Authorized Person of the Sole Member

0000919574-17-008035.txt : 20171114 0000919574-17-008035.hdr.sgml : 20171114 20171114134210 ACCESSION NUMBER: 0000919574-17-008035 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TWO SIGMA SECURITIES, LLC CENTRAL INDEX KEY: 0001450144 IRS NUMBER: 263529600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16740 FILM NUMBER: 171200263 BUSINESS ADDRESS: STREET 1: 101 AVENUE OF THE AMERICAS STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 646-292-6904 MAIL ADDRESS: STREET 1: 101 AVENUE OF THE AMERICAS STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: SOHO SECURITIES, LLC DATE OF NAME CHANGE: 20081117 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001450144 XXXXXXXX 09-30-2017 09-30-2017 false TWO SIGMA SECURITIES, LLC

101 Avenue of the Americas 19th Floor New York NY 10013

13F HOLDINGS REPORT 028-16740 N Matthew B. Siano, Esq. Authorized Person of the Sole Member 212-625-5712 /s/ Matthew B. Siano New York NY 11-14-2017 0 894 1094927 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 407 1939 SH SOLE 1939 0 0 ABBOTT LABS COM 002824100 595 11152 SH SOLE 11152 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 151 29260 SH SOLE 29260 0 0 ABILITY INC SHS G8789K108 14 18901 SH SOLE 18901 0 0 ABRAXAS PETE CORP COM 003830106 53 28001 SH SOLE 28001 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 221 5867 SH SOLE 5867 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 455 3368 SH SOLE 3368 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1081 8000 SH Call SOLE 8000 0 0 ACCO BRANDS CORP COM 00081T108 165 13826 SH SOLE 13826 0 0 ACCURAY INC COM 004397105 63 15643 SH SOLE 15643 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 79 17073 SH SOLE 17073 0 0 ACER THERAPEUTICS INC *W EXP 04/09/201 00444P116 3 37284 SH SOLE 37284 0 0 ACHIEVE LIFE SCIENCE INC COM 004468104 29 14406 SH SOLE 14406 0 0 ACORDA THERAPEUTICS INC COM 00484M106 220 9299 SH SOLE 9299 0 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 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CAP VAL FD 33737M201 259 7520 SH SOLE 7520 0 0 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 448 15443 SH SOLE 15443 0 0 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 944 17902 SH SOLE 17902 0 0 FIRST TR NASDAQ100 TECH INDE SHS 337345102 245 3593 SH SOLE 3593 0 0 FISERV INC COM 337738108 256 1982 SH SOLE 1982 0 0 FOOT LOCKER INC COM 344849104 738 20957 SH SOLE 20957 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 571 47698 SH SOLE 47698 0 0 FORESTAR GROUP INC COM 346233109 239 13884 SH SOLE 13884 0 0 FORTRESS BIOTECH INC COM 34960Q109 91 20570 SH SOLE 20570 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 1241 155747 SH SOLE 155747 0 0 FORTUNA SILVER MINES INC COM 349915108 80 18202 SH SOLE 18202 0 0 FORWARD PHARMA A/S SPONSORED ADR 34986J105 84 14331 SH SOLE 14331 0 0 FRANCESCAS HLDGS CORP COM 351793104 93 12690 SH SOLE 12690 0 0 FREEPORT-MCMORAN INC CL B 35671D857 337 23968 SH SOLE 23968 0 0 FUELCELL ENERGY INC COM NEW 35952H502 25 14117 SH SOLE 14117 0 0 FULL HOUSE RESORTS INC COM 359678109 29 10480 SH SOLE 10480 0 0 FULTON FINL CORP PA COM 360271100 597 31817 SH SOLE 31817 0 0 FUSION TELECOMM INTL INC COM NEW 36113B400 35 12795 SH SOLE 12795 0 0 GABELLI EQUITY TR INC COM 362397101 104 15954 SH SOLE 15954 0 0 GALENA BIOPHARMA INC COM NEW 363256504 12 34954 SH SOLE 34954 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 107 18998 SH SOLE 18998 0 0 GASTAR EXPL INC NEW COM 36729W202 13 14446 SH SOLE 14446 0 0 GENERAL ELECTRIC CO COM 369604103 479 19795 SH SOLE 19795 0 0 GENERAL MTRS CO COM 37045V100 362 8956 SH SOLE 8956 0 0 GENESIS HEALTHCARE INC CL A COM 37185X106 20 17235 SH SOLE 17235 0 0 GENWORTH FINL INC COM CL A 37247D106 205 53232 SH SOLE 53232 0 0 GERDAU S A SPON ADR REP PFD 373737105 43 12637 SH SOLE 12637 0 0 GERON CORP COM 374163103 33 14954 SH SOLE 14954 0 0 GEVO INC COM PAR 374396307 22 35114 SH SOLE 35114 0 0 GIGA TRONICS INC COM 375175106 19 24773 SH SOLE 24773 0 0 GLOBAL NET LEASE INC COM NEW 379378201 215 9819 SH SOLE 9819 0 0 GLOBAL X FDS CHINA CONS ETF 37950E408 198 11548 SH SOLE 11548 0 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 243 11026 SH SOLE 11026 0 0 GLOBALSTAR INC COM 378973408 27 16757 SH SOLE 16757 0 0 GLOBUS MARITIME LIMITED NEW SHS NEW Y27265308 11 12060 SH SOLE 12060 0 0 GLOWPOINT INC COM NEW 379887201 3 10459 SH SOLE 10459 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 213 49368 SH SOLE 49368 0 0 GOLDEN STAR RES LTD CDA COM 38119T104 8 11055 SH SOLE 11055 0 0 GRACO INC COM 384109104 273 2206 SH SOLE 2206 0 0 GRAHAM HLDGS CO COM 384637104 271 463 SH SOLE 463 0 0 GRAN TIERRA ENERGY INC COM 38500T101 84 36970 SH SOLE 36970 0 0 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 517 51211 SH SOLE 51211 0 0 HALLIBURTON CO COM 406216101 278 6033 SH SOLE 6033 0 0 HARMONIC INC COM 413160102 82 26758 SH SOLE 26758 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 186 101744 SH SOLE 101744 0 0 HARTE-HANKS INC COM 416196103 14 13171 SH SOLE 13171 0 0 HEARTLAND FINL USA INC COM 42234Q102 223 4514 SH SOLE 4514 0 0 HEAT BIOLOGICS INC COM 42237K102 14 21663 SH SOLE 21663 0 0 HECLA MNG CO COM 422704106 107 21242 SH SOLE 21242 0 0 HENRY JACK & ASSOC INC COM 426281101 236 2297 SH SOLE 2297 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 344 23385 SH SOLE 23385 0 0 HIGHPOWER INTL INC COM 43113X101 88 19253 SH SOLE 19253 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 235 