0000899243-19-016830.txt : 20190613
0000899243-19-016830.hdr.sgml : 20190613
20190613165542
ACCESSION NUMBER: 0000899243-19-016830
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190611
FILED AS OF DATE: 20190613
DATE AS OF CHANGE: 20190613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Venture Associates III Ltd
CENTRAL INDEX KEY: 0001503683
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36517
FILM NUMBER: 19896669
BUSINESS ADDRESS:
STREET 1: NO. 1 SEATON PLACE
CITY: ST. HELIER, CHANNEL ISL.
STATE: Y9
ZIP: JE4 8YJ
BUSINESS PHONE: 441534605643
MAIL ADDRESS:
STREET 1: NO. 1 SEATON PLACE
CITY: ST. HELIER, CHANNEL ISL.
STATE: Y9
ZIP: JE4 8YJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Venture Associates IV Ltd
CENTRAL INDEX KEY: 0001447962
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36517
FILM NUMBER: 19896670
BUSINESS ADDRESS:
STREET 1: 44 ESPLANADE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE4 9WG
BUSINESS PHONE: 44 1534 753 623
MAIL ADDRESS:
STREET 1: 44 ESPLANADE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE4 9WG
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Index Venture Associates V Ltd
CENTRAL INDEX KEY: 0001611751
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36517
FILM NUMBER: 19896671
BUSINESS ADDRESS:
STREET 1: 44 ESPLANADE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE4 9WG
BUSINESS PHONE: 44 0 1534-504000
MAIL ADDRESS:
STREET 1: 44 ESPLANADE
CITY: ST. HELIER, CHANNEL ISLANDS
STATE: Y9
ZIP: JE4 9WG
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yucca (Jersey) SLP
CENTRAL INDEX KEY: 0001591294
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36517
FILM NUMBER: 19896672
BUSINESS ADDRESS:
STREET 1: OGIER HOUSE
STREET 2: THE ESPLANADE
CITY: ST. HELIER
STATE: Y9
ZIP: JE4 9WG
BUSINESS PHONE: 44-0-1534-833400
MAIL ADDRESS:
STREET 1: NO. 1 SEATON PLACE
CITY: ST. HELIER
STATE: Y9
ZIP: Y9 JE48YJ
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Minerva Neurosciences, Inc.
CENTRAL INDEX KEY: 0001598646
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 260784194
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 286
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-600-7373
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 286
CITY: WALTHAM
STATE: MA
ZIP: 02451
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-06-11
0
0001598646
Minerva Neurosciences, Inc.
NERV
0001503683
Index Venture Associates III Ltd
C/O EFG WEALTH SOLUTIONS (JERSEY) LTD.
5TH FLOOR, 44 ESPLANADE
ST. HELIER
Y9
JE1 3FG
JERSEY
0
0
1
0
0001447962
Index Venture Associates IV Ltd
C/O INTERTRUST FUND SERVICES (JERSEY)
LIMITED, 44 ESPLANADE
ST. HELIER
Y9
JE4 9WG
JERSEY
0
0
1
0
0001611751
Index Venture Associates V Ltd
C/O INTERTRUST FUND SERVICES (JERSEY)
LIMITED, 44 ESPLANADE
ST. HELIER
Y9
JE4 9WG
JERSEY
0
0
1
0
0001591294
Yucca (Jersey) SLP
C/O INTERTRUST EMPLOYEE BENEFIT SERVICES
LTD., 44 ESPLANADE
ST. HELIER
Y9
JE4 9WG
JERSEY
0
0
1
0
Common Stock
2019-06-11
4
S
0
33150
4.7769
D
4418293
I
See Footnote
Common Stock
2019-06-12
4
S
0
26901
4.5719
D
4391392
I
See Footnote
Represents 5,746 shares sold by Index Ventures III (Jersey), L.P. ("Index III Jersey"), 11,672 shares sold by Index Ventures III (Delaware), L.P. ("Index III Delaware"), 208 shares sold by Index Ventures III Parallel Entrepreneur Fund (Jersey) L.P. ("Index III Parallel" and, together with Index III Jersey and Index III Delaware, the "Index III Funds"), 7,982 shares sold by Index Ventures IV (Jersey) L.P. ("Index IV Jersey"), 758 shares sold by Index Ventures IV Parallel Entrepreneur Fund (Jersey) L.P. ("Index IV Parallel" and, together with Index IV Jersey, the "Index IV Funds"), 6,312 shares sold by Index Ventures V (Jersey), L.P. ("Index V Jersey"), 51 shares sold by Index Ventures V Parallel Entrepreneur Fund (Jersey), L.P. ("Index V Parallel" and, together with Index V Jersey, the "Index V Funds") and 421 shares sold by Yucca (Jersey) SLP ("Yucca Jersey").
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.95. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents 765,840 shares held directly by Index III Jersey, 1,555,726 shares held directly by Index III Delaware, 27,714 shares held directly by Index III Parallel, 1,063,835 shares held directly by Index IV Jersey, 100,978 shares held directly by Index IV Parallel, 841,291 shares held directly by Index V Jersey, 6,817 shares held directly by Index V Parallel and 56,092 shares held directly by Yucca Jersey.
Index Venture Associates III Ltd. ("Index III GP") is the general partner of the Index III Funds, Index Venture Associates IV Ltd. ("Index IV GP") is the general partner of the Index IV Funds and Index Venture Associates V Ltd. ("Index V GP") is the general partner of the Index V Funds. Yucca (Jersey) SLP is the Administrator of the Index Co-Investment Scheme acting through Intertrust Employee Benefit Services Limited. Each of Index III GP, Index IV GP and Index V GP disclaims Section 16 beneficial ownership of the securities held by the Index III Funds, Index IV Funds and Index V Funds, respectively, and the shares held by Yucca Jersey, except to the extent of its respective pecuniary interest therein, if any, and this report shall not be deemed an admission that Index III GP, Index IV GP or Index V GP is the beneficial owner of such securities for Section 16 or any other purpose.
Represents 4,663 shares sold by Index III Jersey, 9,472 shares sold by Index III Delaware, 169 shares sold by Index III Parallel, 6,477 shares sold by Index IV Jersey, 615 shares sold by Index IV Parallel, 5,122 shares sold by Index V Jersey, 41 shares sold by Index V Parallel and 342 shares sold by Yucca Jersey.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.50 to $4.63. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents 761,177 shares held directly by Index III Jersey, 1,546,254 shares held directly by Index III Delaware, 27,545 shares held directly by Index III Parallel, 1,057,358 shares held directly by Index IV Jersey, 100,363 shares held directly by Index IV Parallel, 836,169 shares held directly by Index V Jersey, 6,776 shares held directly by Index V Parallel and 55,750 shares held directly by Yucca Jersey.
Index Venture Associates III Ltd., By: /s/ Nigel Greenwood, Director
2019-06-13
Index Venture Associates IV Ltd., By: /s/ Michael Johnson, Director
2019-06-13
Index Venture Associates V Ltd., By: /s/ Michael Johnson, Director
2019-06-13
YUCCA (JERSEY) SLP, By: Intertrust Employee Benefit Services Ltd., as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Investment Scheme, By: /s/ Sarah Earles, /s/ Michael Johnson, Its: Authorized Signatories
2019-06-13