0001193125-13-346649.txt : 20130826 0001193125-13-346649.hdr.sgml : 20130826 20130826161204 ACCESSION NUMBER: 0001193125-13-346649 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130826 DATE AS OF CHANGE: 20130826 EFFECTIVENESS DATE: 20130826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO ETF Trust CENTRAL INDEX KEY: 0001450011 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22250 FILM NUMBER: 131060488 BUSINESS ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949.720.6000 MAIL ADDRESS: STREET 1: 840 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660

0001450011 S000024822 PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund

C000073853 PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund TUZ

0001450011 S000026338 PIMCO 3-7 Year U.S. Treasury Index Exchange-Traded Fund

C000079099 PIMCO 3-7 Year U.S. Treasury Index Exchange-Traded Fund FIVZ

0001450011 S000026339 PIMCO 7-15 Year U.S. Treasury Index Exchange-Traded Fund

C000079100 PIMCO 7-15 Year U.S. Treasury Index Exchange-Traded Fund TENZ

0001450011 S000026340 PIMCO Broad U.S. Treasury Index Exchange-Traded Fund

C000079101 PIMCO Broad U.S. Treasury Index Exchange-Traded Fund TRSY

0001450011 S000026341 PIMCO Broad U.S. TIPS Index Exchange-Traded Fund

C000079102 PIMCO Broad U.S. TIPS Index Exchange-Traded Fund TIPZ

0001450011 S000026342 PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund

C000079103 PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund STPZ

0001450011 S000026343 PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund

C000079104 PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund LTPZ

0001450011 S000026750 PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund

C000080240 PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund ZROZ

0001450011 S000026751 PIMCO Enhanced Short Maturity Exchange-Traded Fund

C000080241 PIMCO Enhanced Short Maturity Exchange-Traded Fund MINT

0001450011 S000026754 PIMCO Short Term Municipal Bond Exchange-Traded Fund

C000080244 PIMCO Short Term Municipal Bond Exchange-Traded Fund SMMU

0001450011 S000026755 PIMCO Intermediate Municipal Bond Exchange-Traded Fund

C000080245 PIMCO Intermediate Municipal Bond Exchange-Traded Fund MUNI

0001450011 S000028996 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund

C000089019 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS

0001450011 S000028999 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund

C000089022 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund CORP

0001450011 S000029000 PIMCO Build America Bond Exchange-Traded Fund

C000089023 PIMCO Build America Bond Exchange-Traded Fund BABZ

0001450011 S000031063 PIMCO Global Advantage Inflation-Linked Bond Exchange-Traded Fund

C000096328 PIMCO Global Advantage Inflation-Linked Bond Exchange-Traded Fund ILB

0001450011 S000033233 PIMCO Total Return Exchange-Traded Fund

C000102215 PIMCO Total Return Exchange-Traded Fund BOND

0001450011 S000033631 PIMCO Foreign Currency Strategy Exchange-Traded Fund

C000103347 PIMCO Foreign Currency Strategy Exchange-Traded Fund FORX

0001450011 S000034260 PIMCO Australia Bond Index Exchange-Traded Fund

C000105565 PIMCO Australia Bond Index Exchange-Traded Fund AUD

0001450011 S000034261 PIMCO Canada Bond Index Exchange-Traded Fund

C000105566 PIMCO Canada Bond Index Exchange-Traded Fund CAD

0001450011 S000034262 PIMCO Germany Bond Index Exchange-Traded Fund

C000105567 PIMCO Germany Bond Index Exchange-Traded Fund BUND

N-PX 1 d559561dnpx.txt PIMCO EXCHANGE TRADED FUNDS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------- FORM N-PX ----------------- ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER 811-22250 ----------------- PIMCO ETF TRUST (EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER) ----------------- 840 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) BRENDAN C. FOX DECHERT LLP 1900 K STREET, N.W. WASHINGTON, D.C. 20006 (NAME AND ADDRESS OF AGENT FOR SERVICE) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (888) 400-4ETF (888) 400-4383 DATE OF FISCAL YEAR END: JUNE 30 DATE OF REPORTING PERIOD: JULY 1, 2012 - JUNE 30, 2013 ================================================================================ ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-22250 Reporting Period: 07/01/2012 - 06/30/2013 PIMCO ETF Trust =============== PIMCO 0-5 Year High Yield Corporate Bond Index ================ =============== Exchange-Traded Fund ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =========== PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund ============ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund ============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund ============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== PIMCO 25+ Year Zero Coupon U.S. Treasury Index ================ =============== Exchange-Traded Fund ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =========== PIMCO 3-7 Year U.S. Treasury Index Exchange-Traded Fund ============ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =========== PIMCO 7-15 Year U.S. Treasury Index Exchange-Traded Fund =========== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== PIMCO Australia Bond Index Exchange-Traded Fund ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== PIMCO Broad U.S. TIPS Index Exchange-Traded Fund =============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO Broad U.S. Treasury Index Exchange-Traded Fund ============= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================ PIMCO Build America Bond Exchange-Traded Fund ================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================= PIMCO Canada Bond Index Exchange-Traded Fund ================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============== PIMCO Enhanced Short Maturity Exchange-Traded Fund ============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO Foreign Currency Strategy Exchange-Traded Fund ============= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================ PIMCO Germany Bond Index Exchange-Traded Fund ================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =============== PIMCO Global Advantage(R) Inflation-Linked Bond =============== =============== Exchange-Traded Fund =============== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============ PIMCO Intermediate Municipal Bond Exchange-Traded Fund ============ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========= PIMCO Investment Grade Corporate Bond Index Exchange-Traded ========= ========= Fund ========= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ============= PIMCO Short Term Municipal Bond Exchange-Traded Fund ============= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. =================== PIMCO Total Return Exchange-Traded Fund ==================== THE MALL FUNDING PLC Ticker: Security ID: G5784QAA4 Meeting Date: FEB 06, 2013 Meeting Type: Bondholder Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extraordinary Resolution as For For Management per Meeting Notice ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. PIMCO ETF Trust By: /s/ Brent R. Harris Brent R. Harris, President and Chairman of the Board, Principal Executive Officer Date: August 21, 2013