0001447946-22-000010.txt : 20220815
0001447946-22-000010.hdr.sgml : 20220815
20220815153217
ACCESSION NUMBER: 0001447946-22-000010
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220815
DATE AS OF CHANGE: 20220815
EFFECTIVENESS DATE: 20220815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CQS (US), LLC
CENTRAL INDEX KEY: 0001447946
IRS NUMBER: 753266974
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13237
FILM NUMBER: 221165298
BUSINESS ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122592900
MAIL ADDRESS:
STREET 1: 152 WEST 57TH STREET
STREET 2: 40TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: CQS (US) LLC
DATE OF NAME CHANGE: 20081014
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001447946
XXXXXXXX
028-13237
06-30-2022
06-30-2022
CQS (US), LLC
152 WEST 57TH STREET
40TH FLOOR
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-13237
N
Maria Piccolino
Chief Compliance Officer, CQS (US) LLC
2122592617
Maria Piccolino
NEW YORK
NY
08-10-2022
2
94
930318
1
0001435249
028-13133
CQS (HONG KONG) LTD
2
0001438311
028-13136
CQS (UK) LLP
INFORMATION TABLE
2
information_table.xml
TRANSOCEAN LTD
REG SHS
H8817H100
3114
935000
SH
DFND
1,2
0
935000
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
51330
2438479
SH
DFND
1,2
0
2438479
0
EURONAV NV
SHS
B38564108
847
71000
SH
DFND
1,2
0
71000
0
ZILLOW GROUP INC
NOTE 1.375% 9/0
98954MAG6
1013
1000000
PRN
DFND
1,2
0
0
0
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
3360
3200000
PRN
DFND
1,2
0
0
0
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
15360
16000000
PRN
DFND
1,2
0
0
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
7455
1100000
PRN
DFND
1,2
0
0
0
WAYFAIR INC
NOTE 0.625%10/0
94419LAM3
18231
27539000
PRN
DFND
1,2
0
0
0
WAYFAIR INC
NOTE 1.125%11/0
94419LAD3
2393
3000000
PRN
DFND
1,2
0
0
0
PARAMOUNT GLOBAL
CLASS A COM
92556H107
1388
50938
SH
DFND
1,2
0
50938
0
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
17087
624093
SH
DFND
1,2
0
624093
0
URANIUM ENERGY CORP
COM
916896103
4928
1599865
SH
DFND
1,2
0
1599865
0
UR-ENERGY INC
COM
91688R108
11388
10756553
SH
DFND
1,2
0
10756553
0
UNDER ARMOUR INC
CL C
904311206
165
21760
SH
DFND
1,2
0
21760
0
TWITTER INC
NOTE 3/1
90184LAN2
1069
1200000
PRN
DFND
1,2
0
0
0
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
2373
2400000
PRN
DFND
1,2
0
0
0
TERADYNE INC
NOTE 1.250%12/1
880770AG7
22353
7901000
PRN
DFND
1,2
0
0
0
TELADOC HEALTH INC
NOTE 1.250% 6/0
87918AAF2
5003
6700000
PRN
DFND
1,2
0
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142409
4973
390654
SH
DFND
1,2
0
390654
0
BLOCK INC
NOTE 5/0
852234AJ2
2981
3750000
PRN
DFND
1,2
0
0
0
BLOCK INC
NOTE 0.125% 3/0
852234AF0
14928
15800000
PRN
DFND
1,2