3387 SH SOLE 3387 0 0 HOLOGIC INC COM 436440101 293 7983 SH SOLE 7983 0 0 HOME BANCSHARES INC COM 436893200 326 12941 SH SOLE 12941 0 0 HOME DEPOT INC COM 437076102 448 2740 SH SOLE 2740 0 0 HONEYWELL INTL INC COM 438516106 727 5126 SH SOLE 5126 0 0 HORIZON TECHNOLOGY FIN CORP COM 44045A102 139 12508 SH SOLE 12508 0 0 HOVNANIAN ENTERPRISES INC CL A 442487203 51 26292 SH SOLE 26292 0 0 HP INC COM 40434L105 616 30867 SH SOLE 30867 0 0 HTG MOLECULAR DIAGNOSTICS IN COM 40434H104 56 32879 SH SOLE 32879 0 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 53 28891 SH SOLE 28891 0 0 HUNT J B TRANS SVCS INC COM 445658107 222 2000 SH Call SOLE 2000 0 0 IAMGOLD CORP COM 450913108 219 35865 SH SOLE 35865 0 0 IBIO INC COM 451033104 34 105434 SH SOLE 105434 0 0 IDERA PHARMACEUTICALS INC COM NEW 45168K306 47 21234 SH SOLE 21234 0 0 IDEXX LABS INC COM 45168D104 1675 10774 SH SOLE 10774 0 0 ILLINOIS TOOL WKS INC COM 452308109 444 3000 SH Call SOLE 3000 0 0 IMMUNE PHARMACEUTICALS INC COM NEW 45254C200 41 26975 SH SOLE 26975 0 0 IMMUNOCELLULAR THERAPEUTICS COM NEW 452536204 5 14600 SH SOLE 14600 0 0 IMMUNOGEN INC COM 45253H101 232 30289 SH SOLE 30289 0 0 INCYTE CORP COM 45337C102 299 2559 SH SOLE 2559 0 0 INDEPENDENT BK GROUP INC COM 45384B106 222 3680 SH SOLE 3680 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 27 20279 SH SOLE 20279 0 0 INFOSYS LTD SPONSORED ADR 456788108 195 13394 SH SOLE 13394 0 0 INOGEN INC COM 45780L104 309 3250 SH SOLE 3250 0 0 INPIXON COM 45790J107 4 11219 SH SOLE 11219 0 0 INSMED INC COM PAR $.01 457669307 512 16412 SH SOLE 16412 0 0 INSPIREMD INC COM PAR 45779A804 14 34007 SH SOLE 34007 0 0 INTELLIPHARMACEUTICS INTL IN COM 458173101 15 15601 SH SOLE 15601 0 0 INTERNATIONAL BANCSHARES COR COM 459044103 396 9865 SH SOLE 9865 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 328 2261 SH SOLE 2261 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 290 2000 SH Call SOLE 2000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 435 3000 SH Put SOLE 3000 0 0 INTERPACE DIAGNOSTICS GROUP COM NEW 46062X204 72 46330 SH SOLE 46330 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 335 21219 SH SOLE 21219 0 0 INTUIT COM 461202103 226 1587 SH SOLE 1587 0 0 INTUIT COM 461202103 284 2000 SH Call SOLE 2000 0 0 INVESCO MORTGAGE CAPITAL INC COM 46131B100 305 17799 SH SOLE 17799 0 0 INVESCO SR INCOME TR COM 46131H107 164 36541 SH SOLE 36541 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 179 13376 SH SOLE 13376 0 0 INVESTORS REAL ESTATE TR SH BEN INT 461730103 72 11726 SH SOLE 11726 0 0 IPASS INC COM 46261V108 16 23831 SH SOLE 23831 0 0 IPG PHOTONICS CORP COM 44980X109 299 1615 SH SOLE 1615 0 0 ISHARES CORE LT USDB ETF 464289479 234 3669 SH SOLE 3669 0 0 ISHARES AGGRES ALLOC ETF 464289859 236 4405 SH SOLE 4405 0 0 ISHARES GOLD TRUST ISHARES 464285105 1812 147181 SH SOLE 147181 0 0 ISHARES INC MSCI AUST ETF 464286103 326 14535 SH SOLE 14535 0 0 ISHARES INC MSCI CDA ETF 464286509 422 14574 SH SOLE 14574 0 0 ISHARES INC JP MORGAN EM ETF 464286517 207 4296 SH SOLE 4296 0 0 ISHARES INC MSCI EQUAL WEITE 464286681 395 7519 SH SOLE 7519 0 0 ISHARES INC MSCI SZ CAP ETF 464286749 439 12520 SH SOLE 12520 0 0 ISHARES INC MSCI GERMANY ETF 464286806 2055 63369 SH SOLE 63369 0 0 ISHARES INC MSCI MEX CAP ETF 464286822 204 3743 SH SOLE 3743 0 0 ISHARES INC MSCI HONG KG ETF 464286871 337 13649 SH SOLE 13649 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 406 25816 SH SOLE 25816 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 3093 35987 SH SOLE 35987 0 0 ISHARES TR MIN VOL USA ETF 46429B697 17458 346798 SH SOLE 346798 0 0 ISHARES TR USA QUALITY FCTR 46432F339 958 12420 SH SOLE 12420 0 0 ISHARES TR USA SIZE FACTOR 46432F370 3624 45677 SH SOLE 45677 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 6277 65601 SH SOLE 65601 0 0 ISHARES TR CORE MSCI EAFE 46432F842 457 7121 SH SOLE 7121 0 0 ISHARES TR MULTIFACTOR USA 46434V282 828 27670 SH SOLE 27670 0 0 ISHARES TR CORE DIV GRWTH 46434V621 1533 47216 SH SOLE 47216 0 0 ISHARES TR MTG REL ETF NEW 46435G342 4640 99068 SH SOLE 99068 0 0 ISHARES TR S&P 100 ETF 464287101 7359 66120 SH SOLE 66120 0 0 ISHARES TR MRNGSTR LG-CP ET 464287127 2929 19439 SH SOLE 19439 0 0 ISHARES TR SELECT DIVID ETF 464287168 13283 141833 SH SOLE 141833 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 870 19756 SH SOLE 19756 0 0 ISHARES TR TRANS AVG ETF 464287192 4072 22825 SH SOLE 22825 0 0 ISHARES TR CORE S&P500 ETF 464287200 3427 13549 SH SOLE 13549 0 0 ISHARES TR CORE US AGGBD ET 464287226 2830 25828 SH SOLE 25828 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 5834 130187 SH SOLE 130187 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 304 8946 SH SOLE 8946 0 0 ISHARES TR NORTH AMERN NAT 464287374 10649 316272 SH SOLE 316272 0 0 ISHARES TR MSCI EAFE ETF 464287465 714 10420 SH SOLE 10420 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 11835 139345 SH SOLE 139345 0 0 ISHARES TR RUS MD CP GR ETF 464287481 13146 116140 SH SOLE 116140 0 0 ISHARES TR NA TEC SFTWR ETF 464287515 6659 45526 SH SOLE 45526 0 0 ISHARES TR PHLX SEMICND ETF 464287523 15628 98555 SH SOLE 98555 0 0 ISHARES TR N AMER TECH ETF 464287549 6179 39793 SH SOLE 39793 0 0 ISHARES TR NASDAQ BIOTECH 464287556 2762 8281 SH SOLE 8281 0 0 ISHARES TR COHEN STEER REIT 464287564 757 7525 SH SOLE 7525 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 2740 16706 SH SOLE 16706 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 1180 9958 SH SOLE 9958 0 0 ISHARES TR S&P MC 400GR