Chief Compliance Officer

0001398344-24-003158.txt : 20240214 0001398344-24-003158.hdr.sgml : 20240214 20240214160019 ACCESSION NUMBER: 0001398344-24-003158 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 EFFECTIVENESS DATE: 20240214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001447578 ORGANIZATION NAME: IRS NUMBER: 271560688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13256 FILM NUMBER: 24637336 BUSINESS ADDRESS: STREET 1: 360 S. ROSEMARY AVE STREET 2: SUITE 1420 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 561-484-7185 MAIL ADDRESS: STREET 1: 360 S. ROSEMARY AVE STREET 2: SUITE 1420 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20081009 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001447578 XXXXXXXX 12-31-2023 12-31-2023 false RIVERNORTH CAPITAL MANAGEMENT, LLC

360 S. ROSEMARY AVE SUITE 1420 WEST PALM BEACH FL 33401

13F HOLDINGS REPORT 028-13256 000122020 801-61533 N Marcus Collins Chief Compliance Officer 561-484-7185 /s/ Marcus Collins West Palm Beach FL 02-14-2024 0 490 2088028796 INFORMATION TABLE 2 fp0086570-1_13fhr-table.xml 99 ACQUISITION GROUP INC *W EXP 08/25/202 65445K119 373 25000 SH SOLE 25000 0 0 99 ACQUISITION GROUP INC RIGHT 08/25/2028 65445K127 3750 25000 SH SOLE 25000 0 0 A SPAC I ACQUISITION CORP CLASS A ORD SHS G0542S106 1826927 167608 SH SOLE 167608 0 0 A SPAC I ACQUISITION CORP RIGHT 12/09/2026 G0542S114 28799 191996 SH SOLE 191996 0 0 A SPAC I ACQUISITION CORP *W EXP 05/21/202 G0542S130 2880 143997 SH SOLE 143997 0 0 A SPAC II ACQUISITION CORP ORD SHS CL A G0543H109 2173978 199998 SH SOLE 199998 0 0 A SPAC II ACQUISITION CORP *W EXP 10/15/202 G0543H117 1500 149999 SH SOLE 149999 0 0 A SPAC II ACQUISITION CORP RIGHT 10/15/2026 G0543H133 18000 199998 SH SOLE 199998 0 0 ABLE VIEW GLOBAL INC *W EXP 08/18/202 G1149B116 7700 250000 SH SOLE 250000 0 0 ABRDN NATL MUN INCOME FD SH BEN INT 24610T108 1912598 187326 SH SOLE 187326 0 0 ABRI SPAC I INC *W EXP 09/18/202 00085X113 15803 175000 SH SOLE 175000 0 0 ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 244 84244 SH SOLE 84244 0 0 ACCRETION ACQUISITION CORP RIGHT 03/01/2028 00438Y123 432 172922 SH SOLE 172922 0 0 ACE GLOBAL BUSINESS ACQU LTD ORDINARY SHARES G0083E102 745113 62985 SH SOLE 62985 0 0 ACE GLOBAL BUSINESS ACQU LTD *W EXP 02/20/202 G0083E110 1962 98100 SH SOLE 98100 0 0 ACHARI VENTURES HLDGS CORP I COM 00444X101 1198510 110056 SH SOLE 110056 0 0 ACHARI VENTURES HLDGS CORP I *W EXP 01/01/202 00444X119 3000 149998 SH SOLE 149998 0 0 ACRI CAPITAL ACQUISITION COR COM CL A 00501A101 1502191 135822 SH SOLE 135822 0 0 ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 767812 71358 SH SOLE 71358 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 4000 49999 SH SOLE 49999 0 0 AEON BIOPHARMA INC *W EXP 07/21/202 00791X118 3589 44868 SH SOLE 44868 0 0 AERIES TECHNOLOGY INC *W EXP 11/06/202 G0136H110 5659 113187 SH SOLE 113187 0 0 AERWINS TECHNOLOGIES INC *W EXP 02/03/202 00810J116 540 39675 SH SOLE 39675 0 0 AI TRANSN ACQUISITION CORP UNIT 