0
0
0
BLOCK INC
NOTE 0.500% 5/1
852234AD5
7450
6800000
PRN
DFND
1,2
0
0
0
SPOTIFY USA INC
NOTE 3/1
84921RAB6
795
1000000
PRN
DFND
1,2
0
0
0
SPLUNK INC
NOTE 1.125% 9/1
848637AD6
21510
22850000
PRN
DFND
1,2
0
0
0
SPLUNK INC
NOTE 0.500% 9/1
848637AC8
8720
9100000
PRN
DFND
1,2
0
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
26210
22150000
PRN
DFND
1,2
0
0
0
SNAP INC
NOTE 0.750% 8/0
83304AAB2
1344
1400000
PRN
DFND
1,2
0
0
0
SILICON LABORATORIES INC
NOTE 0.625% 6/1
826919AD4
27188
20950000
PRN
DFND
1,2
0
0
0
SIBANYE STILLWATER LTD
SPONSORED ADR
82575P107
349
35000
SH
DFND
1,2
0
35000
0
SHOPIFY INC
NOTE 0.125%11/0
82509LAA5
1683
2000000
PRN
DFND
1,2
0
0
0
SEA LTD
NOTE 0.250% 9/1
81141RAG5
1837
2500000
PRN
DFND
1,2
0
0
0
SEA LTD
NOTE 2.375%12/0
81141RAF7
2717
2350000
PRN
DFND
1,2
0
0
0
REDFIN CORP
NOTE 0.500% 4/0
75737FAE8
6460
13655000
PRN
DFND
1,2
0
0
0
PURE STORAGE INC
NOTE 0.125% 4/1
74624MAB8
730
650000
PRN
DFND
1,2
0
0
0
PLATINUM GROUP METALS LTD
COM
72765Q882
1158
883365
SH
DFND
1,2
0
883365
0
PIONEER NAT RES CO
NOTE 0.250% 5/1
723787AP2
50279
23200000
PRN
DFND
1,2
0
0
0
PIONEER NAT RES CO
COM
723787107
2231
10000
SH
DFND
1,2
0
10000
0
PINDUODUO INC
NOTE 12/0
722304AC6
2042
2250000
PRN
DFND
1,2
0
0
0
PELOTON INTERACTIVE INC
NOTE 2/1
70614WAB6
3238
5000000
PRN
DFND
1,2
0
0
0
PEBBLEBROOK HOTEL TR
NOTE 1.750%12/1
70509VAA8
362
400000
PRN
DFND
1,2
0
0
0
PEABODY ENGR CORP
COM
704551100
2772
130000
SH
DFND
1,2
0
130000
0
PALO ALTO NETWORKS INC
NOTE 0.375% 6/0
697435AF2
21464
12500000
PRN
DFND
1,2
0
0
0
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
25568
13600000
PRN
DFND
1,2
0
0
0
ON SEMICONDUCTOR CORP
NOTE 5/0
682189AS4
33584
29124000
PRN
DFND
1,2
0
0
0
OKTA INC
NOTE 0.125% 9/0
679295AD7
885
1000000
PRN
DFND
1,2
0
0
0
NEWS CORP NEW
CL A
65249B109
8582
550776
SH
DFND
1,2
0
550776
0
MIDDLEBY CORP
NOTE 1.000% 9/0
596278AB7
1707
1500000
PRN
DFND
1,2
0
0
0
MARRIOTT VACATIONS WORLDWIDE
NOTE 1/1
57164YAD9
16019
17500000
PRN
DFND
1,2
0
0
0
MAG SILVER CORP
COM
55903Q104
2483
204000
SH
DFND
1,2
0
204000
0
LUMENTUM HLDGS INC
NOTE 0.500%12/1
55024UAD1
9832
9550000
PRN
DFND
1,2
0
0
0
LIVENT CORP
NOTE 4.125% 7/1
53814LAB4
6074
2200000
PRN
DFND
1,2
0
0
0
LIONS GATE ENTMNT CORP
CL B NON VTG
535919500
3120
353240
SH
DFND
1,2
0
353240
0
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
2243
1900000
PRN
DFND
1,2
0
0
0
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
14974
258320
SH
DFND
1,2
0
258320
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
7562
209755
SH
DFND
1,2
0
209755
0
LIBERTY BROADBAND CORP
COM SER C
530307305
440
3811
SH
DFND
1,2
0
3811
0
LIBERTY BROADBAND CORP
COM SER A
530307107
8274
72865
SH
DFND
1,2
0
72865
0
LCI INDS
