Authorized Person of the Sole Member

0000919574-15-008221.txt : 20151116 0000919574-15-008221.hdr.sgml : 20151116 20151116142644 ACCESSION NUMBER: 0000919574-15-008221 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TWO SIGMA SECURITIES, LLC CENTRAL INDEX KEY: 0001450144 IRS NUMBER: 263529600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16740 FILM NUMBER: 151233494 BUSINESS ADDRESS: STREET 1: 101 AVENUE OF THE AMERICAS STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 646-292-6643 MAIL ADDRESS: STREET 1: 101 AVENUE OF THE AMERICAS STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: SOHO SECURITIES, LLC DATE OF NAME CHANGE: 20081117 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001450144 XXXXXXXX 09-30-2015 09-30-2015 false TWO SIGMA SECURITIES, LLC

101 Avenue of the Americas 19th Floor New York NY 10013

13F HOLDINGS REPORT 028-16740 N Matthew B. Siano, Esq. Authorized Person of the Sole Member 212-625-5712 /s/ Matthew B. Siano New York NY 11-16-2015 0 214 63670 INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 252 4638 SH SOLE 4638 0 0 ADVANCED MICRO DEVICES INC COM 007903107 300 174607 SH SOLE 174607 0 0 ADVISORSHARES TR PERITUS HG YLD 00768Y503 234 6466 SH SOLE 6466 0 0 AEROPOSTALE COM 007865108 7 11643 SH SOLE 11643 0 0 AETERNA ZENTARIS INC COM NEW 007975303 5 55389 SH SOLE 55389 0 0 AFFILIATED MANAGERS GROUP COM 008252108 278 1627 SH SOLE 1627 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 50 13664 SH SOLE 13664 0 0 ALLERGAN PLC SHS G0177J108 402 1478 SH SOLE 1478 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 1028 3968 SH SOLE 3968 0 0 ALLIANZGI CONV & INCOME FD I COM 018825109 55 10327 SH SOLE 10327 0 0 ALPHATEC HOLDINGS INC COM 02081G102 5 16454 SH SOLE 16454 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 74 38145 SH SOLE 38145 0 0 AMERICAN APPAREL INC COM 023850100 3 23090 SH SOLE 23090 0 0 AMGEN INC COM 031162100 212 1530 SH SOLE 1530 0 0 ANADIGICS INC COM 032515108 7 33157 SH SOLE 33157 0 0 ANNALY CAP MGMT INC COM 035710409 220 22255 SH SOLE 22255 0 0 APPLE INC COM 037833100 491 4453 SH SOLE 4453 0 0 APPLIED MATLS INC COM 038222105 183 12425 SH SOLE 12425 0 0 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 54 10120 SH SOLE 10120 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 236 45789 SH SOLE 45789 0 0 AUTOZONE INC COM 053332102 1447 1999 SH SOLE 1999 0 0 AVALON RARE METALS INC COM 053470100 5 54027 SH SOLE 54027 0 0 B2GOLD CORP COM 11777Q209 96 91632 SH SOLE 91632 0 0 BALLARD PWR SYS INC NEW COM 058586108 24 19661 SH SOLE 19661 0 0 BANRO CORP COM 066800103 15 93652 SH SOLE 93652 0 0 BARD C R INC COM 067383109 344 1849 SH SOLE 1849 0 0 BIO PATH HOLDINGS INC COM 09057N102 12 10213 SH SOLE 10213 0 0 BLACKROCK DEBT STRAT FD INC COM 09255R103 59 17610 SH SOLE 17610 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 508 16056 SH SOLE 16056 0 0 BLUE EARTH INC COM 095428108 7 10556 SH SOLE 10556 0 0 BOSTON BEER INC CL A 100557107 264 1255 SH SOLE 1255 0 0 BOSTON PROPERTIES INC COM 101121101 228 1927 SH SOLE 1927 0 0 BOX SHIPS INCORPORATED SHS Y09675102 18 29941 SH SOLE 29941 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 150 14496 SH SOLE 14496 0 0 CALADRIUS BIOSCIENCES INC COM 128058104 26 17421 SH SOLE 17421 0 0 CEL SCI CORP COM PAR $0.01 150837508 15 24877 SH SOLE 24877 0 0 CHANTICLEER HLDGS INC COM PAR $.0001 N 15930P404 15 13574 SH SOLE 13574 0 0 CHEVRON CORP NEW COM 166764100 297 3762 SH SOLE 3762 0 0 CITIGROUP INC *W EXP 01/04/201 172967226 8 16872 SH SOLE 16872 0 0 CME GROUP INC COM 12572Q105 4270 46043 SH SOLE 46043 0 0 CORENERGY INFRASTRUCTURE TR COM 21870U205 51 11439 SH SOLE 11439 0 0 CORNING INC COM 219350105 294 17177 SH SOLE 17177 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 216 1464 SH SOLE 1464 0 0 CREDIT SUISSE AG NASSAU BRH VELSHS DLY SHTRM 22539T423 234 19187 SH SOLE 19187 