The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 29 | 578 | SH | DFND | 0 | 578 | 0 | ||
| ACCELERON PHARMA INC | COM | 00434H108 | 41 | 1,348 | SH | DFND | 0 | 1,348 | 0 | ||
| AMERICAN RLTY CAP PPTYS INC | NOTE 3.000% 8/0 | 02917TAA2 | 20,133 | 20,000,000 | SH | DFND | 1 | 0 | 20,000,000 | 0 | |
| AMERICAN RLTY CAP PPTYS INC | NOTE 3.750% 12/1 | 02917TAB0 | 29,227 | 28,319,000 | SH | DFND | 1 | 0 | 28,319,000 | 0 | |
| AMERICAN RLTY CAP PPTYS INC | NOTE 3.750% 12/1 | 02917TAB0 | 7,228 | 7,000,000 | SH | DFND | 0 | 7,000,000 | 0 | ||
| BANK OF NOVA SCOTIA | NOTE 4.500% 12/1 | 064159HB5 | 3,156 | 3,000,000 | SH | DFND | 0 | 3,000,000 | 0 | ||
| BEIGENE LTD | SPONSORED ADR | 07725L102 | 2,405 | 53,451 | SH | DFND | 0 | 53,451 | 0 | ||
| BEYONDSPRING INC | SHS | G10830100 | 10,291 | 240,000 | SH | DFND | 0 | 240,000 | 0 | ||
| CHECK CAP LTD | SHS | M2361E112 | 2,954 | 1,530,699 | SH | DFND | 0 | 1,530,699 | 0 | ||
| CHECK CAP LTD | *W EXP 02/28/202 | M2361E120 | 217 | 333,333 | SH | DFND | 0 | 333,333 | 0 | ||
| COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 2,171 | 2,068,000 | SH | DFND | 1 | 0 | 2,068,000 | 0 | |
| COLONY CAP INC | NOTE 3.875% 1/1 | 19624RAB2 | 5,122 | 5,027,000 | SH | DFND | 1 | 0 | 5,027,000 | 0 | |
| COLONY NORTHSTAR INC | CL A COM | 19625W104 | 19,668 | 1,395,926 | SH | DFND | 0 | 1,395,926 | 0 | ||
| COWEN GROUP INC NEW | CL A NEW | 223622606 | 18,609 | 1,145,187 | SH | DFND | 0 | 1,145,187 | 0 | ||
| DOVA PHARMACEUTICALS INC | COM | 25985T102 | 14,489 | 650,000 | SH | DFND | 0 | 650,000 | 0 | ||
| FANG HLDGS LTD | ADR | 30711Y102 | 82,112 | 22,132,544 | SH | DFND | 1 | 0 | 22,132,544 | 0 | |
| FANG HLDGS LTD | ADR | 30711Y102 | 11,037 | 2,974,909 | SH | DFND | 0 | 2,974,909 | 0 | ||
| FANHUA INC | SPONSORED ADR | 30712A103 | 28,942 | 3,381,116 | SH | DFND | 0 | 3,381,116 | 0 | ||
| GILEAD SCIENCES INC | COM | 375558103 | 8,760 | 123,759 | SH | DFND | 0 | 123,759 | 0 | ||
| GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,026 | 23,800 | SH | DFND | 0 | 23,800 | 0 | ||
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 10,355 | 843,912 | SH | DFND | 0 | 843,912 | 0 | ||
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 20,908 | 1,704,027 | SH | DFND | 1 | 0 | 1,704,027 | 0 | |
| IMPAX LABORATORIES INC | COM | 45256B101 | 4,830 | 300,000 | SH | DFND | 0 | 300,000 | 0 | ||
| JOUNCE THERAPEUTICS INC | COM | 481116101 | 1,456 | 92,610 | SH | DFND | 0 | 92,610 | 0 | ||
| L BRANDS INC | COM | 501797104 | 9,389 | 174,225 | SH | DFND | 0 | 174,225 | 0 | ||
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 9,014 | 268,681 | SH | DFND | 1 | 0 | 268,681 | 0 | |
| NATURES SUNSHINE PRODUCTS IN | COM | 639027101 | 37,824 | 2,854,607 | SH | DFND | 0 | 2,854,607 | 0 | ||
| NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | 3,378 | 62,214 | SH | DFND | 0 | 62,214 | 0 | ||
| OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 4,000 | 237,783 | SH | DFND | 0 | 237,783 | 0 | ||
| SINA CORP | ORD | G81477104 | 101,165 | 1,190,602 | SH | DFND | 1 | 0 | 1,190,602 | 0 | |
| SINA CORP | ORD | G81477104 | 7,080 | 83,316 | SH | DFND | 0 | 83,316 | 0 | ||
| SOHU COM INC | COM | 83408W103 | 4,055 | 90,000 | SH | DFND | 0 | 90,000 | 0 | ||
| SOHU COM INC | COM | 83408W103 | 79,500 | 1,764,319 | SH | DFND | 1 | 0 | 1,764,319 | 0 | |
| SPIRIT RLTY CAP INC NEW | NOTE 2.875% 5/1 | 84860WAA0 | 19,850 | 20,000,000 | SH | DFND | 1 | 0 | 20,000,000 | 0 | |
| SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 29,850 | 30,000,000 | SH | DFND | 1 | 0 | 30,000,000 | 0 | |
| SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 9,980 | 9,992,000 | SH | DFND | 0 | 9,992,000 | 0 | ||
| TRANSGLOBE ENERGY CORP | COM | 893662106 | 3,236 | 2,422,923 | SH | DFND | 1 | 0 | 2,422,923 | 0 | |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 30,796 | 1,780,069 | SH | DFND | 0 | 1,780,069 | 0 | ||
| YANDEX NV | NOTE 1.125% 12/1 | 98474TAB3 | 49,277 | 50,752,000 | SH | DFND | 1 | 0 | 50,752,000 | 0 | |
| VEREIT INC | COM | 92339V100 | 9,605 | 1,180,000 | SH | DFND | 1 | 0 | 1,180,000 | 0 | |
| VEREIT INC | COM | 92339V100 | 6,017 | 739,232 | SH | DFND | 0 | 739,232 | 0 | ||
| YY INC | ADS REPCOM CLA | 98426T106 | 90,583 | 1,560,969 | SH | DFND | 1 | 0 | 1,560,969 | 0 | |