485BPOS 1 e485bpos-pimcoetf.htm PIMCO ETF TRUST - 485BPOS XBRL e485bpos-pimcoetf.htm - Generated by SEC Publisher for SEC Filing

 

As filed with the Securities and Exchange Commission on November 18, 2013

 

File Nos. 333-155395

811-22250

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

x

Post-Effective Amendment No. 64

x

And

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

x

Amendment No. 66

x

  

PIMCO ETF Trust

(Exact name of Registrant as Specified in Charter)

840 Newport Center Drive

Newport Beach, California 92660

(Address of Principal Executive Offices) (Zip Code)

Registrant’s Telephone Number, including area code:

(866) 746-2606

 

Robert W. Helm, Esq.

Douglas P. Dick, Esq.

Dechert LLP

1900 K Street, N.W.

Washington, D.C. 20006

Brent R. Harris

Pacific Investment Management Company LLC

840 Newport Center Drive

Newport Beach, California 92660

(Name and Address of Agent for Service)

 

It is proposed that this filing will become effective (check appropriate box):

 

x

immediately upon filing pursuant to paragraph (b)

o

on (date) pursuant to paragraph (b)

o

60 days after filing pursuant to paragraph (a)(1)

o

on (date) pursuant to paragraph (a)(1)

o

75 days after filing pursuant to paragraph (a)(2)

o

on (date) pursuant to paragraph (a)(2) of rule 485.

 

If appropriate, check the following box:

 

o

This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all the requirements of effectiveness of this Post-Effective Amendment No. 64 to its Registration Statement under Rule 485(b) of the 1933 Act and has duly caused this Post-Effective Amendment No. 64 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Washington in the District of Columbia on the 18th day of November, 2013.

 

 

 

PIMCO ETF Trust
(Registrant)



  

 

By:

 

 

 

 

Brent R. Harris*, President

 

 

 

 

 

 

 

 

 

 

*By:

/s/ DOUGLAS P. DICK

 

 

 

Douglas P. Dick
as attorney-in fact

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:

 

Signature

 

Title

 

Date

 

 

 

 

 

 

 

 

 

 

Brent R. Harris*

 

Trustee

 

November 18, 2013

 

 

 

 

 

 

 

 

 

 

William J. Popejoy*

 

Trustee

 

November 18, 2013

 

 

 

 

 

 

 

 

 

 

Vern O. Curtis*

 

Trustee

 

November 18, 2013

 

 

 

 

 

 

 

 

 

 

E. Philip Cannon*

 

Trustee

 

November 18, 2013

 

 

 

 

 

 

 

 

 

 

J. Michael Hagan*

 

Trustee

 

November 18, 2013

 

 

 

 

 

 

 

 

 

 

Douglas M. Hodge*

 

Trustee

 

November 18, 2013

 

 

 

 

 

 

 

 

 

 

Ronald C. Parker*

 

Trustee

 

November 18, 2013

 

 

 

 

 

 

 

 

 

 

Brent R. Harris*

 

President
(Principal Executive Officer)

 

November 18, 2013

 

 

 

 

 

 

 

 

 

 

Trent W. Walker**

 

Treasurer
(Principal Financial and Accounting Officer)

 

November 18, 2013

 

 

 

 

*By:

/s/ DOUGLAS P. DICK

 

 

 

 

Douglas P. Dick
as attorney-in-fact

 

 

 

 

________

*           Pursuant to power of attorney filed with Post-Effective Amendment No. 20 to the Registration Statement on August 24, 2010, and incorporated by reference herein.

**          Pursuant to power of attorney to be filed by amendment.

 

 

 
 

EXHIBIT LIST

 

EX-101.INS

XBRL Instance Document

EX-101.SCH

XBRL Taxonomy Extension Schema Document

EX-101.DEF

XBRL Taxonomy Extension Definition Linkbase Document

EX-101.LAB

XBRL Taxonomy Extension Labels Linkbase Document

EX-101.PRE

XBRL Taxonomy Extension Presentation Linkbase Document