0001127602-20-031629.txt : 20201216 0001127602-20-031629.hdr.sgml : 20201216 20201216200459 ACCESSION NUMBER: 0001127602-20-031629 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20201216 DATE AS OF CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDMAN ERIC N. CENTRAL INDEX KEY: 0001645086 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37444 FILM NUMBER: 201393901 MAIL ADDRESS: STREET 1: C/O FITBIT, INC. STREET 2: 405 HOWARD STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FITBIT, INC. CENTRAL INDEX KEY: 0001447599 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 208920744 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 199 FREMONT STREET STREET 2: 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-513-1000 MAIL ADDRESS: STREET 1: 199 FREMONT STREET STREET 2: 14TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: FITBIT INC DATE OF NAME CHANGE: 20081009 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-01 0001447599 FITBIT, INC. FIT 0001645086 FRIEDMAN ERIC N. C/O FITBIT INC. 199 FREMONT STREET, 14TH FLOOR SAN FRANCISCO CA 94105 1 1 1 CTO Class A Common Stock 2020-12-15 4 M 0 4116 0 A 109197 D Class A Common Stock 2020-12-15 4 M 0 4125 0 A 113322 D Class A Common Stock 2020-12-15 4 M 0 17400 0 A 130722 D Class A Common Stock 2020-12-15 4 F 0 8868 7.21 D 121854 D Class B Common Stock 2020-12-01 5 G 0 E 1601941 0 D Class A Common Stock 1601941 8276144 D Class B Common Stock 2020-12-01 5 G 0 E 1601941 0 A Class A Common Stock 1601941 1601941 I By LLC Restricted Stock Units 0 2020-12-15 4 M 0 4116 0 D Class A Common Stock 4116 4117 D Restricted Stock Units 0 2020-12-15 4 M 0 4125 0 D Class A Common Stock 4125 20625 D Restricted Stock Units 0 2020-12-15 4 M 0 17400 0 D Class A Common Stock 17400 17400 D Class B Common Stock Class A Common Stock 1418619 1418619 I By GRAT 9 Class B Common Stock Class A Common Stock 1444569 1444569 I By GRAT 10 Class B Common Stock Class A Common Stock 736812 736812 I By GRAT 11 Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) June 17, 2027. The Reporting Person is the manager of the LLC and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. 1/12th of the RSUs vested on June 15, 2018, and the remainder will vest on each quarterly anniversary thereafter in equal installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Class A common stock will be delivered to the Reporting Person upon vesting. 1/12th of the RSUs vested on June 15, 2019, and the remainder will vest on each quarterly anniversary thereafter in equal installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Class A common stock will be delivered to the Reporting Person upon vesting. 1/4 of the RSUs will vest on June 15, 2020, and the remainder will vest quarterly thereafter in equal installments, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person upon vesting. /s/ Andy Missan, attorney-in-fact 2020-12-16