ETF 464287606 10647 52616 SH SOLE 52616 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 4951 39587 SH SOLE 39587 0 0 ISHARES TR RUS 1000 ETF 464287622 537 3842 SH SOLE 3842 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 9608 77406 SH SOLE 77406 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 857 4789 SH SOLE 4789 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 37066 250143 SH SOLE 250143 0 0 ISHARES TR CORE S&P US VLU 464287663 3199 61105 SH SOLE 61105 0 0 ISHARES TR CORE S&P US GWT 464287671 6229 123390 SH SOLE 123390 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 208 1394 SH SOLE 1394 0 0 ISHARES TR U.S. UTILITS ETF 464287697 2890 21747 SH SOLE 21747 0 0 ISHARES TR S&P MC 400VL ETF 464287705 11117 72786 SH SOLE 72786 0 0 ISHARES TR US TELECOM ETF 464287713 5519 181502 SH SOLE 181502 0 0 ISHARES TR U.S. TECH ETF 464287721 9004 60056 SH SOLE 60056 0 0 ISHARES TR U.S. REAL ES ETF 464287739 13164 164800 SH SOLE 164800 0 0 ISHARES TR US INDUSTRIALS 464287754 2844 20527 SH SOLE 20527 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 2240 18688 SH SOLE 18688 0 0 ISHARES TR U.S. FINLS ETF 464287788 11464 102250 SH SOLE 102250 0 0 ISHARES TR U.S. ENERGY ETF 464287796 5724 152914 SH SOLE 152914 0 0 ISHARES TR CORE S&P SCP ETF 464287804 13604 183291 SH SOLE 183291 0 0 ISHARES TR U.S. CNSM GD ETF 464287812 9643 79915 SH SOLE 79915 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 3458 36100 SH SOLE 36100 0 0 ISHARES TR SP SMCP600VL ETF 464287879 6113 41217 SH SOLE 41217 0 0 ISHARES TR S&P SML 600 GWT 464287887 7537 45818 SH SOLE 45818 0 0 ISHARES TR MSCI ACWI ETF 464288257 1311 19056 SH SOLE 19056 0 0 ISHARES TR MSCI KOKUSAI ETF 464288265 301 4832 SH SOLE 4832 0 0 ISHARES TR JPMORGAN USD EMG 464288281 293 2515 SH SOLE 2515 0 0 ISHARES TR RESID RL EST CAP 464288562 1205 18956 SH SOLE 18956 0 0 ISHARES TR MSCI KLD400 SOC 464288570 3204 34502 SH SOLE 34502 0 0 ISHARES TR INTRMD CR BD ETF 464288638 249 2258 SH SOLE 2258 0 0 ISHARES TR 1 3 YR CR BD ETF 464288646 279 2652 SH SOLE 2652 0 0 ISHARES TR SHORT TREAS BD 464288679 8494 76945 SH SOLE 76945 0 0 ISHARES TR US HOME CONS ETF 464288752 779 21326 SH SOLE 21326 0 0 ISHARES TR US AER DEF ETF 464288760 3691 20732 SH SOLE 20732 0 0 ISHARES TR US REGNL BKS ETF 464288778 4679 99105 SH SOLE 99105 0 0 ISHARES TR MSCI USA ESG SLC 464288802 2597 24853 SH SOLE 24853 0 0 ISHARES TR U.S. MED DVC ETF 464288810 4015 24037 SH SOLE 24037 0 0 ISHARES TR US HLTHCR PR ETF 464288828 2698 18261 SH SOLE 18261 0 0 ISHARES TR U.S. PHARMA ETF 464288836 10364 66282 SH SOLE 66282 0 0 ISHARES TR US OIL GS EX ETF 464288851 6884 117179 SH SOLE 117179 0 0 ISHARES TR MICRO-CAP ETF 464288869 555 5877 SH SOLE 5877 0 0 ISHARES TR EAFE GRWTH ETF 464288885 360 4649 SH SOLE 4649 0 0 ISHARES TR RUS MID CAP ETF 464287499 394 2000 SH Call SOLE 2000 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1252 7000 SH Call SOLE 7000 0 0 ISHARES TR NASDAQ BIOTECH 464287556 434 1300 SH Put SOLE 1300 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 296 2000 SH Put SOLE 2000 0 0 ISHARES TR TRANS AVG ETF 464287192 357 2000 SH Put SOLE 2000 0 0 ISHARES TR RUS MID CAP ETF 464287499 1183 6000 SH Put SOLE 6000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 192 14045 SH SOLE 14045 0 0 ITUS CORP COM NEW 45069V203 150 57163 SH SOLE 57163 0 0 IXYS CORP COM 46600W106 248 10474 SH SOLE 10474 0 0 JAGUAR HEALTH INC COM 47010C201 4 19715 SH SOLE 19715 0 0 JASON INDS INC *W EXP 06/30/201 471172114 1 19851 SH SOLE 19851 0 0 JD COM INC SPON ADR CL A 47215P106 1095 28662 SH SOLE 28662 0 0 JETBLUE AIRWAYS CORP COM 477143101 406 21900 SH SOLE 21900 0 0 JUMEI INTL HLDG LTD SPONSORED ADR 48138L107 48 16541 SH SOLE 16541 0 0 KBR INC COM 48242W106 196 10941 SH SOLE 10941 0 0 KEARNY FINL CORP MD COM 48716P108 270 17621 SH SOLE 17621 0 0 KIMBERLY CLARK CORP COM 494368103 699 5941 SH SOLE 5941 0 0 KINGOLD JEWELRY INC COM NEW 49579A204 52 25471 SH SOLE 25471 0 0 KRAFT HEINZ CO COM 500754106 503 6491 SH SOLE 6491 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 147 11271 SH SOLE 11271 0 0 KROGER CO COM 501044101 1275 63548 SH SOLE 63548 0 0 KRYSTAL BIOTECH INC COM 501147102 137 13786 SH SOLE 13786 0 0 LAUDER ESTEE COS INC CL A 518439104 364 3378 SH SOLE 3378 0 0 LAUDER ESTEE COS INC CL A 518439104 647 6000 SH Call SOLE 6000 0 0 LEIDOS HLDGS INC COM 525327102 527 8900 SH SOLE 8900 0 0 LENDINGCLUB CORP COM 52603A109 118 19380 SH SOLE 19380 0 0 LG DISPLAY CO LTD SPONS ADR REP 50186V102 154 11470 SH SOLE 11470 0 0 LINCOLN NATL CORP IND COM 534187109 216 2942 SH SOLE 2942 0 0 LINIU TECHNOLOGY GROUP SHS G54971208 33 29820 SH SOLE 29820 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 184 50284 SH SOLE 50284 0 0 LOWES COS INC COM 548661107 2558 32002 SH SOLE 32002 0 0 M & T BK CORP COM 55261F104 377 2339 SH SOLE 2339 0 0 MABVAX THERAPEUTICS HLDGS IN COM NEW 55414P504 7 10044 SH SOLE 10044 0 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 241 1127 SH SOLE 1127 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 220 3092 SH SOLE 3092 0 0 MAGNEGAS CORP COM PAR 55939L301 11 20032 SH SOLE 20032 0 0 MARATHON OIL CORP COM 565849106 608 44837 SH SOLE 44837 0 0 MARATHON PATENT GROUP INC COM NEW 56585W203 58 135804 SH SOLE 135804 0 0 MARATHON PETE CORP COM 56585A102 310 5525 SH SOLE 5525 0 0 MARIN SOFTWARE INC COM 56804T106 56 31998 SH SOLE 31998 0 0 MARRONE BIO INNOVATIONS INC COM 57165B106 13 11088 SH SOLE 11088 0 0 MASTERCARD INCORPORATED CL A 57636Q104 565 4000 SH