0000899140-21-000681.txt : 20211015 0000899140-21-000681.hdr.sgml : 20211015 20211015080244 ACCESSION NUMBER: 0000899140-21-000681 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20211015 DATE AS OF CHANGE: 20211015 EFFECTIVENESS DATE: 20211015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NZC GUGGENHEIM FUND LTD CENTRAL INDEX KEY: 0001449086 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-123969 FILM NUMBER: 211324834 BUSINESS ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 3105761270 MAIL ADDRESS: STREET 1: 100 WILSHIRE BOULEVARD, SUITE 500 CITY: SANTA MONICA STATE: CA ZIP: 90401 D/A 1 primary_doc.xml X0708 D/A LIVE 0001449086 NZC GUGGENHEIM FUND LTD 100 WILSHIRE BOULEVARD, SUITE 500 Santa Monica CA CALIFORNIA 90401 3105761270 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true Alastair M. McKeever 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. McKeever is Managing Director of the Investment Adviser of the Issuer. Kevin H. Gundersen 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Gundersen is Senior Managing Director of the Investment Adviser of the Issuer. Thomas Hauser 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer. Kevin J. Solomon PO Box 1093 Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director William Shaw PO Box 1093 Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Matthew Bloom 330 Madison Avenue, 10th Floor New York NY NEW YORK 10017 Executive Officer Mr. Bloom is Senior Managing Director of the Investment Adviser of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-20-000463 2008-09-30 true true true false 100000 Guggenheim Securities, LLC 40638 Guggenheim Securities, LLC 40638 330 Madison Avenue 8th Floor New York NY NEW YORK 10017 All States false Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 805 King Farm Blvd, Suite 600 Rockville MD MARYLAND 20850 All States false Indefinite 407996116 Indefinite false 71 179802 true 0 The fees are paid by the investment advisor of the Issuer and the estimate includes amounts that may be payable over the next 12 months. 0 false NZC GUGGENHEIM FUND LTD Robert Jee Robert Jee CCO of the Investment Adviser 2021-10-15