0000899243-19-017418.txt : 20190619 0000899243-19-017418.hdr.sgml : 20190619 20190619161041 ACCESSION NUMBER: 0000899243-19-017418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190617 FILED AS OF DATE: 20190619 DATE AS OF CHANGE: 20190619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Index Venture Associates III Ltd CENTRAL INDEX KEY: 0001503683 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36517 FILM NUMBER: 19906169 BUSINESS ADDRESS: STREET 1: NO. 1 SEATON PLACE CITY: ST. HELIER, CHANNEL ISL. STATE: Y9 ZIP: JE4 8YJ BUSINESS PHONE: 441534605643 MAIL ADDRESS: STREET 1: NO. 1 SEATON PLACE CITY: ST. HELIER, CHANNEL ISL. STATE: Y9 ZIP: JE4 8YJ REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Index Venture Associates IV Ltd CENTRAL INDEX KEY: 0001447962 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36517 FILM NUMBER: 19906170 BUSINESS ADDRESS: STREET 1: 44 ESPLANADE CITY: ST. HELIER, CHANNEL ISLANDS STATE: Y9 ZIP: JE4 9WG BUSINESS PHONE: 44 1534 753 623 MAIL ADDRESS: STREET 1: 44 ESPLANADE CITY: ST. HELIER, CHANNEL ISLANDS STATE: Y9 ZIP: JE4 9WG REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Index Venture Associates V Ltd CENTRAL INDEX KEY: 0001611751 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36517 FILM NUMBER: 19906171 BUSINESS ADDRESS: STREET 1: 44 ESPLANADE CITY: ST. HELIER, CHANNEL ISLANDS STATE: Y9 ZIP: JE4 9WG BUSINESS PHONE: 44 0 1534-504000 MAIL ADDRESS: STREET 1: 44 ESPLANADE CITY: ST. HELIER, CHANNEL ISLANDS STATE: Y9 ZIP: JE4 9WG REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yucca (Jersey) SLP CENTRAL INDEX KEY: 0001591294 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36517 FILM NUMBER: 19906172 BUSINESS ADDRESS: STREET 1: OGIER HOUSE STREET 2: THE ESPLANADE CITY: ST. HELIER STATE: Y9 ZIP: JE4 9WG BUSINESS PHONE: 44-0-1534-833400 MAIL ADDRESS: STREET 1: NO. 1 SEATON PLACE CITY: ST. HELIER STATE: Y9 ZIP: Y9 JE48YJ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Minerva Neurosciences, Inc. CENTRAL INDEX KEY: 0001598646 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 260784194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 286 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-600-7373 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 286 CITY: WALTHAM STATE: MA ZIP: 02451 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-17 0 0001598646 Minerva Neurosciences, Inc. NERV 0001503683 Index Venture Associates III Ltd C/O EFG WEALTH SOLUTIONS (JERSEY) LTD. 5TH FLOOR, 44 ESPLANADE ST. HELIER Y9 JE1 3FG JERSEY 0 0 1 0 0001447962 Index Venture Associates IV Ltd C/O INTERTRUST FUND SERVICES (JERSEY) LIMITED, 44 ESPLANADE ST. HELIER Y9 JE4 9WG JERSEY 0 0 1 0 0001611751 Index Venture Associates V Ltd C/O INTERTRUST FUND SERVICES (JERSEY) LIMITED, 44 ESPLANADE ST. HELIER Y9 JE4 9WG JERSEY 0 0 1 0 0001591294 Yucca (Jersey) SLP C/O INTERTRUST EMPLOYEE BENEFIT SERVICES LTD., 44 ESPLANADE ST. HELIER Y9 JE4 9WG JERSEY 0 0 1 0 Common Stock 2019-06-17 4 S 0 56243 4.4487 D 4256682 I See Footnote Common Stock 2019-06-18 4 S 0 49675 4.4393 D 4207007 I See Footnote Represents 9,749 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 19,804 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 353 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 13,542 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 1,285 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 10,709 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 87 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 714 shares sold by Yucca (Jersey) SLP ("Yucca Jersey"). The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.365 to $4.55. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents 737,827 shares held directly by Index III Jersey, 1,498,821 shares held directly by Index III Delaware, 26,700 shares held directly by Index III Parallel, 1,024,923 shares held directly by Index IV Jersey, 97,285 shares held directly by Index IV Parallel, 810,520 shares held directly by Index V Jersey, 6,567 shares held directly by Index V Parallel and 54,039 shares held directly by Yucca Jersey. Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose. Represents 8,610 shares sold by Index III Jersey, 17,491 shares sold by Index III Delaware, 311 shares sold by Index III Parallel, 11,961 shares sold by Index IV Jersey, 1,135 shares sold by Index IV Parallel, 9,459 shares sold by Index V Jersey, 77 shares sold by Index V Parallel and 631 shares sold by Yucca Jersey. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.51. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Represents 729,217 shares held directly by Index III Jersey, 1,481,330 shares held directly by Index III Delaware, 26,389 shares held directly by Index III Parallel, 1,012,962 shares held directly by Index IV Jersey, 96,150 shares held directly by Index IV Parallel, 801,061 shares held directly by Index V Jersey, 6,490 shares held directly by Index V Parallel and 53,408 shares held directly by Yucca Jersey. Index Venture Associates III Ltd., By: /s/ Nigel Greenwood, Director 2019-06-19 Index Venture Associates IV Ltd., By: /s/ Michael Johnson, Director 2019-06-19 Index Venture Associates V Ltd., By: /s/ Michael Johnson, Director 2019-06-19 YUCCA (JERSEY) SLP, By: Intertrust Employee Benefit Services Ltd., as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Investment Scheme, By: /s/ Sarah Earles, /s/ Michael Johnson, Its: Authorized Signatories 2019-06-19