N-PX 1 d559561dnpx.txt PIMCO EXCHANGE TRADED FUNDS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------- FORM N-PX ----------------- ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER 811-22250 ----------------- PIMCO ETF TRUST (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) ----------------- 840 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) BRENDAN C. FOX DECHERT LLP 1900 K STREET, N.W. WASHINGTON, D.C. 20006 (NAME AND ADDRESS OF AGENT FOR SERVICE) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (888) 400-4ETF (888) 400-4383 DATE OF FISCAL YEAR END: JUNE 30 DATE OF REPORTING PERIOD: JULY 1, 2012 - JUNE 30, 2013 ================================================================================ ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-22250 Reporting Period: 07/01/2012 - 06/30/2013 PIMCO ETF Trust =============== PIMCO 0-5 Year High Yield Corporate Bond Index ================ =============== Exchange-Traded Fund ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =========== PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund ============ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund ============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund ============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== PIMCO 25+ Year Zero Coupon U.S. Treasury Index ================ =============== Exchange-Traded Fund ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =========== PIMCO 3-7 Year U.S. Treasury Index Exchange-Traded Fund ============ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =========== PIMCO 7-15 Year U.S. Treasury Index Exchange-Traded Fund =========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== PIMCO Australia Bond Index Exchange-Traded Fund ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== PIMCO Broad U.S. TIPS Index Exchange-Traded Fund =============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO Broad U.S. Treasury Index Exchange-Traded Fund ============= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================ PIMCO Build America Bond Exchange-Traded Fund ================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================= PIMCO Canada Bond Index Exchange-Traded Fund ================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============== PIMCO Enhanced Short Maturity Exchange-Traded Fund ============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO Foreign Currency Strategy Exchange-Traded Fund ============= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================ PIMCO Germany Bond Index Exchange-Traded Fund ================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== PIMCO Global Advantage(R) Inflation-Linked Bond =============== =============== Exchange-Traded Fund =============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============ PIMCO Intermediate Municipal Bond Exchange-Traded Fund ============ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========= PIMCO Investment Grade Corporate Bond Index Exchange-Traded ========= ========= Fund ========= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO Short Term Municipal Bond Exchange-Traded Fund ============= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =================== PIMCO Total Return Exchange-Traded Fund ==================== THE MALL FUNDING PLC Ticker: Security ID: G5784QAA4 Meeting Date: FEB 06, 2013 Meeting Type: Bondholder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extraordinary Resolution as For For Management per Meeting Notice ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. PIMCO ETF Trust By: /s/ Brent R. Harris Brent R. Harris, President and Chairman of the Board, Principal Executive Officer Date: August 21, 2013