 Franklin St Boston 02110 US-MA US 18003456611 Columbia ETF Trust II 225 Franklin Street Boston 02110 6126717086 Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Columbia Management Investment Advisers, LLC 225 Franklin Street Boston 02110 6126717086 Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Iron Mountain Records Management 920 and 950 Apollo Road Eagan 55121 6126717086 Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. ALPS Distributors, Inc. 1290 Broadway Suite 1100 Denver 80203 3036232577 Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. The Bank of New York Mellon 101 Barclay Street New York 10286 2124951784 Persons maintaining physical possession of accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940 and the Rules thereunder. In addition, Iron Mountain Records Management is an off-site storage facility housing historical records that are no longer required to be maintained on-site. Records stored at this facility include various trading and accounting records, as well as other miscellaneous records. Y N N-1A 7 Y George S. Batejan N/A N Edward J. Boudreau Jr. N/A N Pamela G. Carlton N/A N Patricia M. Flynn N/A N Brian J. Gallagher N/A Y Catherine James Paglia N/A N Anthony M. Santomero N/A Y Minor M. Shaw N/A N William F. Truscott 002416857 Y Sandra Yeager N/A N Kathleen Blatz N/A N Thomas P. 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INTERNAL CONTROL REPORT HTML

Report of Independent Registered Public Accounting Firm

To the Board of Trustees of Columbia ETF Trust II and Shareholders of the funds listed in Appendix A

In planning and performing our audits of the financial statements of the funds listed in Appendix A, (hereafter collectively referred to as the “Funds”) as of and for the year ended March 31, 2019, accordance with the standards of the Public Company Accounting Oversight Board (United States) (“PCAOB”), we considered the Funds’ internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund’s internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund’s internal control over financial reporting.

The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund’s assets that could have a material effect on the financial statements.

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds’ annual or interim financial statements will not be prevented or detected on a timely basis.

Our consideration of the Funds’ internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds’ internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of March 31, 2019.


This report is intended solely for the information and use of the Board of Trustees of Columbia ETF Trust II and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

/s/PricewaterhouseCoopers LLP
Minneapolis, Minnesota
May 21, 2019

 

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Appendix A

Columbia Beyond BRICs ETF

Columbia EM Core ex-China ETF

Columbia EM Quality Dividend ETF

Columbia Emerging Markets Consumer ETF

Columbia India Consumer ETF

Columbia India Infrastructure ETF

Columbia India Small Cap ETF

 

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