99/99/9999 G01490138 306300 30000 SH SOLE 30000 0 0 AIB ACQUISITION CORPORATION CLASS A ORD G0R45S109 1378800 120000 SH SOLE 120000 0 0 AIB ACQUISITION CORPORATION RIGHT 10/31/2028 G0R45S117 22220 200000 SH SOLE 200000 0 0 AIMEI HEALTH TECHNOLOGY CO L UNIT 11/17/2028 G01341117 1785000 175000 SH SOLE 175000 0 0 ALCHEMY INVTS ACQUISITN CORP SHS CL A G0232F109 192767 18482 SH SOLE 18482 0 0 ALCHEMY INVTS ACQUISITN CORP *W EXP 11/30/202 G0232F133 9354 62358 SH SOLE 62358 0 0 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 10389652 958455 SH SOLE 958455 0 0 ALLSPRING INCOME OPPORTUNIT INC OPPTY FD 94987B105 347412 53284 SH SOLE 53284 0 0 ALPHA STAR ACQUISITION CORP ORDINARY SHARES G0230C108 1106031 98841 SH SOLE 98841 0 0 ALPHA STAR ACQUISITION CORP *W EXP 12/13/202 G0230C116 988 98841 SH SOLE 98841 0 0 ALPHA STAR ACQUISITION CORP RIGHT 05/30/2023 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SH SOLE 2090201 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 30557993 4291853 SH SOLE 4291853 0 0 BLACKROCK MUNIYIELD FD INC COM 09253W104 48407903 4490529 SH SOLE 4490529 0 0 BLACKROCK MUNIYIELD MICH QU COM 09254V105 4309280 379338 SH SOLE 379338 0 0 BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 10927394 1057831 SH SOLE 1057831 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254E103 22709663 1951002 SH SOLE 1951002 0 0 BLACKROCK MUNIYIELD QUALITY COM 09254G108 12833669 1239968 SH SOLE 1239968 0 0 BLACKROCK MUNIYILD QULT FD I COM 09254F100 38414701 3151329 SH SOLE 3151329 0 0 BLACKROCK N Y MUN INCOME TRU SH BEN INT 09248L106 2505529 237942 SH SOLE 237942 0 0 BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 09260K101 12879784 770783 SH SOLE 770783 0 0 BLACKSTONE LONG SHORT CR INC COM SHS BN INT 09257D102 4340363 379071 SH SOLE 379071 0 0 BLACKSTONE SENI FLTN RAT 202 COM 09256U105 4996878 374298 SH SOLE 374298 0 0 BLACKSTONE STRATEGIC CRED 20 COM SHS BEN IN 09257R101 11017688 973294 SH SOLE 973294 0 0 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RIGHT 99/99/9999 G12729128 20000 200000 SH SOLE 200000 0 0 BRANDYWINEGBL GBL INCM OPP F COM 10537L104 4639349 554946 SH SOLE 554946 0 0 BREEZE HOLDINGS ACQUISITN CO *W EXP 05/25/202 106762115 13000 100000 SH SOLE 100000 0 0 BREEZE HOLDINGS ACQUISITN CO RIGHT 05/23/2022 106762123 7000 100000 SH SOLE 100000 0 0 BROAD CAPITAL ACQUISITION CO COM 11125B102 3888500 350000 SH SOLE 350000 0 0 BROAD CAPITAL ACQUISITION CO RIGHT 01/10/2027 11125B110 41055 350000 SH SOLE 350000 0 0 BUKIT JALIL GBL ACQUISITION ORD SHS G1676M105 779250 75000 SH SOLE 75000 0 0 BUKIT JALIL GBL ACQUISITION *W EXP 05/02/202 G1676M113 1523 37500 SH SOLE 37500 0 0 BUKIT JALIL GBL ACQUISITION RIGHT 05/02/2024 G1676M121 9750 75000 SH SOLE 75000 0 0 BYNORDIC ACQUISITION CORP CLASS A COM 124420100 8130375 742500 SH SOLE 742500 0 0 BYNORDIC ACQUISITION CORP *W EXP 07/01/202 124420118 89100 742500 SH SOLE 742500 0 0 CACTUS ACQUISITION CORP 1 LT CLASS A ORD G1745A108 7651000 700000 SH SOLE 700000 0 0 CACTUS ACQUISITION CORP 1 