0001127602-17-020680.txt : 20170606 0001127602-17-020680.hdr.sgml : 20170606 20170606163421 ACCESSION NUMBER: 0001127602-17-020680 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170602 FILED AS OF DATE: 20170606 DATE AS OF CHANGE: 20170606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Voya Financial, Inc. CENTRAL INDEX KEY: 0001535929 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 521222820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: 212-309-8200 MAIL ADDRESS: STREET 1: 230 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: ING U.S., Inc. DATE OF NAME CHANGE: 20120709 FORMER COMPANY: FORMER CONFORMED NAME: ING America Insurance Holdings, Inc. DATE OF NAME CHANGE: 20111130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walsh Patricia J CENTRAL INDEX KEY: 0001448864 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35897 FILM NUMBER: 17894514 MAIL ADDRESS: STREET 1: BABSON CAPITAL MANAGEMENT LLC STREET 2: 1500 MAIN STREET PO BOX 15189 CITY: SPRINGFIELD STATE: MA ZIP: 01115 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-06-02 0001535929 Voya Financial, Inc. VOYA 0001448864 Walsh Patricia J 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2017-06-02 4 P 0 2777 35.333 A 8662 D Performance Stock Unit Common Stock 27785 27785 D Restricted Stock Units Common Stock 35042 35042 D The stock units will vest based on their respective award agreements. The number of shares of Common Stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of Common Stock delivered upon vesting can range from 0% to 150% of the number presented above. Executive Vice President and Chief Legal Officer /s/ Jean Weng, Attorney in Fact 2017-06-06