The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 3,595 | 18,659 | SH | DFND | 1 | 0 | 18,659 | 0 | |
3M CO | COM | 88579Y101 | 238 | 1,225 | SH | DFND | 3 | 0 | 1,225 | 0 | |
ABBOTT LABS | COM | 002824100 | 3,719 | 31,060 | SH | DFND | 3 | 0 | 31,060 | 0 | |
ABBVIE INC | COM | 00287Y109 | 214 | 2,000 | SH | DFND | 3 | 0 | 2,000 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 2,171 | 7,793 | SH | DFND | 3 | 0 | 7,793 | 0 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 1,943 | 4,088 | SH | DFND | 1 | 0 | 4,088 | 0 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 293 | 630 | SH | DFND | 3 | 0 | 630 | 0 | |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 1,186 | 9,500 | SH | DFND | 3 | 0 | 9,500 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 3,936 | 38,900 | SH | DFND | 3 | 0 | 38,900 | 0 | |
ALAMO GROUP INC | COM | 011311107 | 341 | 2,200 | SH | DFND | 3 | 0 | 2,200 | 0 | |
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 2,248 | 89,960 | SH | DFND | 3 | 0 | 89,960 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,292 | 18,720 | SH | DFND | 3 | 0 | 18,720 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 206 | 100 | SH | DFND | 0 | 100 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 4,181 | 2,021 | SH | DFND | 1 | 0 | 2,021 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 7,375 | 3,604 | SH | DFND | 3 | 0 | 3,604 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 691 | 336 | SH | DFND | 3 | 0 | 336 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 256 | 5,000 | SH | DFND | 3 | 0 | 5,000 | 0 | |
AMAZON COM INC | COM | 023135106 | 5,198 | 1,700 | SH | DFND | 3 | 0 | 1,700 | 0 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 745 | 3,141 | SH | DFND | 3 | 0 | 3,141 | 0 | |
AMERICAN WELL CORP | CL A | 03044L105 | 35,274 | 2,030,767 | SH | DFND | 0 | 2,030,767 | 0 | ||
AMGEN INC | COM | 031162100 | 281 | 1,125 | SH | DFND | 3 | 0 | 1,125 | 0 | |
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 123,884 | 18,407,656 | SH | DFND | 0 | 18,407,656 | 0 | ||
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 20,955 | 3,113,645 | SH | DFND | 2 | 0 | 3,113,645 | 0 | |
AMPHENOL CORP NEW | CL A | 032095101 | 1,102 | 16,800 | SH | DFND | 3 | 0 | 16,800 | 0 | |
ANGLOGOLD ASHANTI LIMITED | SPONSORED ADR | 035128206 | 433 | 20,000 | SH | DFND | 3 | 0 | 20,000 | 0 | |
AON PLC | SHS CL A | G0403H108 | 395 | 1,700 | SH | DFND | 3 | 0 | 1,700 | 0 | |
APPLE INC | COM | 037833100 | 3,779 | 30,939 | SH | DFND | 1 | 0 | 30,939 | 0 | |
APPLE INC | COM | 037833100 | 2,062 | 17,200 | SH | DFND | 3 | 0 | 17,200 | 0 | |
ARES CAPITAL CORP | COM | 04010L103 | 3,840 | 203,707 | SH | DFND | 3 | 0 | 203,707 | 0 | |
BALL CORP | COM | 058498106 | 877 | 10,375 | SH | DFND | 3 | 0 | 10,375 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 3,931 | 133,780 | SH | DFND | 3 | 0 | 133,780 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,561 | 4 | SH | DFND | 3 | 0 | 4 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 6,163 | 23,870 | SH | DFND | 3 | 0 | 23,870 | 0 | |
BEST INC | SPONSORED ADS | 08653C106 | 12,318 | 6,552,117 | SH | DFND | 0 | 6,552,117 | 0 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 956 | 8,931 | SH | DFND | 4 | 0 | 8,931 | 0 | |