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SOLE 38535 0 0 COLOMBIER ACQUISITION CORP I UNIT 99/99/9999 G2283U126 4045195 401309 SH SOLE 401309 0 0 COMERA LIFE SCIENCES HLDGS I *W EXP 03/15/202 20037C116 225 74999 SH SOLE 74999 0 0 COMPASS DIGITAL ACQUISITN CO CLASS A ORD G2476C107 5325000 500000 SH SOLE 500000 0 0 CONCORD ACQUISITION CORP II *W EXP 99/99/999 20607U116 19885 152962 SH SOLE 152962 0 0 CONCORD ACQUISITION CORP III COM CL A 20607V106 3960000 375000 SH SOLE 375000 0 0 CONDUIT PHARMACEUTICALS INC *W EXP 09/22/202 20678X114 10000 200000 SH SOLE 200000 0 0 CONSTELLATION ACQUISITN CORP *W EXP 01/29/202 G2R18K113 349 18380 SH SOLE 18380 0 0 CONX CORP *W EXP 10/30/202 212873111 12169 39769 SH SOLE 39769 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 3923 65388 SH SOLE 65388 0 0 CORNER GROWTH ACQUISITN CORP *W EXP 04/09/202 G2426E120 2000 66666 SH SOLE 66666 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 1210048 168296 SH SOLE 168296 0 0 CSLM ACQUISITION CORP *W EXP 06/01/202 G2365L119 3903 87500 SH SOLE 87500 0 0 CSLM ACQUISITION CORP RIGHT 07/01/2023 G2365L127 10500 175000 SH SOLE 175000 0 0 DEEP MEDICINE ACQUISITION CO CLASS A COM 243733102 999022 85753 SH SOLE 85753 0 0 DEEP MEDICINE ACQUISITION CO RIGHT 10/22/2026 243733110 45000 150000 SH SOLE 150000 0 0 DENALI CAPITAL ACQUISITN COR *W EXP 03/28/202 G6256B114 7755 154800 SH SOLE 154800 0 0 DHC ACQUISITION CORP *W EXP 02/25/202 G2758T117 667 33332 SH SOLE 33332 0 0 DIGITAL HEALTH ACQUISITION C *W EXP 11/02/202 253893119 2250 75000 SH SOLE 75000 0 0 DISTOKEN ACQUISITION CORP *W EXP 11/30/202 G27740102 2981 149049 SH SOLE 149049 0 0 DISTOKEN ACQUISITION CORP RIGHT 99/99/9999 G27740136 14905 149049 SH SOLE 149049 0 0 DMY SQUARED TECHNOLOGY GROUP CL A COM 233276104 2119979 199998 SH SOLE 199998 0 0 DMY SQUARED TECHNOLOGY GROUP *W EXP 99/99/999 233276112 15000 99999 SH SOLE 99999 0 0 DNP SELECT INCOME FD INC COM 23325P104 766702 90413 SH SOLE 90413 0 0 DRAGONFLY ENERGY HOLDINGS CO *W EXP 10/07/202 26145B114 5606 187500 SH SOLE 187500 0 0 DTF 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ACQUISITION CORP COM 296424104 1512764 148020 SH SOLE 148020 0 0 ESH ACQUISITION CORP RIGHT 99/99/9999 296424112 15000 150000 SH SOLE 150000 0 0 EUDA HEALTH HOLDINGS LTD *W EXP 09/24/202 G3142E121 24500 175000 SH SOLE 175000 0 0 EVE MOBILITY ACQUISITION COR *W EXP 12/31/202 G3218G117 5000 125000 SH SOLE 125000 0 0 EVEREST CONSOLIDATOR ACQ COR CL A COM 29978K102 1125091 102842 SH SOLE 102842 0 0 EVEREST CONSOLIDATOR ACQ COR *W EXP 99/99/999 29978K110 7150 54999 SH SOLE 54999 0 0 EXCELFIN ACQUISITION CORP COM CL A 30069X102 2669661 249501 SH SOLE 249501 0 0 EXCELFIN ACQUISITION CORP *W EXP 10/25/202 30069X110 500 24999 SH SOLE 24999 0 0 EXCHANGE LISTED FDS TR SABA INT RATE 30151E806 1047144 55200 SH SOLE 55200 0 0 FEDERATED HERMES PREM MUNI I COM 31423P108 4886660 444646 SH SOLE 444646 0 0 FEUTUNE LIGHT ACQUISITION CO *W EXP 06/01/202 31561T110 1008 84000 SH SOLE 84000 0 0 FEUTUNE LIGHT ACQUISITION