0001209191-16-156382.txt : 20161221
0001209191-16-156382.hdr.sgml : 20161221
20161221190630
ACCESSION NUMBER: 0001209191-16-156382
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161219
FILED AS OF DATE: 20161221
DATE AS OF CHANGE: 20161221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TUBEMOGUL INC
CENTRAL INDEX KEY: 0001449278
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 510633881
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-653-0677
MAIL ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nakache Patricia
CENTRAL INDEX KEY: 0001597755
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064859
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mehandru Karan
CENTRAL INDEX KEY: 0001606271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064860
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD, SUITE 4-160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Labatt Nina C.
CENTRAL INDEX KEY: 0001605660
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064861
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRINITY VENTURES X LP
CENTRAL INDEX KEY: 0001456065
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 162064862
BUSINESS ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-854-9500
MAIL ADDRESS:
STREET 1: 3000 SAND HILL ROAD
STREET 2: BUILDING 4, SUITE 160
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-12-19
1
0001449278
TUBEMOGUL INC
TUBE
0001456065
TRINITY VENTURES X LP
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001605660
Labatt Nina C.
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001606271
Mehandru Karan
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
0001597755
Nakache Patricia
2480 SAND HILL ROAD, SUITE 200
MENLO PARK
CA
94025
0
0
0
1
Former 10% Owner
Common Stock
2016-12-19
4
U
0
4383749
14.00
D
0
I
By Trinity Ventures X, L.P.
Common Stock
2016-12-19
4
U
0
42392
14.00
D
0
I
By Trinity X Entrepreneurs' Fund, L.P.
Common Stock
2016-12-19
4
U
0
24824
14.00
D
0
I
By Trinity X Side-By-Side Fund, L.P.
Common Stock
2016-12-19
4
U
0
6496
14.00
D
0
I
By Daniel Scholnick
Common Stock
2016-12-19
4
U
0
8539
14.00
D
0
I
By Fenton Family 1994 Trust
Common Stock
2016-12-19
4
U
0
9776
14.00
D
0
I
By Lederer-Orr Family Trust
Common Stock
2016-12-19
4
U
0
12603
14.00
D
0
I
By Tai Family Trust
Common Stock
2016-12-19
4
U
0
1941
14.00
D
0
I
By Wang Family Trust
Common Stock
2016-12-19
4
U
0
1936
14.00
D
0
I
By Mehandru Nguyen Revocable Trust Dated October 30, 2015
Common Stock
2016-12-19
4
U
0
2748
14.00
D
0
I
By TVL Management Corporation
Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.
Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of its pecuniary interest therein.
Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.
The shares were held by Daniel Scholnick.
The shares were held by the Fenton Family 1994 Trust (the "Fenton Family Trust"). Mr. Fenton is a trustee of the Fenton Family Trust. Mr. Fenton disclaims beneficial ownership of the shares held by the Fenton Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares were held by the Lederer-Orr Family Trust (the "Lederer-Orr Family Trust"). Mr. Orr is a trustee of the Lederer-Orr Family Trust. Mr. Orr disclaims beneficial ownership of the shares held by the Lederer-Orr Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares were held by the Tai Family Trust (the "Tai Family Trust"). Mr. Tai is a trustee of the Tai Family Trust. Mr. Tai disclaims beneficial ownership of the shares held by the Tai Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares were held by the Wang Family Trust (the "Wang Family Trust"). Mr. Wang is a trustee of the Wang Family Trust. Mr. Wang disclaims beneficial ownership of the shares held by the Wang Family Trust except to the extent of his proportionate pecuniary interest therein.
The shares were held by the Mehandru Nguyen Revocable Trust Dated October 30, 2015 (the "Mehandru Nguyen Trust"). Mr. Mehandru is a trustee of the Mehandru Nguyen Trust. Mr. Mehandru disclaims beneficial ownership of the shares held by the Mehandru Nguyen Trust except to the extent of his proportionate pecuniary interest therein.
The shares were held by Trinity TVL Management Corporation.
Filing 2 of 2: see Form 4 for TVL Management Corporation for additional members of this joint filing.
/s/ Nina C. Labatt, Management Member of Trinity TVL X, LLC which serves as the sole General Partner of Trinity Ventures X, L.P.
2016-12-21
/s/ Nina Labatt
2016-12-21
/s/ Karan Mehandru
2016-12-21
/s/ Patricia Nakache
2016-12-21