BLACKROCK INC | COM | 09247X101 | 1,799 | 2,401 | SH | DFND | 3 | 0 | 2,401 | 0 | |
BOOKING HOLDINGS INC | COM | 09857L108 | 1,471 | 630 | SH | DFND | 3 | 0 | 630 | 0 | |
BOSTON BEER INC | CL A | 100557107 | 1,076 | 900 | SH | DFND | 3 | 0 | 900 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 857 | 21,985 | SH | DFND | 3 | 0 | 21,985 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 4,570 | 187,684 | SH | DFND | 4 | 0 | 187,684 | 0 | |
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 11,908 | 175,200 | SH | DFND | 3 | 0 | 175,200 | 0 | |
BURLINGTON STORES INC | COM | 122017106 | 646 | 2,120 | SH | DFND | 3 | 0 | 2,120 | 0 | |
BUTTERFLY NETWORK INC | COM CL A | 124155102 | 180,361 | 10,716,630 | SH | DFND | 2 | 0 | 10,716,630 | 0 | |
CARRIAGE SVCS INC | COM | 143905107 | 246 | 7,000 | SH | DFND | 3 | 0 | 7,000 | 0 | |
CATERPILLAR INC | COM | 149123101 | 612 | 2,625 | SH | DFND | 3 | 0 | 2,625 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 5,230 | 80,000 | SH | DFND | 3 | 0 | 80,000 | 0 | |
CHECK CAP LTD | SHS | M2361E203 | 225 | 127,559 | SH | DFND | 2 | 0 | 127,559 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 384 | 3,360 | SH | DFND | 3 | 0 | 3,360 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 397 | 5,500 | SH | DFND | 3 | 0 | 5,500 | 0 | |
CHINA INDEX HLDGS LTD | SPNSRD ADS A | 16954W101 | 3,549 | 1,613,208 | SH | DFND | 1 | 0 | 1,613,208 | 0 | |
CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 4,482 | 430,576 | SH | DFND | 4 | 0 | 430,576 | 0 | |
CHUBB LIMITED | COM | H1467J104 | 209 | 1,295 | SH | DFND | 3 | 0 | 1,295 | 0 | |
CINTAS CORP | COM | 172908105 | 4,284 | 12,700 | SH | DFND | 3 | 0 | 12,700 | 0 | |
CISCO SYS INC | COM | 17275R102 | 1,201 | 23,200 | SH | DFND | 3 | 0 | 23,200 | 0 | |
COCA COLA CO | COM | 191216100 | 3,686 | 69,921 | SH | DFND | 1 | 0 | 69,921 | 0 | |
COCA COLA CO | COM | 191216100 | 529 | 10,000 | SH | DFND | 3 | 0 | 10,000 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 4,321 | 55,000 | SH | DFND | 3 | 0 | 55,000 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 646 | 8,170 | SH | DFND | 3 | 0 | 8,170 | 0 | |
COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 16,253 | 16,000,000 | SH | DFND | 1 | 0 | 16,000,000 | 0 | |
COMPUTER TASK GROUP INC | COM | 205477102 | 683 | 71,546 | SH | DFND | 3 | 0 | 71,546 | 0 | |
CONTRAFECT CORP | COM NEW | 212326300 | 3,578 | 745,385 | SH | DFND | 2 | 0 | 745,385 | 0 | |
CUMMINS INC | COM | 231021106 | 922 | 3,500 | SH | DFND | 3 | 0 | 3,500 | 0 | |
CUREVAC N V | COM | N2451R105 | 4,438 | 50,000 | SH | DFND | 3 | 0 | 50,000 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 840 | 185,000 | SH | DFND | 0 | 185,000 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 357 | 78,529 | SH | DFND | 4 | 0 | 78,529 | 0 | |
DANAHER CORPORATION | COM | 235851102 | 5,620 | 25,200 | SH | DFND | 3 | 0 | 25,200 | 0 | |
DECKERS OUTDOOR CORP | COM | 243537107 | 1,172 | 3,600 | SH | DFND | 3 | 0 | 3,600 | 0 | |
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 5,798 | 480,000 | SH | DFND | 3 | 0 | 480,000 | 0 | |
DISNEY WALT CO | COM | 254687106 | 540 | 2,924 | SH | DFND | 1 | 0 | 2,924 | 0 | |
DISNEY WALT CO | COM | 254687106 | 911 | 4,910 | SH | DFND | 3 | 0 | 4,910 | 0 | |
EDAP TMS S A | SPONSORED ADR | 268311107 | 1,001 | 103,906 | SH | DFND | 3 | 0 | 103,906 | 0 | |