CO RIGHT 06/01/2029 31561T128 7140 84000 SH SOLE 84000 0 0 FINNOVATE ACQUISITION CORP *W EXP 09/30/202 G3R34K111 937 93745 SH SOLE 93745 0 0 FIRST TR ABRDN GBL OPP INCM COM SHS 337319107 596883 94894 SH SOLE 94894 0 0 FIRST TR HIGH INCOME LONG / COM 33738E109 462987 38295 SH SOLE 38295 0 0 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 19355721 1389499 SH SOLE 1389499 0 0 FIRST TR INTER DURATN PFD & COM 33718W103 1018347 62437 SH SOLE 62437 0 0 FIRST TR SPECIALTY FIN & FIN COM BEN INTR 33733G109 136641 38168 SH SOLE 38168 0 0 FLAHERTY & CRUMRINE PFD INCO COM 33848E106 402139 50520 SH SOLE 50520 0 0 FORAFRIC GLOBAL PLC *W EXP 06/09/202 X3R81D110 32834 20781 SH SOLE 20781 0 0 FOUR LEAF ACQUISITION CORP COM CL A 35088F107 894200 85000 SH SOLE 85000 0 0 FOUR LEAF ACQUISITION CORP *W EXP 03/15/202 35088F115 2550 85000 SH SOLE 85000 0 0 FRONTIER INVESTMENT CORP *W EXP 06/29/202 G36816125 2467 123331 SH SOLE 123331 0 0 FST TR NEW OPPORT MLP & ENE COM 33739M100 1670492 242804 SH SOLE 242804 0 0 FTAC EMERALD ACQUISITION COR CLASS A COM 29103K100 7912500 750000 SH SOLE 750000 0 0 FUTURETECH II ACQUISITION CO CLASS A COM 36119D103 970015 89320 SH SOLE 89320 0 0 FUTURETECH II ACQUISITION CO *W EXP 08/18/202 36119D111 1250 125000 SH SOLE 125000 0 0 GLOBAL BLOCKCHAIN ACQUI CORP COMMON STOCK 37961B104 1929373 182879 SH SOLE 182879 0 0 GLOBAL BLOCKCHAIN ACQUI CORP RIGHT 05/09/2027 37961B112 23760 200000 SH SOLE 200000 0 0 GLOBAL BLOCKCHAIN ACQUI CORP *W EXP 05/09/202 37961B120 4500 300000 SH SOLE 300000 0 0 GLOBAL GAS CORP DEL *W EXP 12/21/202 37892P115 1095 36487 SH SOLE 36487 0 0 GLOBAL PARTNER ACQISTN CORP CL A SHS G3934P102 2551524 230490 SH SOLE 230490 0 0 GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 G3934P128 964 38415 SH SOLE 38415 0 0 GLOBAL SYSTEMS DYNAMICS INC *W EXP 04/01/202 37653T116 470 100000 SH SOLE 100000 0 0 GLOBALINK INVT INC COM 37892F109 1592342 146895 SH SOLE 146895 0 0 GLOBALINK INVT INC RIGHT 12/06/2026 37892F117 6390 213000 SH SOLE 213000 0 0 GLOBALINK INVT INC *W EXP 12/03/202 37892F125 0 213000 SH SOLE 213000 0 0 GOAL ACQUISITIONS CORP *W EXP 02/11/202 38021H115 0 252841 SH SOLE 252841 0 0 GOLDEN ARROW MERGER CORP *W EXP 07/31/202 380799114 5521 39633 SH SOLE 39633 0 0 GOLDEN STAR ACQUISITION CORP USD ORD SHS G4023C101 1399427 134302 SH SOLE 134302 0 0 GOLDEN STAR ACQUISITION CORP RIGHT 03/30/2025 G4023C119 22482 136252 SH SOLE 136252 0 0 GOLDENSTONE ACQUISITION LTD COM 38136Y102 1281045 119167 SH SOLE 119167 0 0 GOLDENSTONE ACQUISITION LTD *W EXP 07/15/202 38136Y110 3700 185000 SH SOLE 185000 0 0 GOLDENSTONE ACQUISITION LTD RIGHT 07/15/2026 38136Y128 12303 185000 SH SOLE 185000 0 0 GORES HOLDINGS IX INC CLASS A COM 38287A101 12459846 1186652 SH SOLE 1186652 0 0 GORES HOLDINGS IX INC *W EXP 01/14/202 38287A119 29717 251841 SH SOLE 251841 0 0 GORILLA TECHNOLOGY GROUP INC *W EXP 07/13/202 G4000K118 2950 98349 SH SOLE 98349 0 0 HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 334240 65409 SH SOLE 65409 0 0 HANCOCK JOHN INVT TR II