Call SOLE 4000 0 0 MATINAS BIOPHARMA HLDGS INC COM 576810105 16 12475 SH SOLE 12475 0 0 MBIA INC COM 55262C100 248 28492 SH SOLE 28492 0 0 MCCORMICK & CO INC COM NON VTG 579780206 235 2285 SH SOLE 2285 0 0 MCDONALDS CORP COM 580135101 3705 23645 SH SOLE 23645 0 0 MEDICAL TRANSCRIPTION BLG CO COM 58464J105 23 15390 SH SOLE 15390 0 0 MEDTRONIC PLC SHS G5960L103 1180 15167 SH SOLE 15167 0 0 MERCK & CO INC COM 58933Y105 693 10824 SH SOLE 10824 0 0 MERITOR INC COM 59001K100 342 13134 SH SOLE 13134 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 205 327 SH SOLE 327 0 0 MFS MUN INCOME TR SH BEN INT 552738106 107 14887 SH SOLE 14887 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 344 7199 SH SOLE 7199 0 0 MICROBOT MED INC COM 59503A105 30 25839 SH SOLE 25839 0 0 MICRON TECHNOLOGY INC COM 595112103 1245 31645 SH SOLE 31645 0 0 MIMEDX GROUP INC COM 602496101 167 14046 SH SOLE 14046 0 0 MIRATI THERAPEUTICS INC COM 60468T105 229 19559 SH SOLE 19559 0 0 MITEL NETWORKS CORP COM 60671Q104 86 10250 SH SOLE 10250 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 114 17716 SH SOLE 17716 0 0 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 120 11462 SH SOLE 11462 0 0 MOMO INC ADR 60879B107 591 18844 SH SOLE 18844 0 0 MONDELEZ INTL INC CL A 609207105 685 16838 SH SOLE 16838 0 0 MONSANTO CO NEW COM 61166W101 393 3281 SH SOLE 3281 0 0 MYOS RENS TECHNOLOGY INC COM 62857P108 30 22404 SH SOLE 22404 0 0 NABORS INDUSTRIES LTD SHS G6359F103 250 30929 SH SOLE 30929 0 0 NAKED BRAND GROUP INC COM NEW 629839200 27 20106 SH SOLE 20106 0 0 NATIONAL OILWELL VARCO INC COM 637071101 281 7861 SH SOLE 7861 0 0 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 10 23763 SH SOLE 23763 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62196103 34 20261 SH SOLE 20261 0 0 NEOVASC INC COM 64065J106 24 14196 SH SOLE 14196 0 0 NET ELEMENT INC COM NEW 64111R201 45 52672 SH SOLE 52672 0 0 NETEASE INC SPONSORED ADR 64110W102 1055 4000 SH Call SOLE 4000 0 0 NETFLIX INC COM 64110L106 950 5236 SH SOLE 5236 0 0 NEURALSTEM INC COM NEW 64127R401 40 30666 SH SOLE 30666 0 0 NEW GOLD INC CDA COM 644535106 318 85835 SH SOLE 85835 0 0 NEW SR INVT GROUP INC COM 648691103 124 13591 SH SOLE 13591 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 214 34859 SH SOLE 34859 0 0 NEWMARKET CORP COM 651587107 531 1248 SH SOLE 1248 0 0 NEWPARK RES INC COM PAR $.01NEW 651718504 155 15513 SH SOLE 15513 0 0 NEWS CORP NEW CL B 65249B208 158 11574 SH SOLE 11574 0 0 NF ENERGY SAVING CORP COM PAR 629099300 9 10105 SH SOLE 10105 0 0 NIKE INC CL B 654106103 1043 20125 SH SOLE 20125 0 0 NOBILIS HEALTH CORP COM 65500B103 15 10297 SH SOLE 10297 0 0 NOKIA CORP SPONSORED ADR 654902204 430 71947 SH SOLE 71947 0 0 NORDIC AMERN OFFSHORE LTD SHS G65772108 58 40979 SH SOLE 40979 0 0 NORFOLK SOUTHERN CORP COM 655844108 252 1907 SH SOLE 1907 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 50 28014 SH SOLE 28014 0 0 NORTHFIELD BANCORP INC DEL COM 66611T108 181 10439 SH SOLE 10439 0 0 NORTHWEST NAT GAS CO COM 667655104 365 5672 SH SOLE 5672 0 0 NORTHWESTERN CORP COM NEW 668074305 314 5508 SH SOLE 5508 0 0 NOVAGOLD RES INC COM NEW 66987E206 68 16462 SH SOLE 16462 0 0 NOVAVAX INC COM 670002104 82 72254 SH SOLE 72254 0 0 NRG YIELD INC CL C 62942X405 217 11227 SH SOLE 11227 0 0 NUTANIX INC CL A 67059N108 222 9936 SH SOLE 9936 0 0 NUVASIVE INC COM 670704105 227 4101 SH SOLE 4101 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 235 16979 SH SOLE 16979 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 190 12731 SH SOLE 12731 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 205 24163 SH SOLE 24163 0 0 NUVEEN MUN HIGH INCOME OPP F COM 670682103 220 16143 SH SOLE 16143 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 258 16933 SH SOLE 16933 0 0 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 108 10250 SH SOLE 10250 0 0 NVIDIA CORP COM 67066G104 307 1720 SH SOLE 1720 0 0 NXT ID INC COM NEW 67091J206 57 26122 SH SOLE 26122 0 0 OBSIDIAN ENERGY LTD COM 674482104 217 207024 SH SOLE 207024 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 758 11806 SH SOLE 11806 0 0 OCLARO INC COM NEW 67555N206 135 15665 SH SOLE 15665 0 0 OFFICE DEPOT INC COM 676220106 102 22562 SH SOLE 22562 0 0 OHR PHARMACEUTICAL INC COM NEW 67778H200 16 21733 SH SOLE 21733 0 0 OLD NATL BANCORP IND COM 680033107 541 29548 SH SOLE 29548 0 0 ONCOBIOLOGICS INC COM 68235M105 16 11795 SH SOLE 11795 0 0 ONCOBIOLOGICS INC *W EXP 02/18/201 68235M113 1 11141 SH SOLE 11141 0 0 ONCOSEC MED INC COM NEW 68234L207 10 10928 SH SOLE 10928 0 0 ONE HORIZON GROUP INC COM PAR 68235H304 10 11982 SH SOLE 11982 0 0 ONEOK INC NEW COM 682680103 231 4173 SH SOLE 4173 0 0 ORACLE CORP COM 68389X105 762 15754 SH SOLE 15754 0 0 ORBITAL ATK INC COM 68557N103 400 3007 SH SOLE 3007 0 0 ORGANOVO HLDGS INC COM 68620A104 55 24865 SH SOLE 24865 0 0 ORIGIN AGRITECH LIMITED SHS G67828106 29 17541 SH SOLE 17541 0 0 OSHKOSH CORP COM 688239201 338 4100 SH Call SOLE 4100 0 0 OTONOMY INC COM 68906L105 229 70524 SH SOLE 70524 0 0 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 44 66547 SH SOLE 66547 0 0 PALO ALTO NETWORKS INC COM 697435105 1306 9062 SH SOLE 9062 0 0 PANDORA MEDIA INC COM 698354107 87 11283 SH SOLE 11283 0 0 PATRIOT NATL INC COM 70338T102 27 19648 SH SOLE 19648 0 0 PENGROWTH ENERGY CORP COM 70706P104 51 49519 SH SOLE 49519 0 0 PENNANTPARK INVT CORP COM 708062104 125 16685 SH SOLE 16685 0 0 PENNEY J C INC COM 708160106 537 140917 SH SOLE 140917 0 0 PENTAIR PLC SHS G7S00T104 204 