NOTE 1.125% 5/1
501812AB7
9063
10000000
PRN
DFND
1,2
0
0
0
JETBLUE AIRWAYS CORP
NOTE 0.500% 4/0
477143AP6
11098
15100000
PRN
DFND
1,2
0
0
0
IVANHOE ELECTRIC INC
COM
46578C108
3579
411331
SH
DFND
1,2
0
411331
0
ITRON INC
NOTE 3/1
465741AN6
8000
10000000
PRN
DFND
1,2
0
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
36162
37850000
PRN
DFND
1,2
0
0
0
HUBSPOT INC
NOTE 0.375% 6/0
443573AD2
1378
1077000
PRN
DFND
1,2
0
0
0
HEICO CORP NEW
CL A
422806208
1220
11583
SH
DFND
1,2
0
11583
0
GUIDEWIRE SOFTWARE INC
NOTE 1.250% 3/1
40171VAA8
518
550000
PRN
DFND
1,2
0
0
0
GRIFOLS S A
SP ADR REP B NVT
398438408
3183
271230
SH
DFND
1,2
0
271230
0
GOLD RESOURCE CORP
COM
38068T105
509
315978
SH
DFND
1,2
0
315978
0
FOX CORP
CL B COM
35137L204
60928
2051448
SH
DFND
1,2
0
2051448
0
FORD MTR CO DEL
NOTE 3/1
345370CZ1
43018
46950000
PRN
DFND
1,2
0
0
0
FIVE9 INC
NOTE 0.500% 6/0
338307AD3
1672
1700000
PRN
DFND
1,2
0
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
224
31140
SH
DFND
1,2
0
31140
0
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
256
350000
PRN
DFND
1,2
0
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
45439
44400000
PRN
DFND
1,2
0
0
0
ETSY INC
NOTE 0.125%10/0
29786AAJ5
342
300000
PRN
DFND
1,2
0
0
0
ENERGY FUELS INC
COM NEW
292671708
2959
602697
SH
DFND
1,2
0
602697
0
EOG RES INC
COM
26875P101
16784
151975
SH
DFND
1,2
0
151975
0
DICKS SPORTING GOODS INC
NOTE 3.250% 4/1
253393AD4
3355
1400000
PRN
DFND
1,2
0
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
8072
66600
SH
DFND
1,2
0
66600
0
DATADOG INC
NOTE 0.125% 6/1
23804LAB9
7612
6000000
PRN
DFND
1,2
0
0
0
CYBERARK SOFTWARE LTD
NOTE 11/1
23248VAB1
689
650000
PRN
DFND
1,2
0
0
0
COINBASE GLOBAL INC
NOTE 0.500% 6/0
19260QAB3
2256
4000000
PRN
DFND
1,2
0
0
0
CLEARWAY ENERGY INC
CL A
18539C105
12426
388661
SH
DFND
1,2
0
388661
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
4574
114316
SH
DFND
1,2
0
114316
0
CARNIVAL PLC
ADR
14365C103
1577
206563
SH
DFND
1,2
0
206563
0
CAMECO CORP
COM
13321L108
7378
351000
SH
DFND
1,2
0
351000
0
CABLE ONE INC
NOTE 3/1
12685JAE5
11516
14000000
PRN
DFND
1,2
0
0
0
BURLINGTON STORES INC
NOTE 2.250% 4/1
122017AB2
5165
5150000
PRN
DFND
1,2
0
0
0
BOOKING HOLDINGS INC
NOTE 0.750% 5/0
09857LAN8
16888
14000000
PRN
DFND
1,2
0
0
0
BILL COM HLDGS INC
NOTE 12/0
090043AB6
707
700000
PRN
DFND
1,2
0
0
0
BILIBILI INC
NOTE 1.250% 6/1
090040AD8
755
700000
PRN
DFND
1,2
0
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
15972
1407245
SH
DFND
1,2
0
1407245
0
ALPHABET INC
CAP STK CL A
02079K305
12040
5525
SH
DFND
1,2
0
5525
0
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
46403
42200000
PRN
DFND
1,2
0
0
0
AIRBNB INC
NOTE 3/1
009066AB7
2976
3600000
PRN
DFND
1,2
0
0
0