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX STERM 22542D795 393 16120 SH SOLE 16120 0 0 CYS INVTS INC COM 12673A108 84 11577 SH SOLE 11577 0 0 DBX ETF TR XTRAK MSCI JAPN 233051507 221 6050 SH SOLE 6050 0 0 DELUXE CORP COM 248019101 255 4568 SH SOLE 4568 0 0 DENBURY RES INC COM NEW 247916208 91 37453 SH SOLE 37453 0 0 DIANA CONTAINERSHIPS INC COM Y2069P101 22 18096 SH SOLE 18096 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25459Y389 127 43803 SH SOLE 43803 0 0 DIREXION SHS ETF TR DLY S&P 500 BEAR 25459Y371 656 30383 SH SOLE 30383 0 0 DIREXION SHS ETF TR DLY SC BEAR3XNEW 25459Y488 258 19452 SH SOLE 19452 0 0 DIREXION SHS ETF TR DLYFINBEAR3X NEW 25459Y447 399 31021 SH SOLE 31021 0 0 DIREXION SHS ETF TR GLD MNRS BEAR 3X 25459W235 506 20308 SH SOLE 20308 0 0 DOMINION RES INC VA NEW COM 25746U109 403 5732 SH SOLE 5732 0 0 DOT HILL SYS CORP COM 25848T109 1013 104140 SH SOLE 104140 0 0 DOVER CORP COM 260003108 234 4087 SH SOLE 4087 0 0 ECHELON CORP COM 27874N105 11 18017 SH SOLE 18017 0 0 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 204 9393 SH SOLE 9393 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 27 17524 SH SOLE 17524 0 0 ENTEROMEDICS INC COM NEW 29365M208 9 33878 SH SOLE 33878 0 0 ENVIVIO INC COM 29413T106 97 23833 SH SOLE 23833 0 0 EXTREME NETWORKS INC COM 30226D106 48 14278 SH SOLE 14278 0 0 FACEBOOK INC CL A 30303M102 400 4449 SH SOLE 4449 0 0 FACTORSHARES TR ISE CYBER SEC 30304R407 325 12887 SH SOLE 12887 0 0 FIFTH STR SR FLOATNG RATE CO COM 31679F101 98 11224 SH SOLE 11224 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 103 32229 SH SOLE 32229 0 0 FIRST TR EXCH TRD ALPHA FD I DEV MRK EX US 33737J174 215 4802 SH SOLE 4802 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 436 10395 SH SOLE 10395 0 0 FIRST TR EXCHANGE TRADED FD ENERGY ALPHADX 33734X127 173 11997 SH SOLE 11997 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 317 14112 SH SOLE 14112 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 336 5770 SH SOLE 5770 0 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 293 11350 SH SOLE 11350 0 0 FIRST TR EXCHANGE TRADED FD MULTI ASSET DI 33738R100 248 13472 SH SOLE 13472 0 0 FIRST TR STOXX EURO DIV FD COMMON SHS 33735T109 198 16590 SH SOLE 16590 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 578 42626 SH SOLE 42626 0 0 FRANKLIN LTD DURATION INC TR COM 35472T101 126 11544 SH SOLE 11544 0 0 FREEPORT-MCMORAN INC CL B 35671D857 240 24799 SH SOLE 24799 0 0 FRONTLINE LTD SHS G3682E127 27 10149 SH SOLE 10149 0 0 FULTON FINL CORP PA COM 360271100 166 13728 SH SOLE 13728 0 0 GABELLI GLB SML & MD CP VAL COM 36249W104 117 11758 SH SOLE 11758 0 0 GENERAL MTRS CO COM 37045V100 221 7361 SH SOLE 7361 0 0 GILEAD SCIENCES INC COM 375558103 400 4073 SH SOLE 4073 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 200 5205 SH SOLE 5205 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 438 2522 SH SOLE 2522 0 0 GOOGLE INC CL C 38259P706 386 634 SH SOLE 634 0 0 HCC INS HLDGS INC COM 404132102 506 6533 SH SOLE 6533 0 0 HEMISPHERX BIOPHARMA INC COM 42366C103 4 21371 SH SOLE 21371 0 0 HOST HOTELS & RESORTS INC COM 44107P104 217 13704 SH SOLE 13704 0 0 HUDSON CITY BANCORP COM 443683107 443 43599 SH SOLE 43599 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 17 10314 SH SOLE 10314 0 0 IAMGOLD CORP COM 450913108 77 46969 SH SOLE 46969 0 0 IBIO INC COM 451033104 15 22512 SH SOLE 22512 0 0 IMMUNE PHARMACEUTICALS INC COM 45254C101 18 15470 SH SOLE 15470 0 0 ISHARES EM HGHYL BD ETF 464286285 240 5300 SH SOLE 5300 0 0 ISHARES EM MKTS CURR ETF 464286517 223 5608 SH SOLE 5608 0 0 ISHARES MSCI ITALCPD ETF 464286855 262 18272 SH SOLE 18272 0 0 ISHARES MSCI MALAYSI ETF 464286830 156 15715 SH SOLE 15715 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 569 5414 SH SOLE 5414 0 0 ISHARES TR CORE MSCITOTAL 46432F834 539 11040 SH SOLE 11040 0 0 ISHARES TR CORE US VAL ETF 464287663 270 2217 