3000 SH Call SOLE 3000 0 0 PERRIGO CO PLC SHS G97822103 254 3000 SH Call SOLE 3000 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 535 55380 SH SOLE 55380 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 372 37029 SH SOLE 37029 0 0 PHASERX INC COM 71723F103 43 52396 SH SOLE 52396 0 0 PHILIP MORRIS INTL INC COM 718172109 1187 10692 SH SOLE 10692 0 0 PHOENIX NEW MEDIA LTD SPONSORED ADS 71910C103 89 15129 SH SOLE 15129 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1276 12532 SH SOLE 12532 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 132 11819 SH SOLE 11819 0 0 PLUG POWER INC COM NEW 72919P202 172 65781 SH SOLE 65781 0 0 PLURISTEM THERAPEUTICS INC COM 72940R102 25 16727 SH SOLE 16727 0 0 PNC FINL SVCS GROUP INC COM 693475105 330 2452 SH SOLE 2452 0 0 POTLATCH CORP NEW COM 737630103 327 6417 SH SOLE 6417 0 0 POWERSHARES ETF TR II CALI MUNI ETF 73936T441 227 8700 SH SOLE 8700 0 0 POWERSHARES ETF TR II DWA TCTL SCTR 73937B498 229 8450 SH SOLE 8450 0 0 POWERSHARES ETF TR II S&P600 LOVL PT 73937B639 531 11565 SH SOLE 11565 0 0 POWERSHARES ETF TR II S&P400 LOVL PT 73937B647 1546 35230 SH SOLE 35230 0 0 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 2250 54868 SH SOLE 54868 0 0 POWERSHARES ETF TR II KBW RG BK PORT 73937B712 216 3918 SH SOLE 3918 0 0 POWERSHARES ETF TR II KBW BK PORT 73937B746 4282 83654 SH SOLE 83654 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 444 9699 SH SOLE 9699 0 0 POWERSHARES ETF TR II S&P500 HGH BET 73937B829 2708 68671 SH SOLE 68671 0 0 POWERSHARES ETF TR II S&P SMCP IT PO 73937B860 1046 13229 SH SOLE 13229 0 0 POWERSHARES ETF TRUST NASD INTNT ETF 73935X146 4778 43388 SH SOLE 43388 0 0 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 3493 71855 SH SOLE 71855 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 212 11187 SH SOLE 11187 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 12263 220557 SH SOLE 220557 0 0 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 7884 459956 SH SOLE 459956 0 0 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 1494 51877 SH SOLE 51877 0 0 POWERSHARES ETF TRUST AERSPC DEF PTF 73935X690 411 8015 SH SOLE 8015 0 0 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 629 16839 SH SOLE 16839 0 0 POWERSHARES ETF TRUST DYN SEMCT PORT 73935X781 1983 40124 SH SOLE 40124 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 14829 226921 SH SOLE 226921 0 0 POWERSHARES ETF TRUST DYN MEDIA PORT 73935X823 362 13011 SH SOLE 13011 0 0 POWERSHARES ETF TRUST DYN FD & BEV 73935X849 358 11059 SH SOLE 11059 0 0 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 226 4522 SH SOLE 4522 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 540 23303 SH SOLE 23303 0 0 POWERSHARES ETF TRUST II KBW YIELD REIT 73936Q819 511 13631 SH SOLE 13631 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 113 12801 SH SOLE 12801 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 370 15307 SH SOLE 15307 0 0 PRECISION DRILLING CORP COM 2010 74022D308 303 97223 SH SOLE 97223 0 0 PROCTER AND GAMBLE CO COM 742718109 369 4058 SH SOLE 4058 0 0 PROGRESS SOFTWARE CORP COM 743312100 274 7188 SH SOLE 7188 0 0 PROSHARES TR ULTRASHRT S&P500 74347B383 704 15096 SH SOLE 15096 0 0 PROSHARES TR SHORT QQQ NEW 74347B714 311 8160 SH SOLE 8160 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 230 2382 SH SOLE 2382 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 227 3538 SH SOLE 3538 0 0 PROSHARES TR PSHS SH MSCI EMR 74347R396 257 13364 SH SOLE 13364 0 0 PROSHARES TR PSHS SHORT DOW30 74347R701 314 18974 SH SOLE 18974 0 0 PROSHARES TR ULTRPRO DOW30 74347X823 517 7403 SH SOLE 7403 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 706 6176 SH SOLE 6176 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 203 9046 SH SOLE 9046 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 763 6549 SH SOLE 6549 0 0 PROSHARES TR ULTRAPRO DOW 30 74348A178 207 7743 SH SOLE 7743 0 0 PROSHARES TR SHRT RUSSELL2000 74348A210 263 6014 SH SOLE 6014 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 310 16560 SH SOLE 16560 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 337 21820 SH SOLE 21820 0 0 PROSHARES TR PSHS ULDOW30 NEW 74348A590 291 27165 SH SOLE 27165 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 466 4000 SH Put SOLE 4000 0 0 PROSHARES TR II ULTRA VIX SHORT 74347W163 271 13167 SH SOLE 13167 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 172 25662 SH SOLE 25662 0 0 PROTALIX BIOTHERAPEUTICS INC COM 74365A101 28 47633 SH SOLE 47633 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 709 15319 SH SOLE 15319 0 0 PULMATRIX INC COM 74584P103 23 11324 SH SOLE 11324 0 0 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 57 10729 SH SOLE 10729 0 0 PVH CORP COM 693656100 265 2100 SH Call SOLE 2100 0 0 QORVO INC COM 74736K101 358 5060 SH SOLE 5060 0 0 QUICKLOGIC CORP COM 74837P108 38 22717 SH SOLE 22717 0 0 RAND LOGISTICS INC COM 752182105 4 13155 SH SOLE 13155 0 0 RAVE RESTAURANT GROUP INC COM 754198109 26 14587 SH SOLE 14587 0 0 RECON TECHNOLOGY LTD SHS G7415M108 18 16720 SH SOLE 16720 0 0 REGENERON PHARMACEUTICALS COM 75886F107 465 1039 SH SOLE 1039 0 0 RENASANT CORP COM 75970E107 203 4739 SH SOLE 4739 0 0 RENNOVA HEALTH INC COM NEW 759757602 19 96060 SH SOLE 96060 0 0 RENTECH INC COM NEW 760112201 40 86463 SH SOLE 86463 0 0 REPROS THERAPEUTICS INC COM NEW 76028H209 4 10962 SH SOLE 10962 0 0 RESEARCH FRONTIERS INC COM 760911107 16 13800 SH SOLE 13800 0 0 REXNORD CORP NEW COM 76169B102 267 10505 SH SOLE 10505 