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 495 | 17,180 | SH | DFND | 3 | 0 | 17,180 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 202 | 1,505 | SH | DFND | 3 | 0 | 1,505 | 0 | |
EPAM SYS INC | COM | 29414B104 | 384 | 1,000 | SH | DFND | 3 | 0 | 1,000 | 0 | |
EQUINIX INC | COM | 29444U700 | 270 | 400 | SH | DFND | 3 | 0 | 400 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 4,056 | 72,645 | SH | DFND | 1 | 0 | 72,645 | 0 | |
EZCORP INC | CL A NON VTG | 302301106 | 61 | 12,000 | SH | DFND | 3 | 0 | 12,000 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 3,704 | 12,860 | SH | DFND | 3 | 0 | 12,860 | 0 | |
FANG HLDGS LTD | ADR NEW | 30711Y300 | 3,472 | 277,734 | SH | DFND | 1 | 0 | 277,734 | 0 | |
FANG HLDGS LTD | ADR NEW | 30711Y300 | 636 | 50,886 | SH | DFND | 0 | 50,886 | 0 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 741 | 5,198 | SH | DFND | 3 | 0 | 5,198 | 0 | |
FISERV INC | COM | 337738108 | 1,449 | 12,174 | SH | DFND | 1 | 0 | 12,174 | 0 | |
FOOT LOCKER INC | COM | 344849104 | 561 | 9,790 | SH | DFND | 3 | 0 | 9,790 | 0 | |
FRANCO NEV CORP | COM | 351858105 | 2,483 | 12,575 | SH | DFND | 3 | 0 | 12,575 | 0 | |
FRESHPET INC | COM | 358039105 | 280 | 1,800 | SH | DFND | 3 | 0 | 1,800 | 0 | |
FTI CONSULTING INC | COM | 302941109 | 421 | 3,000 | SH | DFND | 3 | 0 | 3,000 | 0 | |
GARMIN LTD | SHS | H2906T109 | 4,445 | 34,000 | SH | DFND | 3 | 0 | 34,000 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 2,139 | 33,098 | SH | DFND | 4 | 0 | 33,098 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 5,220 | 79,700 | SH | DFND | 3 | 0 | 79,700 | 0 | |
GOLD RESOURCE CORP | COM | 38068T105 | 998 | 390,000 | SH | DFND | 3 | 0 | 390,000 | 0 | |
GRAND CANYON ED INC | COM | 38526M106 | 411 | 3,800 | SH | DFND | 3 | 0 | 3,800 | 0 | |
HDFC BANK LTD | SPONSORED ADS | 40415F101 | 1,840 | 22,750 | SH | DFND | 3 | 0 | 22,750 | 0 | |
HOME DEPOT INC | COM | 437076102 | 448 | 1,470 | SH | DFND | 3 | 0 | 1,470 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 846 | 3,878 | SH | DFND | 3 | 0 | 3,878 | 0 | |
HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 3,681 | 66,900 | SH | DFND | 0 | 66,900 | 0 | ||
IAMGOLD CORP | COM | 450913108 | 288 | 100,000 | SH | DFND | 3 | 0 | 100,000 | 0 | |
ICF INTL INC | COM | 44925C103 | 433 | 4,900 | SH | DFND | 3 | 0 | 4,900 | 0 | |
ILLUMINA INC | COM | 452327109 | 4,796 | 13,000 | SH | DFND | 3 | 0 | 13,000 | 0 | |
INTEL CORP | COM | 458140100 | 4,039 | 63,107 | SH | DFND | 1 | 0 | 63,107 | 0 | |
INTEL CORP | COM | 458140100 | 411 | 6,445 | SH | DFND | 3 | 0 | 6,445 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 539 | 4,000 | SH | DFND | 3 | 0 | 4,000 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 6,988 | 50,000 | SH | DFND | 3 | 0 | 50,000 | 0 | |
INTUIT | COM | 461202103 | 2,156 | 5,771 | SH | DFND | 3 | 0 | 5,771 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 4,432 | 6,100 | SH | DFND | 3 | 0 | 6,100 | 0 | |
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 381 | 400,000 | SH | DFND | 3 | 0 | 400,000 | 0 | |
IROBOT CORP | COM | 462726100 | 490 | 4,200 | SH | DFND | 3 | 0 | 4,200 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 221 | 4,145 | SH | DFND | 1 | 0 | 4,145 | 0 | |