SH SOLE 2217 0 0 ISHARES TR EAFE VALUE ETF 464288877 473 10219 SH SOLE 10219 0 0 ISHARES TR INTERM CR BD ETF 464288638 439 4038 SH SOLE 4038 0 0 ISHARES TR INTL SEL DIV ETF 464288448 274 9724 SH SOLE 9724 0 0 ISHARES TR INTL TREA BD ETF 464288117 280 3067 SH SOLE 3067 0 0 ISHARES TR INTRM GOV/CR ETF 464288612 221 1991 SH SOLE 1991 0 0 ISHARES TR MBS ETF 464288588 343 3132 SH SOLE 3132 0 0 ISHARES TR MICRO-CAP ETF 464288869 210 3014 SH SOLE 3014 0 0 ISHARES TR MRG RL ES CP ETF 464288539 400 40284 SH SOLE 40284 0 0 ISHARES TR MSCI ACWI EX US 464288240 939 24054 SH SOLE 24054 0 0 ISHARES TR MSCI EAFE ETF 464287465 428 7472 SH SOLE 7472 0 0 ISHARES TR MSCI UTD KNGDM 46434V548 1321 80627 SH SOLE 80627 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 359 1183 SH SOLE 1183 0 0 ISHARES TR PHLX SEMICND ETF 464287523 389 4778 SH SOLE 4778 0 0 ISHARES TR S&P MC 400GR ETF 464287606 349 2220 SH SOLE 2220 0 0 ISHARES TR SP SMCP600GR ETF 464287887 324 2695 SH SOLE 2695 0 0 ISHARES TR SP SMCP600VL ETF 464287879 351 3354 SH SOLE 3354 0 0 ISHARES TR TIPS BD ETF 464287176 1694 15300 SH SOLE 15300 0 0 KEY ENERGY SVCS INC COM 492914106 6 12531 SH SOLE 12531 0 0 KINROSS GOLD CORP COM NO PAR 496902404 294 171018 SH SOLE 171018 0 0 MANAGED HIGH YIELD PLUS FD I COM 561911108 20 12259 SH SOLE 12259 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 338 7371 SH SOLE 7371 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 515 37512 SH SOLE 37512 0 0 MARKET VECTORS ETF TR MKTVEC SMUNETF 57060U803 185 10595 SH SOLE 10595 0 0 MECHEL OAO SPON ADR PFD 583840509 4 13938 SH SOLE 13938 0 0 MILLENNIAL MEDIA INC COM 60040N105 446 254857 SH SOLE 254857 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 485 79620 SH SOLE 79620 0 0 MOSYS INC COM 619718109 22 14585 SH SOLE 14585 0 0 NETLIST INC COM 64118P109 5 12376 SH SOLE 12376 0 0 NEVSUN RES LTD COM 64156L101 83 28732 SH SOLE 28732 0 0 NOKIA CORP SPONSORED ADR 654902204 118 17343 SH SOLE 17343 0 0 NOVABAY PHARMACEUTICALS INC COM 66987P102 4 12624 SH SOLE 12624 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 277 9457 SH SOLE 9457 0 0 PARAGON SHIPPING INC CL A NEW 69913R408 6 18468 SH SOLE 18468 0 0 PEMBINA PIPELINE CORP COM 706327103 239 9972 SH SOLE 9972 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 17 74862 SH SOLE 74862 0 0 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 361 8976 SH SOLE 8976 0 0 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 265 6042 SH SOLE 6042 0 0 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 342 15244 SH SOLE 15244 0 0 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 210 14393 SH SOLE 14393 0 0 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 224 8980 SH SOLE 8980 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 342 16376 SH SOLE 16376 0 0 PRANA BIOTECHNOLOGY LTD SPONSORED ADR 739727105 20 22339 SH SOLE 22339 0 0 PRICELINE GRP INC COM NEW 741503403 228 184 SH SOLE 184 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 1106 19885 SH SOLE 19885 0 0 PROSHARES TR SHT MSCI NEW 74347X575 257 10403 SH SOLE 10403 0 0 PROSHARES TR ULTRAPRO SH NW14 74348A418 260 9901 SH SOLE 9901 0 0 PROSHARES TR ULTSH NASD BIOT 74347B789 320 8290 SH SOLE 8290 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 328 8846 SH SOLE 8846 0 0 PROSHARES TR II ULT VIX SHRT 74347W312 205 3658 SH SOLE 3658 0 0 RARE ELEMENT RES LTD COM 75381M102 3 11574 SH SOLE 11574 0 0 REALNETWORKS INC COM NEW 75605L708 44 10735 SH SOLE 10735 0 0 RENESOLA LTD SPONS ADS 75971T103 35 36406 SH SOLE 36406 0 0 RITE AID CORP COM 767754104 150 24647 SH SOLE 24647 0 0 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 227 2697 SH SOLE 2697 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 785 10670 SH SOLE 10670 0 0 SANOFI RIGHT 12/31/2020 80105N113 3 15153 SH SOLE 15153 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 201 7411 SH SOLE 7411 