0001449086-12-000001.txt : 20120315 0001449086-12-000001.hdr.sgml : 20120315 20120315154637 ACCESSION NUMBER: 0001449086-12-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120315 DATE AS OF CHANGE: 20120315 EFFECTIVENESS DATE: 20120315 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC GUGGENHEIM FUND LTD CENTRAL INDEX KEY: 0001449086 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-123969 FILM NUMBER: 12693909 BUSINESS ADDRESS: STREET 1: GUGGENHEIM INVESTMENT MNGT LLC STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-651-9450 MAIL ADDRESS: STREET 1: GUGGENHEIM INVESTMENT MNGT LLC STREET 2: 135 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0704 D/A LIVE 0001449086 NZC GUGGENHEIM FUND LTD GUGGENHEIM INVESTMENT MNGT LLC 135 EAST 57TH STREET NEW YORK NY NEW YORK 10022 212-651-9450 CAYMAN ISLANDS None None Other Cayman Islands exempted Company true 2008 n/a Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Promoter Manager n/a Guggenheim Partners, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Parent of the Manager Todd L. Boehly Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Jeffrey B. Abrams Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Michael P. Damaso Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Adrian G.W. Duffy Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Kevin H. Gundersen Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer William R. Hagner Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Thomas J. Hauser Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Anthony D. Minella Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Stephen D. Sautel Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Erich E. Schram Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Zachary D. Warren Guggenheim Investment Management, LLC 135 East 57th Street New York NY NEW YORK 10022 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001331308-11-000006 2008-08-07 true true false 0 Guggenheim Securities, LLC 40638 None None 135 East 57th Street 8th Floor New York NY NEW YORK 10022 All States false Indefinite 168065198 Indefinite false 20 0 0 The Manager pays a certain percentage of the aggregate principal amount of Interests sold to the placement agent - see item 12. The current offering commenced prior to 3/15/09; item 15 reflects the requested information commencing from such date. 0 false NZC GUGGENHEIM FUND LTD Stephen D. Sautel Stephen D. Sautel Senior Managing Director of the Manager 2012-03-15