JD. COM INC | SPON ADR CL A | 47215P106 | 398 | 4,800 | SH | DFND | 3 | 0 | 4,800 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 3,745 | 22,786 | SH | DFND | 1 | 0 | 22,786 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 3,067 | 18,585 | SH | DFND | 3 | 0 | 18,585 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 513 | 3,320 | SH | DFND | 3 | 0 | 3,320 | 0 | |
KILROY RLTY CORP | COM | 49427F108 | 209 | 3,100 | SH | DFND | 3 | 0 | 3,100 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 403 | 10,000 | SH | DFND | 3 | 0 | 10,000 | 0 | |
LAKELAND INDS INC | COM | 511795106 | 219 | 8,100 | SH | DFND | 3 | 0 | 8,100 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 7,042 | 12,300 | SH | DFND | 3 | 0 | 12,300 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 325 | 1,100 | SH | DFND | 3 | 0 | 1,100 | 0 | |
LIGAND PHARMACEUTICALS INC | COM NEW | 53220K504 | 447 | 3,000 | SH | DFND | 3 | 0 | 3,000 | 0 | |
LILLY ELI & CO | COM | 532457108 | 308 | 1,660 | SH | DFND | 3 | 0 | 1,660 | 0 | |
LINDE PLC | SHS | G5494J103 | 4,039 | 14,440 | SH | DFND | 3 | 0 | 14,440 | 0 | |
LKQ CORP | COM | 501889208 | 3,643 | 85,000 | SH | DFND | 3 | 0 | 85,000 | 0 | |
LOGITECH INTL S A | SHS | H50430232 | 1,370 | 15,000 | SH | DFND | 3 | 0 | 15,000 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 476 | 1,500 | SH | DFND | 3 | 0 | 1,500 | 0 | |
MADDEN STEVEN LTD | COM | 556269108 | 308 | 8,250 | SH | DFND | 3 | 0 | 8,250 | 0 | |
MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 479 | 15,172 | SH | DFND | 4 | 0 | 15,172 | 0 | |
MANHATTAN ASSOCIATES INC | COM | 562750109 | 469 | 4,000 | SH | DFND | 3 | 0 | 4,000 | 0 | |
MARSH & MCLENNAN COS INC | COM | 571748102 | 548 | 4,507 | SH | DFND | 3 | 0 | 4,507 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 371 | 1,080 | SH | DFND | 3 | 0 | 1,080 | 0 | |
MASIMO CORP | COM | 574795100 | 791 | 3,500 | SH | DFND | 3 | 0 | 3,500 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 4,366 | 12,190 | SH | DFND | 3 | 0 | 12,190 | 0 | |
MCDONALDS CORP | COM | 580135101 | 2,385 | 10,600 | SH | DFND | 3 | 0 | 10,600 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 1,378 | 11,600 | SH | DFND | 3 | 0 | 11,600 | 0 | |
MERCADOLIBRE INC | COM | 58733R102 | 2,470 | 1,730 | SH | DFND | 3 | 0 | 1,730 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 8,982 | 116,518 | SH | DFND | 4 | 0 | 116,518 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 3,893 | 50,500 | SH | DFND | 0 | 50,500 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 1,613 | 20,920 | SH | DFND | 1 | 0 | 20,920 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 438 | 5,695 | SH | DFND | 3 | 0 | 5,695 | 0 | |
MICROSOFT CORP | COM | 594918104 | 2,851 | 12,093 | SH | DFND | 1 | 0 | 12,093 | 0 | |
MICROSOFT CORP | COM | 594918104 | 8,409 | 36,250 | SH | DFND | 3 | 0 | 36,250 | 0 | |
MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 26,791 | 30,523,000 | SH | DFND | 1 | 0 | 30,523,000 | 0 | |
NATURES SUNSHINE PRODS INC | COM | 639027101 | 57,759 | 2,893,732 | SH | DFND | 2 | 0 | 2,893,732 | 0 | |
NETEASE INC | SPONSORED ADS | 64110W102 | 463 | 4,500 | SH | DFND | 3 | 0 | 4,500 | 0 | |
NEW FRONTIER HEALTH CORP | ORD SHS | G6461G106 | 106,220 | 9,400,000 | SH | DFND | 2 | 0 | 9,400,000 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 570 | 7,680 | SH | DFND | 3 | 0 | 7,680 | 0 | |