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 334 6404 SH SOLE 6404 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 528 8629 SH SOLE 8629 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1947 85925 SH SOLE 85925 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1146 22980 SH SOLE 22980 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 275 6353 SH SOLE 6353 0 0 SIGNAL GENETICS INC COM 826640104 17 17923 SH SOLE 17923 0 0 SIRIUS XM HLDGS INC COM 82968B103 104 27886 SH SOLE 27886 0 0 SLM CORP COM 78442P106 122 16506 SH SOLE 16506 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 651 4006 SH SOLE 4006 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 431 4034 SH SOLE 4034 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 692 9515 SH SOLE 9515 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 576 14640 SH SOLE 14640 0 0 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 239 7031 SH SOLE 7031 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1255 6548 SH SOLE 6548 0 0 SPDR SER TR SPDR RUSSEL 2000 78468R853 214 3302 SH SOLE 3302 0 0 SPDR SERIES TRUST BRCLYS INTER ETF 78464A672 238 3930 SH SOLE 3930 0 0 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 321 6168 SH SOLE 6168 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 301 12361 SH SOLE 12361 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 458 7356 SH SOLE 7356 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 516 15061 SH SOLE 15061 0 0 SPDR SERIES TRUST S&P METALS MNG 78464A755 271 16222 SH SOLE 16222 0 0 SPEED COMM INC COM 84764T106 2 11764 SH SOLE 11764 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 103 11264 SH SOLE 11264 0 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 183 14836 SH SOLE 14836 0 0 STAPLES INC COM 855030102 150 12809 SH SOLE 12809 0 0 STAR BULK CARRIERS CORP SHS NEW Y8162K121 43 21080 SH SOLE 21080 0 0 STARBUCKS CORP COM 855244109 344 6057 SH SOLE 6057 0 0 STEMCELLS INC COM NEW 85857R204 14 33265 SH SOLE 33265 0 0 SUNESIS PHARMACEUTICALS INC COM NEW 867328601 23 28388 SH SOLE 28388 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 159 11080 SH SOLE 11080 0 0 TENGASCO INC COM NEW 88033R205 3 12766 SH SOLE 12766 0 0 THOMPSON CREEK METALS CO INC COM 884768102 9 21494 SH SOLE 21494 0 0 THT HEAT TRANSFER TECHNOLOGY COM 886031103 13 23256 SH SOLE 23256 0 0 TIME WARNER CABLE INC COM 88732J207 204 1136 SH SOLE 1136 0 0 UNITED STATES NATL GAS FUND UNIT PAR $0.001 912318201 305 26288 SH SOLE 26288 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 263 17931 SH SOLE 17931 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 211 1610 SH SOLE 1610 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 252 2023 SH SOLE 2023 0 0 USA TECHNOLOGIES INC COM NO PAR 90328S500 28 11079 SH SOLE 11079 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 234 2857 SH SOLE 2857 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 297 2966 SH SOLE 2966 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 471 5352 SH SOLE 5352 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 1057 19679 SH SOLE 19679 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 903 9951 SH SOLE 9951 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 274 3710 SH SOLE 3710 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 398 8981 SH SOLE 8981 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 438 9472 SH SOLE 9472 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 307 7060 SH SOLE 7060 0 0 WASTE MGMT INC DEL COM 94106L109 318 6392 SH SOLE 6392 0 0 WENDYS CO COM 95058W100 169 19505 SH SOLE 19505 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 215 3981 SH SOLE 3981 0 0 WISDOMTREE TR MDCP EARN FUND 97717W570 224 2603 SH SOLE 2603 0 0 WPX ENERGY INC COM 98212B103 97 14667 SH SOLE 14667 0 0 XEROX CORP COM 984121103 135 13862 SH SOLE 13862 0 0 YAMANA GOLD INC COM 98462Y100 60 35183 SH SOLE 35183 0 0