COM 410142103 315024 24345 SH SOLE 24345 0 0 HAYMAKER ACQUISITION CORP IV CLASS A G4375F108 706597 68802 SH SOLE 68802 0 0 HAYMAKER ACQUISITION CORP IV *W EXP 05/31/202 G4375F116 12811 85409 SH SOLE 85409 0 0 HCM ACQUISITION CO *W EXP 01/20/202 G4365A127 1345 50000 SH SOLE 50000 0 0 HEALTHCARE AI ACQUISITION CO *W EXP 12/07/202 G4373K117 1719 57299 SH SOLE 57299 0 0 HENNESSY CAPITAL INVST CORP CLASS A COM 42600H108 7837500 750000 SH SOLE 750000 0 0 HENNESSY CAPITAL INVST CORP *W EXP 06/10/202 42600H116 27398 456628 SH SOLE 456628 0 0 HORIZON SPACE ACQUSTN I CORP ORDINARY SHARES G4619M109 2205358 205532 SH SOLE 205532 0 0 HORIZON SPACE ACQUSTN I CORP *W EXP 03/02/202 G4619M117 4297 214834 SH SOLE 214834 0 0 HORIZON SPACE ACQUSTN I CORP RIGHT 03/02/2024 G4619M125 23632 214834 SH SOLE 214834 0 0 HUB CYBER SECURITY LTD *W EXP 02/27/202 M6000J127 2023 202274 SH SOLE 202274 0 0 HUDSON ACQUISITION I CORP COMMON STOCK 44364H100 4240000 400000 SH SOLE 400000 0 0 HUDSON ACQUISITION I CORP RIGHT 99/99/9999 44364H118 63200 400000 SH SOLE 400000 0 0 INFINT ACQUISITION CORP CL A ORD SHS G47862100 1683000 150000 SH SOLE 150000 0 0 INFLECTION PT ACQUISITN CRP CL A ORD SHS G4790U102 1703624 164920 SH SOLE 164920 0 0 INFLECTION PT ACQUISITN CRP *W EXP 08/31/202 G4790U110 9518 105756 SH SOLE 105756 0 0 INFRARED CAMERAS HLDGS INC *W EXP 12/19/202 456948116 2812 56244 SH SOLE 56244 0 0 INNOVATIVE INTL ACQUSITIN CO CLASS A ORD G4809M109 481299 41925 SH SOLE 41925 0 0 INNOVATIVE INTL ACQUSITIN CO *W EXP 07/01/202 G4809M125 1320 16502 SH SOLE 16502 0 0 INTEGRAL ACQUISITION CORP 1 *W EXP 05/31/202 45827K119 22782 324999 SH SOLE 324999 0 0 INTEGRATED RAIL AND RES ACQ CL A COM 45827R106 2074384 190136 SH SOLE 190136 0 0 INTEGRATED RAIL AND RES ACQ *W EXP 99/99/999 45827R114 8750 124998 SH SOLE 124998 0 0 INTEGRATED WELLNESS ACQ CORP ORD SHS CL A G4828B100 2195036 195636 SH SOLE 195636 0 0 INTEGRATED WELLNESS ACQ CORP *W EXP 10/31/202 G4828B118 4000 99999 SH SOLE 99999 0 0 INTERNATIONAL MEDIA ACQUISIT *W EXP 07/21/202 459867115 3800 250000 SH SOLE 250000 0 0 INTERNATIONAL MEDIA ACQUISIT RIGHT 99/99/9999 459867123 7500 250000 SH SOLE 250000 0 0 INVESCO ADVANTAGE MUN INCOME SH BEN INT 46132E103 11776562 1393676 SH SOLE 1393676 0 0 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 960195 53463 SH SOLE 53463 0 0 INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 46138E727 1306956 68427 SH SOLE 68427 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 19518515 2031063 SH SOLE 2031063 0 0 INVESCO MUNICIPAL TRUST COM 46131J103 16070287 1686284 SH SOLE 1686284 0 0 INVESCO PA VALUE MUN INC TR COM 46132K109 3178590 317859 SH SOLE 317859 0 0 INVESCO QUALITY MUN INCOME T COM 46133G107 15439894 1623543 SH SOLE 1623543 0 0 INVESCO TR INVT GRADE MUNS COM 46131M106 15669637 1584392 SH SOLE 1584392 0 0 INVESCO TR INVT GRADE NEW YO COM 46131T101 1182680 113610 SH SOLE 113610 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 6669619 568595 SH SOLE 568595 0 0 IRON HORSE ACQUISITIONS CORP UNIT 