0 0 RICHMONT MINES INC COM 76547T106 221 23673 SH SOLE 23673 0 0 RIO TINTO PLC SPONSORED ADR 767204100 231 4892 SH SOLE 4892 0 0 RITE AID CORP COM 767754104 680 347110 SH SOLE 347110 0 0 ROCKWELL COLLINS INC COM 774341101 2128 16282 SH SOLE 16282 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 309 42437 SH SOLE 42437 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 356 3000 SH Call SOLE 3000 0 0 ROYAL GOLD INC COM 780287108 336 3900 SH SOLE 3900 0 0 ROYAL GOLD INC COM 780287108 430 5000 SH Put SOLE 5000 0 0 RTI SURGICAL INC COM 74975N105 47 10284 SH SOLE 10284 0 0 RUBY TUESDAY INC COM 781182100 62 28861 SH SOLE 28861 0 0 RXI PHARMACEUTICALS CORP NEW COM 74979C501 28 59258 SH SOLE 59258 0 0 RYDEX ETF TRUST GUG S&P500EQWTEN 78355W866 228 4143 SH SOLE 4143 0 0 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 245 1998 SH SOLE 1998 0 0 SALESFORCE COM INC COM 79466L302 702 7518 SH SOLE 7518 0 0 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 194 24700 SH SOLE 24700 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 103 22727 SH SOLE 22727 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 349 2423 SH SOLE 2423 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 432 3000 SH Call SOLE 3000 0 0 SCANA CORP NEW COM 80589M102 588 12134 SH SOLE 12134 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 6769 111138 SH SOLE 111138 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 2595 43214 SH SOLE 43214 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1158 17530 SH SOLE 17530 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1759 26110 SH SOLE 26110 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 251 8396 SH SOLE 8396 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 598 16494 SH SOLE 16494 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 2445 69553 SH SOLE 69553 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 9681 206850 SH SOLE 206850 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 217 3923 SH SOLE 3923 0 0 SCORPIO BULKERS INC COM Y7546A122 76 10740 SH SOLE 10740 0 0 SCORPIO TANKERS INC SHS Y7542C106 242 70686 SH SOLE 70686 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 210 2443 SH SOLE 2443 0 0 SEABRIDGE GOLD INC COM 811916105 237 19419 SH SOLE 19419 0 0 SEADRILL LIMITED SHS G7945E105 87 249891 SH SOLE 249891 0 0 SECOND SIGHT MED PRODS INC COM 81362J100 31 25669 SH SOLE 25669 0 0 SECOO HLDG LTD ADR 81367P101 114 12797 SH SOLE 12797 0 0 SELECT MED HLDGS CORP COM 81619Q105 214 11171 SH SOLE 11171 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 5503 96877 SH SOLE 96877 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 19410 237484 SH SOLE 237484 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 458 5079 SH SOLE 5079 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 17189 664686 SH SOLE 664686 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 15810 267507 SH SOLE 267507 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 5165 160195 SH SOLE 160195 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1705 32144 SH SOLE 32144 0 0 SENOMYX INC COM 81724Q107 36 58830 SH SOLE 58830 0 0 SEQUANS COMMUNICATIONS S A SPONSORED ADS 817323108 38 12241 SH SOLE 12241 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 525 36187 SH SOLE 36187 0 0 SIBANYE STILLWATER SPONSORED ADR 825724206 127 28551 SH SOLE 28551 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 256 2000 SH SOLE 2000 0 0 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 155 19610 SH SOLE 19610 0 0 SINA CORP ORD G81477104 861 7513 SH SOLE 7513 0 0 SIRIUS XM HLDGS INC COM 82968B103 672 121704 SH SOLE 121704 0 0 SKYLINE MED INC COM PAR 83084T606 23 16106 SH SOLE 16106 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 339 3330 SH SOLE 3330 0 0 SNAP ON INC COM 833034101 319 2144 SH SOLE 2144 0 0 SOLENO THERAPEUTICS INC COM 834203101 23 44230 SH SOLE 44230 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 10103 45141 SH SOLE 45141 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1129 9286 SH SOLE 9286 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 724 17562 SH SOLE 17562 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 1076 28040 SH SOLE 28040 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 115003 457759 SH SOLE 457759 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 201 800 SH Call SOLE 800 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 251 1000 SH Put SOLE 1000 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 214 656 SH SOLE 656 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 294 900 SH Put SOLE 900 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 235 4834 SH SOLE 4834 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 460 2020 SH SOLE 2020 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 5008 39623 SH SOLE 39623 0 0 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 2931 23649 SH SOLE 23649 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 11178 299515 SH SOLE 299515 0 0 SPDR SERIES TRUST HLTH CARE SVCS 78464A573 207 3388 SH SOLE 3388 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 2520 27240 SH SOLE 27240 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 2899 36334 SH SOLE 36334 0 0 SPDR SERIES TRUST BLOMBRG BRC AGRT 78464A649 214 3707 SH SOLE 3707 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 1979 34874 SH SOLE 34874 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 2965 70985 SH SOLE 70985 0 0 SPDR SERIES TRUST S&P PHARMAC 78464A722 5605 131720 