0001595585-20-000084.txt : 20200615
0001595585-20-000084.hdr.sgml : 20200615
20200615193916
ACCESSION NUMBER: 0001595585-20-000084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200611
FILED AS OF DATE: 20200615
DATE AS OF CHANGE: 20200615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alpern Robert J
CENTRAL INDEX KEY: 0001448074
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38558
FILM NUMBER: 20964615
MAIL ADDRESS:
STREET 1: YALE SCHOOL OF MEDICINE
STREET 2: 333 CEDAR STREET, C203 SHM
CITY: NEW HAVEN
STATE: CT
ZIP: 06520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tricida, Inc.
CENTRAL INDEX KEY: 0001595585
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 463372526
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT, SUITE 201
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 415-429-7800
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT, SUITE 201
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
wf-form4_159226433861659.xml
FORM 4
X0306
4
2020-06-11
0
0001595585
Tricida, Inc.
TCDA
0001448074
Alpern Robert J
7000 SHORELINE COURT
SUITE 201
SOUTH SAN FRANCISCO
CA
94080
1
0
0
0
Common Stock
2020-06-11
4
A
0
5670
0
A
143060
D
Stock Option (right to buy)
25.4
2020-06-11
4
A
0
22967
0
A
2030-06-10
Common Stock
22967.0
22967
D
Represents restricted stock units ("RSUs") that vest on the earlier of (i) the one-year anniversary of June 11, 2020 (the "Grant Date") and (ii) the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date (the "Next Annual Meeting"), subject to the Reporting Person's continuous service as a non-employee director through such vesting date. Each RSU represents a contingent right to receive one share of Common Stock.
Subject to the Reporting Person's continuous service to the Issuer as a non-employee director through each vesting date, this option vests ratably on a monthly basis, on the monthly anniversary of June 11, 2020 ("Option Date"), over the one-year period following the Option Date so that the option shall be 100% vested and exercisable on the one-year anniversary of the Option Date ("Vesting Date"); provided, however, if the Next Annual Meeting occurs prior to the Vesting Date, then the option shall vest in full immediately prior to the Next Annual Meeting.
/s/ Geoffrey M. Parker, attorney-in-fact
2020-06-15