NIKE INC | CL B | 654106103 | 3,272 | 24,622 | SH | DFND | 1 | 0 | 24,622 | 0 | |
NIKE INC | CL B | 654106103 | 825 | 6,204 | SH | DFND | 3 | 0 | 6,204 | 0 | |
NORFOLK SOUTHN CORP | COM | 655844108 | 2,043 | 7,560 | SH | DFND | 3 | 0 | 7,560 | 0 | |
NORTHERN TR CORP | COM | 665859104 | 561 | 5,242 | SH | DFND | 3 | 0 | 5,242 | 0 | |
NUTRIEN LTD | COM | 67077M108 | 348 | 4,000 | SH | DFND | 3 | 0 | 4,000 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 7,065 | 13,722 | SH | DFND | 3 | 0 | 13,722 | 0 | |
OMEGA FLEX INC | COM | 682095104 | 321 | 2,000 | SH | DFND | 3 | 0 | 2,000 | 0 | |
ONCORUS INC | COM | 68236R103 | 13,396 | 962,321 | SH | DFND | 2 | 0 | 962,321 | 0 | |
ORACLE CORP | COM | 68389X105 | 3,591 | 51,178 | SH | DFND | 1 | 0 | 51,178 | 0 | |
ORACLE CORP | COM | 68389X105 | 331 | 4,695 | SH | DFND | 3 | 0 | 4,695 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 9,293 | 39,270 | SH | DFND | 3 | 0 | 39,270 | 0 | |
PEPSICO INC | COM | 713448108 | 356 | 2,500 | SH | DFND | 3 | 0 | 2,500 | 0 | |
PFIZER INC | COM | 717081103 | 9,471 | 261,413 | SH | DFND | 4 | 0 | 261,413 | 0 | |
PFIZER INC | COM | 717081103 | 5,044 | 139,219 | SH | DFND | 1 | 0 | 139,219 | 0 | |
PFIZER INC | COM | 717081103 | 4,057 | 112,000 | SH | DFND | 0 | 112,000 | 0 | ||
PFIZER INC | COM | 717081103 | 351 | 9,720 | SH | DFND | 3 | 0 | 9,720 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 2,879 | 32,220 | SH | DFND | 3 | 0 | 32,220 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 3,451 | 25,481 | SH | DFND | 1 | 0 | 25,481 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 1,494 | 11,031 | SH | DFND | 3 | 0 | 11,031 | 0 | |
QORVO INC | COM | 74736K101 | 775 | 4,361 | SH | DFND | 3 | 0 | 4,361 | 0 | |
RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 524 | 8,000 | SH | DFND | 3 | 0 | 8,000 | 0 | |
REPLIGEN CORP | NOTE 0.375% 7/1 | 759916AB5 | 172 | 100,000 | SH | DFND | 3 | 0 | 100,000 | 0 | |
REVANCE THERAPEUTICS INC | COM | 761330109 | 6,536 | 233,841 | SH | DFND | 1 | 0 | 233,841 | 0 | |
S&P GLOBAL INC | COM | 78409V104 | 600 | 1,702 | SH | DFND | 3 | 0 | 1,702 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 3,150 | 15,000 | SH | DFND | 3 | 0 | 15,000 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 272 | 10,000 | SH | DFND | 3 | 0 | 10,000 | 0 | |
SCHWAB CHARLES CORP | COM | 808513105 | 1,839 | 28,400 | SH | DFND | 3 | 0 | 28,400 | 0 | |
SERVICENOW INC | COM | 81762P102 | 887 | 1,820 | SH | DFND | 3 | 0 | 1,820 | 0 | |
SHOPIFY INC | CL A | 82509L107 | 703 | 670 | SH | DFND | 3 | 0 | 670 | 0 | |
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 7,140 | 40,000 | SH | DFND | 3 | 0 | 40,000 | 0 | |
SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 833635105 | 1,335 | 25,000 | SH | DFND | 3 | 0 | 25,000 | 0 | |
SOUTHWEST GAS HLDGS INC | COM | 844895102 | 212 | 3,070 | SH | DFND | 3 | 0 | 3,070 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,710 | 9,362 | SH | DFND | 4 | 0 | 9,362 | 0 | |
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 30,433 | 30,000,000 | SH | DFND | 1 | 0 | 30,000,000 | 0 | |
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 10,136 | 9,992,000 | SH | DFND | 0 | 9,992,000 | 0 | ||