10/15/2028 462837204 5120400 510000 SH SOLE 510000 0 0 ISRAEL ACQUISITIONS CORP CLASS A ORD G49667101 2145315 199750 SH SOLE 199750 0 0 ISRAEL ACQUISITIONS CORP *W EXP 99/99/999 G49667119 12784 199750 SH SOLE 199750 0 0 IX ACQUISITION CORP CLASS A ORD SHS G5000D103 4143750 375000 SH SOLE 375000 0 0 IX ACQUISITION CORP *W EXP 07/31/202 G5000D111 9800 490000 SH SOLE 490000 0 0 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 4520700 90000 SH SOLE 90000 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 63277 1581934 SH SOLE 1581934 0 0 JETAI INC *W EXP 07/26/202 47714H118 12000 300000 SH SOLE 300000 0 0 KAIROUS ACQUISITION CORP LTD ORDINARY SHARES G52131110 1667692 145396 SH SOLE 145396 0 0 KAIROUS ACQUISITION CORP LTD *W EXP 09/15/202 G52131128 743 74318 SH SOLE 74318 0 0 KAIROUS ACQUISITION CORP LTD RIGHT 09/15/2026 G52131136 7432 148636 SH SOLE 148636 0 0 KAYNE ANDERSON ENERGY INFRST COM 486606106 8495256 967569 SH SOLE 967569 0 0 KEEN VISION ACQUISITION CORP SHS G52443119 516500 50000 SH SOLE 50000 0 0 KEEN VISION ACQUISITION CORP *W EXP 03/15/202 G52443127 2000 50000 SH SOLE 50000 0 0 KENSINGTON CAPITAL ACQUISITI SHS CL A G5251K103 4276000 400000 SH SOLE 400000 0 0 KENSINGTON CAPITAL ACQUISITI *W EXP 99/99/999 G5251K129 98371 983707 SH SOLE 983707 0 0 KERNEL GROUP HOLDINGS INC CL A SHS G5259L103 1600496 149022 SH SOLE 149022 0 0 KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 530 25000 SH SOLE 25000 0 0 KEYARCH ACQUISITION CORP ORD SHS CL A G5260A104 4348000 400000 SH SOLE 400000 0 0 KEYARCH ACQUISITION CORP *W EXP 01/24/202 G5260A112 3500 200000 SH SOLE 200000 0 0 KEYARCH ACQUISITION CORP RIGHT 01/24/2027 G5260A120 25080 400000 SH SOLE 400000 0 0 LAKESHORE ACQUISITION II COR RIGHT 11/18/2026 G5352N113 42367 222982 SH SOLE 222982 0 0 LAKESHORE ACQUISITION II COR *W EXP 11/18/202 G5352N121 1115 111491 SH SOLE 111491 0 0 LAMF GLOBAL VENTURES CORP I *W EXP 11/05/202 G5338L124 4500 149999 SH SOLE 149999 0 0 LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 51477A112 24340 405669 SH SOLE 405669 0 0 LEARN CW INVESTMENT COR *W EXP 10/08/202 G54157113 500 24999 SH SOLE 24999 0 0 LEDDARTECH HLDGS INC *W EXP 12/21/202 52328E113 6112 67916 SH SOLE 67916 0 0 MACQUARIE / FIRST TR GLOBAL COM 55607W100 109173 13872 SH SOLE 13872 0 0 MAQUIA CAPITAL ACQUISITION C *W EXP 05/05/202 56564V119 640 31976 SH SOLE 31976 0 0 MARBLEGATE ACQUISITION CORP COM CL A 56608A105 781500 75000 SH SOLE 75000 0 0 MARBLEGATE ACQUISITION CORP *W EXP 08/31/202 56608A113 8988 299601 SH SOLE 299601 0 0 MARS ACQUISITION CORP ORDINARY SHARES G5870E108 2120642 199496 SH SOLE 199496 0 0 MARS ACQUISITION CORP RIGHT 02/09/2028 G5870E124 31919 199496 SH SOLE 199496 0 0 METAL SKY STAR ACQUISITION C RIGHT 03/30/2024 G6053N113 18000 200000 SH SOLE 200000 0 0 METAL SKY STAR ACQUISITION C *W EXP 03/31/202 G6053N121 1200 200000 SH SOLE 200000 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 3397705 957100 SH SOLE 957100 0 0 MFS HIGH YIELD MUN TR SH BEN INT 59318E102 2328314 703418 SH SOLE 