0001595585-20-000084.txt : 20200615 0001595585-20-000084.hdr.sgml : 20200615 20200615193916 ACCESSION NUMBER: 0001595585-20-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200611 FILED AS OF DATE: 20200615 DATE AS OF CHANGE: 20200615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alpern Robert J CENTRAL INDEX KEY: 0001448074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38558 FILM NUMBER: 20964615 MAIL ADDRESS: STREET 1: YALE SCHOOL OF MEDICINE STREET 2: 333 CEDAR STREET, C203 SHM CITY: NEW HAVEN STATE: CT ZIP: 06520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tricida, Inc. CENTRAL INDEX KEY: 0001595585 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 463372526 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT, SUITE 201 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 415-429-7800 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT, SUITE 201 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_159226433861659.xml FORM 4 X0306 4 2020-06-11 0 0001595585 Tricida, Inc. TCDA 0001448074 Alpern Robert J 7000 SHORELINE COURT SUITE 201 SOUTH SAN FRANCISCO CA 94080 1 0 0 0 Common Stock 2020-06-11 4 A 0 5670 0 A 143060 D Stock Option (right to buy) 25.4 2020-06-11 4 A 0 22967 0 A 2030-06-10 Common Stock 22967.0 22967 D Represents restricted stock units ("RSUs") that vest on the earlier of (i) the one-year anniversary of June 11, 2020 (the "Grant Date") and (ii) the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date (the "Next Annual Meeting"), subject to the Reporting Person's continuous service as a non-employee director through such vesting date. Each RSU represents a contingent right to receive one share of Common Stock. Subject to the Reporting Person's continuous service to the Issuer as a non-employee director through each vesting date, this option vests ratably on a monthly basis, on the monthly anniversary of June 11, 2020 ("Option Date"), over the one-year period following the Option Date so that the option shall be 100% vested and exercisable on the one-year anniversary of the Option Date ("Vesting Date"); provided, however, if the Next Annual Meeting occurs prior to the Vesting Date, then the option shall vest in full immediately prior to the Next Annual Meeting. /s/ Geoffrey M. Parker, attorney-in-fact 2020-06-15