485BPOS 1 e485bpos-pimcoetf.htm PIMCO ETF TRUST 485BPOS XBRL e485bpos-pimcoetf.htm - Generated by SEC Publisher for SEC Filing  

As filed with the Securities and Exchange Commission on November 5, 2016

 

File Nos. 333-155395

811-22250

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form N-1A

 

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

x

 

 

 

 

Post-Effective Amendment No. 463

x

 

 

 

 

And

 

 

 

 

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

x

 

 

 

 

Amendment No. 465

x

 

PIMCO ETF Trust

(Exact name of Registrant as Specified in Charter)

 

650 Newport Center Drive

Newport Beach, California 92660

(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s Telephone Number, including Area Code:

(866) 746-2606

 

 

Robert W. Helm, Esq.

Douglas P. Dick, Esq.

Dechert LLP

1900 K Street, N.W.

Washington, D.C. 20006

Brent R. Harris

Pacific Investment Management Company LLC

650 Newport Center Drive

Newport Beach, California 92660

 

(Name and Address of Agent for Service)

 

It is proposed that this filing will become effective (check appropriate box):

 

x

immediately upon filing pursuant to paragraph (b)

¨

on (date) pursuant to paragraph (b)

¨

60 days after filing pursuant to paragraph (a)(1)

¨

on (date) pursuant to paragraph (a)(1)

¨

75 days after filing pursuant to paragraph (a)(2)

¨

on (date) pursuant to paragraph (a)(2) of rule 485.

 

If appropriate, check the following box:

 

¨

This post-effective amendment designates a new effective date for a previously filed post-effective amendment

 

 


 
 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all the requirements of effectiveness of this Post-Effective Amendment No. 463 to its Registration Statement under Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment No. 465 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Newport Beach in the State of California on the 5th day of November, 2018.

 

 

 

PIMCO ETF TRUST
(Registrant)

 

 

 

 

 

By:

 


 

 

 

Peter G. Strelow*, President

 

 

 

 

 

 

*By:

/s/ RYAN G. LESHAW


 

 

 

Ryan G. Leshaw**
as attorney-in-fact

 

Pursuant to the requirements of the 1933 Act, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:

 

Signature

Title

Date

 

 

 

 


 

 

Brent R. Harris**

Trustee

November 5, 2018

 

 

 

 


 

 

George E. Borst**

Trustee

November 5, 2018

 

 

 

 


 

 

Jennifer H. Dunbar**

Trustee

November 5, 2018

 

 

 

 


 

 

Kym M. Hubbard**

Trustee

November 5, 2018

 

 

 

 


 

 

Gary F. Kennedy**

Trustee

November 5, 2018

 

 

 

 


 

 

Peter B. McCarthy**

Trustee

November 5, 2018

 

 

 

 


 

 

Ronald C. Parker**

Trustee

November 5, 2018

 

 

 

 


 

 

Peter G. Strelow *, **

Trustee and President
(Principal Executive Officer)

November 5, 2018

 

 

 

 


 

 

Trent W. Walker*

Treasurer
(Principal Financial and Accounting Officer)

November 5, 2018

 

*By:

/s/ RYAN G. LESHAW


 

Ryan G. Leshaw

as attorney-in-fact

________

*

Pursuant to power of attorney filed with Post-Effective Amendment No. 347 to the Registration Statement on May 19, 2016, and incorporated by reference herein.

**

Pursuant to power of attorney filed with Post-Effective Amendment No. 459 to the Registration Statement on August 25, 2017, and incorporated by reference herein

 

 


 
 

EXHIBIT LIST

 

EX-101.INS

XBRL Instance Document

EX-101.SCH

XBRL Taxonomy Extension Schema Document

EX-101.DEF

XBRL Taxonomy Extension Definition Linkbase Document

EX-101.LAB

XBRL Taxonomy Extension Labels Linkbase Document

EX-101.PRE

XBRL Taxonomy Extension Presentation Linkbase Document