The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| PERFECT WORD CO LTD | SPON ADR REP B | 71372U104 | 69,635 | 3,547,365 | SH | SOLE | 3,547,365 | 0 | 0 | ||
| PERFECT WORD CO LTD | SPON ADR REP B | 71372U104 | 35,352 | 1,800,927 | SH | DFND | 1 | 0 | 1,800,927 | 0 | |
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 24,800 | 4,000,000 | SH | DFND | 0 | 4,000,000 | 0 | ||
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 243 | 39,116 | SH | DFND | 0 | 39,116 | 0 | ||
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 4,112 | 663,201 | SH | DFND | 1 | 0 | 663,201 | 0 | |
| CHINA INFORMATION TECHNOLOGY | COM | G21174100 | 1,475 | 356,363 | SH | SOLE | 356,363 | 0 | 0 | ||
| CHINA INFORMATION TECHNOLOGY | COM | G21174100 | 2,443 | 590,179 | SH | DFND | 0 | 590,179 | 0 | ||
| CHINDEX INTERNATIONAL INC | COM | 169467107 | 74,793 | 3,157,163 | SH | DFND | 0 | 3,157,163 | 0 | ||
| OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 7,869 | 467,551 | SH | DFND | 0 | 467,551 | 0 | ||
| E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 24,238 | 2,802,049 | SH | DFND | 1 | 0 | 2,802,049 | 0 | |
| LIGHTINTHEBOX HLDG CO LTD | SPONSORED ADR | 53225G102 | 7,066 | 1,110,931 | SH | DFND | 1 | 0 | 1,110,931 | 0 | |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 29,394 | 980,772 | SH | DFND | 1 | 0 | 980,772 | 0 | |
| HOLLYSYS AUTOMATION TECHNOLO | SHS | G45667105 | 18,128 | 740,226 | SH | DFND | 1 | 0 | 740,226 | 0 | |
| CHINA MING YANG WIND PWR GRO | SPONSORED ADR | 16951C108 | 5,664 | 1,651,303 | SH | DFND | 1 | 0 | 1,651,303 | 0 | |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 11,355 | 604,981 | SH | DFND | 1 | 0 | 604,981 | 0 | |
| NETEASE INC | SPONSORED ADR | 64110W102 | 12,084 | 154,215 | SH | DFND | 1 | 0 | 154,215 | 0 | |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 5,596 | 234,518 | SH | DFND | 1 | 0 | 234,518 | 0 | |