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 9,212 | 9,000,000 | SH | DFND | 4 | 0 | 9,000,000 | 0 | |
STAMPS COM INC | COM NEW | 852857200 | 464 | 2,400 | SH | DFND | 3 | 0 | 2,400 | 0 | |
STRYKER CORPORATION | COM | 863667101 | 384 | 1,580 | SH | DFND | 3 | 0 | 1,580 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 8,192 | 69,257 | SH | DFND | 4 | 0 | 69,257 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 1,916 | 16,200 | SH | DFND | 0 | 16,200 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 7,181 | 62,404 | SH | DFND | 3 | 0 | 62,404 | 0 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 3,204 | 59,500 | SH | DFND | 4 | 0 | 59,500 | 0 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 2,475 | 46,000 | SH | DFND | 0 | 46,000 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 612 | 3,500 | SH | DFND | 3 | 0 | 3,500 | 0 | |
THOR INDS INC | COM | 885160101 | 1,033 | 7,610 | SH | DFND | 3 | 0 | 7,610 | 0 | |
TJX COS INC NEW | COM | 872540109 | 230 | 3,460 | SH | DFND | 3 | 0 | 3,460 | 0 | |
TRANSUNION | COM | 89400J107 | 278 | 3,100 | SH | DFND | 3 | 0 | 3,100 | 0 | |
TRIP COM GROUP LTD | ADS | 89677Q107 | 8,540 | 215,887 | SH | DFND | 0 | 215,887 | 0 | ||
TRIP COM GROUP LTD | ADS | 89677Q107 | 3,897 | 98,344 | SH | DFND | 4 | 0 | 98,344 | 0 | |
TRUPANION INC | COM | 898202106 | 1,618 | 21,700 | SH | DFND | 3 | 0 | 21,700 | 0 | |
UBS GROUP AG | SHS | H42097107 | 1,032 | 74,490 | SH | DFND | 3 | 0 | 74,490 | 0 | |
ULTA BEAUTY INC | COM | 90384S303 | 1,417 | 4,600 | SH | DFND | 3 | 0 | 4,600 | 0 | |
UNION PAC CORP | COM | 907818108 | 3,977 | 17,985 | SH | DFND | 3 | 0 | 17,985 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 3,104 | 18,259 | SH | DFND | 1 | 0 | 18,259 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,410 | 3,775 | SH | DFND | 3 | 0 | 3,775 | 0 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 147 | 459,668 | SH | DFND | 1 | 0 | 459,668 | 0 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 4,305 | 11,818 | SH | DFND | 4 | 0 | 11,818 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 242 | 4,130 | SH | DFND | 3 | 0 | 4,130 | 0 | |
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 2,324 | 153,395 | SH | DFND | 0 | 153,395 | 0 | ||
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 1,955 | 129,013 | SH | DFND | 4 | 0 | 129,013 | 0 | |
VIACOMCBS INC | CL B | 92556H206 | 868 | 19,243 | SH | DFND | 1 | 0 | 19,243 | 0 | |
VIATRIS INC | COM | 92556V106 | 243 | 17,392 | SH | DFND | 4 | 0 | 17,392 | 0 | |
VIEWRAY INC | COM | 92672L107 | 103,615 | 23,819,500 | SH | DFND | 0 | 23,819,500 | 0 | ||
VISA INC | COM CL A | 92826C839 | 3,633 | 17,157 | SH | DFND | 1 | 0 | 17,157 | 0 | |
VISA INC | COM CL A | 92826C839 | 3,293 | 15,540 | SH | DFND | 3 | 0 | 15,540 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 781 | 6,040 | SH | DFND | 3 | 0 | 6,040 | 0 | |
WEIBO CORP | NOTE 1.250% 11/1 | 948596AC5 | 80,972 | 82,730,000 | SH | DFND | 1 | 0 | 82,730,000 | 0 | |
WEIBO CORP | NOTE 1.250% 11/1 | 948596AC5 | 978 | 1,000,000 | SH | DFND | 0 | 1,000,000 | 0 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 6,265 | 104,200 | SH | DFND | 3 | 0 | 104,200 | 0 | |
ZIX CORP | COM | 98974P100 | 217 | 30,000 | SH | DFND | 3 | 0 | 30,000 | 0 | |
ZOETIS INC | CL A | 98978V103 | 6,282 | 40,000 | SH | DFND | 3 | 0 | 40,000 | 0 |