SH SOLE 131720 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 4520 132601 SH SOLE 132601 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 1367 82454 SH SOLE 82454 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 14029 435953 SH SOLE 435953 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2182 23892 SH SOLE 23892 0 0 SPDR SERIES TRUST S&P INS ETF 78464A789 5354 59498 SH SOLE 59498 0 0 SPDR SERIES TRUST RUSSELL 3000 ETF 78464A805 1015 5404 SH SOLE 5404 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 4613 31282 SH SOLE 31282 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 3833 38718 SH SOLE 38718 0 0 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 967 14744 SH SOLE 14744 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 3418 39477 SH SOLE 39477 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 3831 96209 SH SOLE 96209 0 0 SPLUNK INC COM 848637104 793 11942 SH SOLE 11942 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 170 16284 SH SOLE 16284 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 255 40549 SH SOLE 40549 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 317 6684 SH SOLE 6684 0 0 STAFFING 360 SOLUTIONS INC COM NEW 852387208 46 52946 SH SOLE 52946 0 0 STAGE STORES INC COM NEW 85254C305 28 15405 SH SOLE 15405 0 0 STANLEY BLACK & DECKER INC COM 854502101 302 2000 SH Call SOLE 2000 0 0 STATOIL ASA SPONSORED ADR 85771P102 276 13725 SH SOLE 13725 0 0 STEEL DYNAMICS INC COM 858119100 215 6246 SH SOLE 6246 0 0 STEIN MART INC COM 858375108 20 15090 SH SOLE 15090 0 0 STERLING BANCORP DEL COM 85917A100 676 27420 SH SOLE 27420 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 226 21175 SH SOLE 21175 0 0 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 75 12434 SH SOLE 12434 0 0 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 149 29171 SH SOLE 29171 0 0 SYMANTEC CORP COM 871503108 409 12458 SH SOLE 12458 0 0 SYNACOR INC COM 871561106 59 21967 SH SOLE 21967 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 178 19044 SH SOLE 19044 0 0 SYNOPSYS INC COM 871607107 263 3262 SH SOLE 3262 0 0 SYNTHETIC BIOLOGICS INC COM 87164U102 30 32498 SH SOLE 32498 0 0 TANDEM DIABETES CARE INC COM 875372104 27 37538 SH SOLE 37538 0 0 TARGET CORP COM 87612E106 995 16865 SH SOLE 16865 0 0 TASEKO MINES LTD COM 876511106 30 16064 SH SOLE 16064 0 0 TCP CAP CORP COM 87238Q103 218 13243 SH SOLE 13243 0 0 TEARLAB CORP COM NEW 878193200 23 17820 SH SOLE 17820 0 0 TECHTARGET INC COM 87874R100 136 11371 SH SOLE 11371 0 0 TEEKAY TANKERS LTD CL A Y8565N102 60 37128 SH SOLE 37128 0 0 TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 244 13156 SH SOLE 13156 0 0 TENAX THERAPEUTICS INC COM 88032L100 8 21500 SH SOLE 21500 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 316 1672 SH SOLE 1672 0 0 THIRD PT REINS LTD COM G8827U100 189 12121 SH SOLE 12121 0 0 TITAN PHARMACEUTICALS INC DE COM NEW 888314309 23 12876 SH SOLE 12876 0 0 TIVITY HEALTH INC COM 88870R102 262 6415 SH SOLE 6415 0 0 TOP SHIPS INC SHS NEW Y8897Y602 3 10387 SH SOLE 10387 0 0 TORCHMARK CORP COM 891027104 224 2796 SH SOLE 2796 0 0 TOTAL S A SPONSORED ADR 89151E109 482 9000 SH Call SOLE 9000 0 0 TOTAL S A SPONSORED ADR 89151E109 428 8000 SH Put SOLE 8000 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 245 7302 SH SOLE 7302 0 0 TRACON PHARMACEUTICALS INC COM 89237H100 42 13352 SH SOLE 13352 0 0 TRANSCANADA CORP COM 89353D107 247 5000 SH Put SOLE 5000 0 0 TRANSENTERIX INC COM NEW 89366M201 46 32505 SH SOLE 32505 0 0 TRANSOCEAN LTD REG SHS H8817H100 154 14355 SH SOLE 14355 0 0 TRAVELERS COMPANIES INC COM 89417E109 756 6168 SH SOLE 6168 0 0 TROVAGENE INC COM NEW 897238309 18 24226 SH SOLE 24226 0 0 TRUSTCO BK CORP N Y COM 898349105 241 27072 SH SOLE 27072 0 0 TURQUOISE HILL RES LTD COM 900435108 94 30212 SH SOLE 30212 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 368 14280 SH SOLE 14280 0 0 TYSON FOODS INC CL A 902494103 1207 17138 SH SOLE 17138 0 0 U.S. AUTO PARTS NETWORK INC COM 90343C100 30 10308 SH SOLE 10308 0 0 UBS AG LONDON BRH ETRACS MTH 2XLV 90270L842 226 12072 SH SOLE 12072 0 0 ULTA BEAUTY INC COM 90384S303 293 1297 SH SOLE 1297 0 0 UNILEVER PLC SPON ADR NEW 904767704 309 5326 SH SOLE 5326 0 0 UNION PAC CORP COM 907818108 730 6298 SH SOLE 6298 0 0 UNITED PARCEL SERVICE INC CL B 911312106 263 2194 SH SOLE 2194 0 0 UNITED RENTALS INC COM 911363109 362 2608 SH SOLE 2608 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 1953 187214 SH SOLE 187214 0 0 URANIUM ENERGY CORP COM 916896103 92 66626 SH SOLE 66626 0 0 V F CORP COM 918204108 254 4000 SH Call SOLE 4000 0 0 VAIL RESORTS INC COM 91879Q109 215 942 SH SOLE 942 0 0 VALE S A ADR 91912E105 187 18528 SH SOLE 18528 0 0 VALERO ENERGY CORP NEW COM 91913Y100 383 4979 SH SOLE 4979 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 927 40376 SH SOLE 40376 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 348 15624 SH SOLE 15624 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 405 21086 SH SOLE 21086 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 360 13816 SH SOLE 13816 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 269 8000 SH Put SOLE 8000 0 0 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 2658 19600 SH SOLE 19600 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 2067 17109 SH SOLE 17109 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2355 29509 SH SOLE 29509 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2296 28016 SH SOLE 28016 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 