703418 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 1696982 224172 SH SOLE 224172 0 0 MFS MUN INCOME TR SH BEN INT 552738106 1482461 286743 SH SOLE 286743 0 0 MICROCLOUD HOLOGRAM INC *W EXP 01/31/202 G55032125 4488 149600 SH SOLE 149600 0 0 MOBIX LABS INC *W EXP 12/21/202 60743G118 10530 150000 SH SOLE 150000 0 0 MORINGA ACQUISITION CORP *W EXP 02/22/202 G6S23K124 300 14999 SH SOLE 14999 0 0 MOUNTAIN & CO I ACQUISITN CO CLASS A ORD G6301J104 452000 40000 SH SOLE 40000 0 0 MOUNTAIN CREST ACQSITN CORP RIGHT 08/30/2022 62404B115 21500 215000 SH SOLE 215000 0 0 MOUNTAIN CREST ACQUSITN CRP COM 62403K108 908455 84665 SH SOLE 84665 0 0 MOUNTAIN CREST ACQUSITN CRP RIGHT 06/29/2026 62403K116 20000 100000 SH SOLE 100000 0 0 MSP RECOVERY INC *W EXP 05/23/202 553745118 11888 118881 SH SOLE 118881 0 0 MULTIMETAVERSE HOLDINGS LTD *W EXP 01/04/202 G6360J136 2576 85850 SH SOLE 85850 0 0 NABORS ENERGY TRANSITION COR CL A G6363K106 1570556 151306 SH SOLE 151306 0 0 NABORS ENERGY TRANSITION COR *W EXP 09/01/202 G6363K114 18525 142499 SH SOLE 142499 0 0 NAUTICUS ROBOTICS INC *W EXP 03/15/202 63911H116 4434 84776 SH SOLE 84776 0 0 NEAR INTELLIGENCE INC *W EXP 03/22/202 639494111 0 14486 SH SOLE 14486 0 0 NEUBERGER BERMAN MUN FD INC COM 64124P101 8838693 853980 SH SOLE 853980 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 784953 111499 SH SOLE 111499 0 0 NEWBURY STREET ACQUISITN COR COM 65101L104 2704720 254203 SH SOLE 254203 0 0 NEWBURY STREET ACQUISITN COR *W EXP 04/30/202 65101L112 4000 100000 SH SOLE 100000 0 0 NEWCOURT ACQUISITION CORP *W EXP 01/22/202 G6448C129 1000 49999 SH SOLE 49999 0 0 NKGEN BIOTECH INC *W EXP 05/31/202 65488A119 52213 652663 SH SOLE 652663 0 0 NOCTURNE ACQUISITION CORP RIGHT 12/26/2025 G6580S106 24000 150000 SH SOLE 150000 0 0 NOCTURNE ACQUISITION CORP ORDINARY SHARES G6580S114 2870001 246352 SH SOLE 246352 0 0 NORTHERN REVIVAL ACQUISITION *W EXP 01/31/202 G6546R119 483 48339 SH SOLE 48339 0 0 NORTHVIEW ACQUISITION CORP *W EXP 08/02/202 66718N111 1250 125000 SH SOLE 125000 0 0 NORTHVIEW ACQUISITION CORP RIGHT 99/99/9999 66718N129 22500 250000 SH SOLE 250000 0 0 NOVA VISION ACQUISITION CORP *W EXP 12/31/202 G6759A118 2475 165000 SH SOLE 165000 0 0 NOVA VISION ACQUISITION CORP RIGHT 12/23/2023 G6759A134 35277 165000 SH SOLE 165000 0 0 NUBURU INC *W EXP 01/31/202 67021W111 0 22099 SH SOLE 22099 0 0 NUKKLEUS INC *W EXP 12/04/202 67054R112 4165 32042 SH SOLE 32042 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 68266292 5775490 SH SOLE 5775490 0 0 NUVEEN AMT FREE QLTY MUN INC COM 670657105 90584285 8234935 SH SOLE 8234935 0 0 NUVEEN AMT-FREE MUN VALUE FD COM 670695105 7021017 515115 SH SOLE 515115 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 51881759 4678247 SH SOLE 4678247 0 0 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 1844989 205914 SH SOLE 205914 0 0 NUVEEN CORE PLUS IMPACT FUND COM BEN INT 67080D103 6853422 679903 SH SOLE 679903 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 1891299 230085 SH SOLE 230085 0 0 