The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AAC HLDGS INC | COM | 000307108 | 4,373 | 466,685 | SH | DFND | 1 | 0 | 466,685 | 0 | |
ADT INC | COM | 00090Q103 | 5,400,640 | 624,351,416 | SH | DFND | 2 | 0 | 624,351,416 | 0 | |
ADVANCED EMISSIONS SOLUTS IN | COM | 00770C101 | 17,793 | 1,566,271 | SH | DFND | 1 | 0 | 1,566,271 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 1,781 | 83,401 | SH | DFND | 1 | 0 | 83,401 | 0 | |
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 40,883 | 2,236,476 | SH | DFND | 1 | 0 | 2,236,476 | 0 | |
APOLLO INVT CORP | COM | 03761U106 | 49,449 | 8,877,669 | SH | DFND | 1 | 0 | 8,877,669 | 0 | |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 1,719 | 105,236 | SH | DFND | 1 | 0 | 105,236 | 0 | |
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 82 | 5,236 | SH | DFND | 1 | 0 | 5,236 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 6,451 | 321,260 | SH | DFND | 1 | 0 | 321,260 | 0 | |
BED BATH & BEYOND INC | COM | 075896100 | 9,963 | 500,000 | SH | Call | DFND | 1 | 0 | 500,000 | 0 |
BK TECHNOLOGIES INC | COM | 09180A100 | 699 | 188,971 | SH | DFND | 1 | 0 | 188,971 | 0 | |
BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 28,871 | 762,380 | SH | DFND | 1 | 0 | 762,380 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 4,429 | 126,000 | SH | DFND | 1 | 0 | 126,000 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 65,407 | 1,860,800 | SH | Call | DFND | 1 | 0 | 1,860,800 | 0 |
CAESARS ENTMT CORP | COM | 127686103 | 553,749 | 49,883,094 | SH | DFND | 1, 2 | 0 | 49,883,094 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 24,921 | 14,437,450 | PRN | DFND | 1, 2 | 0 | 14,437,450 | 0 | |
CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 20,600 | 2,000,000 | SH | DFND | 1 | 0 | 2,000,000 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 1,400 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 3,500 | 250,000 | SH | Call | DFND | 1 | 0 | 250,000 | 0 |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 3,500 | 250,000 | SH | Put | DFND | 1 | 0 | 250,000 | 0 |
COLONY CAP INC | NOTE 3.875% 1/1 | 19624RAB2 | 13,312 | 14,000,000 | PRN | DFND | 1 | 0 | 14,000,000 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 11,207 | 132,500 | SH | DFND | 1 | 0 | 132,500 | 0 | |
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 9,643 | 950,000 | SH | DFND | 1 | 0 | 950,000 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 5,042 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 3,471 | 97,250 | SH | DFND | 1 | 0 | 97,250 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 3,459 | 125,000 | SH | DFND | 1 | 0 | 125,000 | 0 | |
EP ENERGY CORP | CL A | 268785102 | 336,634 | 112,211,207 | SH | DFND | 2, 3 | 0 | 112,211,207 | 0 | |
EQT MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 4,127 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
EXELA TECHNOLOGIES INC | COM | 30162V102 | 136,074 | 28,647,136 | SH | DFND | 2 | 0 | 28,647,136 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 14,574 | 75,000 | SH | Put | DFND | 1 | 0 | 75,000 | 0 |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 12,172 | 340,000 | SH | DFND | 1 | 0 | 340,000 | 0 | |
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 83,945 | 5,415,805 | SH | DFND | 1 | 0 | 5,415,805 | 0 | |
GTT COMMUNICATIONS INC | COM | 362393100 | 9,000 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 101,722 | 1,195,600 | SH | Put | DFND | 1 | 0 | 1,195,600 | 0 |
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 15,319 | 1,473,000 | SH | DFND | 1 | 0 | 1,473,000 | 0 | |
KOHLS CORP | COM | 500255104 | 43,740 | 600,000 | SH | Put | DFND | 1 | 0 | 600,000 | 0 |
LAUREATE EDUCATION INC | CL A | 518613203 | 94,610 | 6,602,290 | SH | DFND | 1, 2 | 0 | 6,602,290 | 0 | |
LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 11,696 | 1,150,000 | SH | DFND | 1 | 0 | 1,150,000 | 0 | |
MACERICH CO | COM | 554382101 | 11,366 | 200,000 | SH | Call | DFND | 1 | 0 | 200,000 | 0 |
MBIA INC | COM | 55262C100 | 2,260 | 250,000 | SH | Call | DFND | 1 | 0 | 250,000 | 0 |