8229 35661 SH SOLE 35661 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 3342 31638 SH SOLE 31638 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 4746 38983 SH SOLE 38983 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3623 23738 SH SOLE 23738 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 4346 34009 SH SOLE 34009 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 667 4538 SH SOLE 4538 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4426 38350 SH SOLE 38350 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 903 6806 SH SOLE 6806 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 3770 37764 SH SOLE 37764 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4633 32784 SH SOLE 32784 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 619 4776 SH SOLE 4776 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1233 17437 SH SOLE 17437 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3413 64754 SH SOLE 64754 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3280 75287 SH SOLE 75287 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 469 8049 SH SOLE 8049 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3164 39480 SH SOLE 39480 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 2128 16581 SH SOLE 16581 0 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 206 2676 SH SOLE 2676 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1091 12392 SH SOLE 12392 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 7168 75617 SH SOLE 75617 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 1127 20588 SH SOLE 20588 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3580 82466 SH SOLE 82466 0 0 VANGUARD WORLD FD EXTENDED DUR 921910709 261 2240 SH SOLE 2240 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 22176 154706 SH SOLE 154706 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1857 13402 SH SOLE 13402 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 807 8624 SH SOLE 8624 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 2603 19387 SH SOLE 19387 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 301 1982 SH SOLE 1982 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 703 5467 SH SOLE 5467 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 4614 39508 SH SOLE 39508 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 1848 20033 SH SOLE 20033 0 0 VANTIV INC CL A 92210H105 573 8133 SH SOLE 8133 0 0 VERASTEM INC COM 92337C104 65 13732 SH SOLE 13732 0 0 VEREIT INC COM 92339V100 369 44523 SH SOLE 44523 0 0 VERISIGN INC COM 92343E102 213 2000 SH Call SOLE 2000 0 0 VERITONE INC COM 92347M100 338 7442 SH SOLE 7442 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 507 10246 SH SOLE 10246 0 0 VERSARTIS INC COM 92529L102 69 28361 SH SOLE 28361 0 0 VERTEX ENERGY INC COM 92534K107 16 20658 SH SOLE 20658 0 0 VIKING THERAPEUTICS INC COM 92686J106 22 11481 SH SOLE 11481 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 285 32459 SH SOLE 32459 0 0 VIRTUS ETF TR II VIRTUS DYNMC ETF 92790A207 224 8915 SH SOLE 8915 0 0 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 238 13123 SH SOLE 13123 0 0 VISA INC COM CL A 92826C839 890 8457 SH SOLE 8457 0 0 VIVUS INC COM 928551100 15 15404 SH SOLE 15404 0 0 VMWARE INC CL A COM 928563402 925 8471 SH SOLE 8471 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 575 20187 SH SOLE 20187 0 0 VOYA FINL INC COM 929089100 226 5666 SH SOLE 5666 0 0 VOYA RISK MANAGED NAT RES FD COM 92913C106 67 10192 SH SOLE 10192 0 0 W & T OFFSHORE INC COM 92922P106 66 21643 SH SOLE 21643 0 0 WAL-MART STORES INC COM 931142103 296 3787 SH SOLE 3787 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 232 3000 SH Call SOLE 3000 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 59 12798 SH SOLE 12798 0 0 WEIBO CORP SPONSORED ADR 948596101 851 8598 SH SOLE 8598 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 304 231 SH SOLE 231 0 0 WESTLAKE CHEM CORP COM 960413102 291 3503 SH SOLE 3503 0 0 WESTLAKE CHEM CORP COM 960413102 249 3000 SH Put SOLE 3000 0 0 WESTROCK CO COM 96145D105 227 4000 SH Call SOLE 4000 0 0 WESTWATER RES INC COM 961684107 35 24358 SH SOLE 24358 0 0 WILLIAMS SONOMA INC COM 969904101 381 7641 SH SOLE 7641 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 158 89088 SH SOLE 89088 0 0 WINTRUST FINL CORP COM 97650W108 208 2658 SH SOLE 2658 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 384 5489 SH SOLE 5489 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 7891 90867 SH SOLE 90867 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 616 24462 SH SOLE 24462 0 0 WISDOMTREE TR GERMANY HEDEQ FD 97717W448 216 6853 SH SOLE 6853 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 3920 39219 SH SOLE 39219 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 4498 53524 SH SOLE 53524 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1445 26412 SH SOLE 26412 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 1128 29560 SH SOLE 29560 0 0 WYNDHAM WORLDWIDE CORP COM 98310W108 240 2276 SH SOLE 2276 0 0 XPO LOGISTICS INC COM 983793100 236 3489 SH SOLE 3489 0 0 YAMANA GOLD INC COM 98462Y100 385 145393 SH SOLE 145393 0 0 YELP INC CL A 985817105 260 6014 SH SOLE 6014 0 0 YUM BRANDS INC COM 988498101 301 4089 SH SOLE 4089 0 0 YUMA ENERGY INC NEW COM 98872F105 12 12488 SH SOLE 12488 0 0 ZAIS GROUP HLDGS INC COM 98887G106 43 11879 SH SOLE 11879 0 0 ZOSANO PHARMA CORP COM 98979H103 31 37959 SH SOLE 37959 0 0 ZYNGA INC CL A 98986T108 317 83948 SH SOLE 83948 0 0