MPLX LP | COM UNIT REP LTD | 55336V100 | 6,093 | 178,474 | SH | DFND | 1 | 0 | 178,474 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 4,983 | 494,835 | SH | DFND | 1 | 0 | 494,835 | 0 | |
NORTHERN OIL & GAS INC NEV | COM | 665531109 | 8,472 | 2,689,672 | SH | DFND | 1 | 0 | 2,689,672 | 0 | |
NORTHSTAR REALTY EUROPE CORP | COM | 66706L101 | 19,354 | 1,335,686 | SH | DFND | 1 | 0 | 1,335,686 | 0 | |
NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 743,185 | 15,728,782 | SH | DFND | 1, 2 | 0 | 15,728,782 | 0 | |
NRG YIELD INC | CL A NEW | 62942X306 | 8,877 | 520,666 | SH | DFND | 1 | 0 | 520,666 | 0 | |
NRG YIELD INC | CL C | 62942X405 | 14,900 | 866,293 | SH | DFND | 1 | 0 | 866,293 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 5,464 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
ONEMAIN HLDGS INC | COM | 68268W103 | 1,828,869 | 54,937,500 | SH | DFND | 1, 2 | 0 | 54,937,500 | 0 | |
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 3,447 | 183,819 | SH | DFND | 1 | 0 | 183,819 | 0 | |
PATTERN ENERGY GROUP INC | NOTE 4.000% 7/1 | 70338PAB6 | 50,614 | 50,715,000 | PRN | DFND | 1 | 0 | 50,715,000 | 0 | |
PETMED EXPRESS INC | COM | 716382106 | 17,620 | 400,000 | SH | Put | DFND | 1 | 0 | 400,000 | 0 |
PG&E CORP | COM | 69331C108 | 12,768 | 300,000 | SH | Call | DFND | 1 | 0 | 300,000 | 0 |
PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 702 | 68,954 | SH | DFND | 1 | 0 | 68,954 | 0 | |
PLAYAGS INC | COM | 72814N104 | 501,690 | 18,533,076 | SH | DFND | 2 | 0 | 18,533,076 | 0 | |
PRESIDIO INC | COM | 74102M103 | 757,180 | 57,800,000 | SH | DFND | 2 | 0 | 57,800,000 | 0 | |
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 27,311 | 2,690,762 | SH | DFND | 1 | 0 | 2,690,762 | 0 | |
SAFETY INCOME & GROWTH INC | COM | 78649D104 | 3,695 | 194,769 | SH | DFND | 1 | 0 | 194,769 | 0 | |
SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 14,360 | 809,451 | SH | DFND | 1 | 0 | 809,451 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 870 | 1,740,032 | SH | DFND | 1 | 0 | 1,740,032 | 0 | |
SEACOR HOLDINGS INC | NOTE 3.000%11/1 | 81170YAB5 | 9,775 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 9,796 | 129,000 | SH | Put | DFND | 1 | 0 | 129,000 | 0 |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 13,772 | 126,000 | SH | Put | DFND | 1 | 0 | 126,000 | 0 |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 1,493 | 46,440 | SH | DFND | 1 | 0 | 46,440 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 32,150 | 1,000,000 | SH | Call | DFND | 1 | 0 | 1,000,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 304,186 | 1,121,300 | SH | Put | DFND | 1 | 0 | 1,121,300 | 0 |
TALOS ENERGY INC | COM | 87484T108 | 616,621 | 19,191,451 | SH | DFND | 2, 3 | 0 | 19,191,451 | 0 | |
TARGA RES CORP | COM | 87612G101 | 24,338 | 491,783 | SH | DFND | 1 | 0 | 491,783 | 0 | |
TESLA INC | COM | 88160R101 | 1,715 | 5,000 | SH | Put | DFND | 1 | 0 | 5,000 | 0 |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 12,160 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
TRANSCANADA CORP | COM | 89353D107 | 5,400 | 125,000 | SH | DFND | 1 | 0 | 125,000 | 0 | |
TRINITY INDS INC | COM | 896522109 | 3,426 | 100,000 | SH | Call | DFND | 1 | 0 | 100,000 | 0 |
UNION BANKSHARES CORP NEW | COM | 90539J109 | 2,439 | 62,742 | SH | DFND | 1 | 0 | 62,742 | 0 | |
VEDANTA LTD | SPONSORED ADR | 92242Y100 | 4,760 | 350,000 | SH | DFND | 1 | 0 | 350,000 | 0 | |
VICI PPTYS INC | COM | 925652109 | 83,629 | 4,051,771 | SH | DFND | 1 | 0 | 4,051,771 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 1,115,043 | 47,127,762 | SH | DFND | 1, 2, 3 | 0 | 47,127,762 | 0 | |
WARRIOR MET COAL INC | COM | 93627C101 | 103,787 | 3,764,474 | SH | DFND | 1, 2, 3 | 0 | 3,764,474 | 0 | |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAA9 | 12,867 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
WEATHERFORD INTL LTD | NOTE 5.875% 7/0 | 947075AH0 | 66,049 | 66,821,000 | PRN | DFND | 1 | 0 | 66,821,000 | 0 | |
WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | 4,568 | 94,400 | SH | DFND | 1 | 0 | 94,400 | 0 | |
WILLIAMS PARTNERS L P NEW | COM UNIT LTD PAR | 96949L105 | 4,871 | 120,000 | SH | DFND | 1 | 0 | 120,000 | 0 |