NUVEEN MUN VALUE FD INC COM 670928100 57134255 6643518 SH SOLE 6643518 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 46055318 3896389 SH SOLE 3896389 0 0 NUVEEN N Y MUN VALUE FD COM 67062M105 2195194 265120 SH SOLE 265120 0 0 NUVEEN N Y SELECT TAX FREE I SH BEN INT 67063V104 245458 20890 SH SOLE 20890 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 2901214 246283 SH SOLE 246283 0 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 2230128 211788 SH SOLE 211788 0 0 NUVEEN NEW YORK QLT MUN INC COM 67066X107 1811311 164068 SH SOLE 164068 0 0 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 1283724 110857 SH SOLE 110857 0 0 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 64934153 9605644 SH SOLE 9605644 0 0 NUVEEN PFD & INCOME TERM FD COM 67075A106 4172593 228260 SH SOLE 228260 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 89551194 7821065 SH SOLE 7821065 0 0 NUVEEN SELECT MAT MUN FD SH BEN INT 67061T101 218180 24737 SH SOLE 24737 0 0 NUVEEN VRIABL RAT PFD & INM COM 67080R102 8212848 505406 SH SOLE 505406 0 0 NVNI GROUP LIMITED *W EXP 11/01/202 G50716110 5000 124999 SH SOLE 124999 0 0 OAK WOODS ACQUISITION CORP CL A 67190B104 716777 68070 SH SOLE 68070 0 0 OAK WOODS ACQUISITION CORP *W EXP 03/23/202 67190B112 1820 70000 SH SOLE 70000 0 0 OAK WOODS ACQUISITION CORP RIGHT 03/23/2028 67190B120 10500 70000 SH SOLE 70000 0 0 OCA ACQUISITION CORP COM CL A 670865104 1968894 182474 SH SOLE 182474 0 0 OCEANTECH ACQUISITIONS I COR CLASS A COM 675507107 2206043 196617 SH SOLE 196617 0 0 OCEANTECH ACQUISITIONS I COR *W EXP 99/99/999 675507115 3932 196617 SH SOLE 196617 0 0 ONEMEDNET CORP *W EXP 11/07/202 68270C111 1475 147479 SH SOLE 147479 0 0 ONYX ACQUISITION CO I *W EXP 11/30/202 G6755Q117 650 32500 SH SOLE 32500 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 2949 98312 SH SOLE 98312 0 0 OXUS ACQUISITION CORP *W EXP 99/99/999 G6859L121 5000 100000 SH SOLE 100000 0 0 PAPAYA GRWT OPPORTUNITY CORP CLASS A COM 69882P102 607248 56331 SH SOLE 56331 0 0 PAPAYA GRWT OPPORTUNITY CORP *W EXP 12/31/202 69882P110 698 34899 SH SOLE 34899 0 0 PEARL HOLDINGS ACQUISITN COR CLASS A ORD SHS G44525106 2677500 250000 SH SOLE 250000 0 0 PEPPERLIME HEALTH ACQUSTN CO CLASS A ORD SHS G70021103 2172000 200000 SH SOLE 200000 0 0 PEPPERLIME HEALTH ACQUSTN CO *W EXP 10/01/202 G70021111 22349 742500 SH SOLE 742500 0 0 PGIM GLOBAL HIGH YIELD FD FO COM 69346J106 6327395 556989 SH SOLE 556989 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 1553540 126099 SH SOLE 126099 0 0 PGIM SHORT DUR HIG YLD OPP F COM 69355J104 7203510 480234 SH SOLE 480234 0 0 PHOENIX BIOTECH ACQUISITION *W EXP 09/01/202 71902K113 750 24998 SH SOLE 24998 0 0 PHP VENTURES ACQUISITION COR CLASS A COM 69291C106 686136 63064 SH SOLE 63064 0 0 PHP VENTURES ACQUISITION COR *W EXP 08/16/202 69291C114 315 31532 SH SOLE 31532 0 0 PHP VENTURES ACQUISITION COR RIGHT 01/01/2023 69291C122 3153 63064 SH SOLE 63064 0 0 PIMCO ACCESS INCOME FUND SHS BENFIN INT 72203T100 18095177 1265397 SH SOLE 1265397 0 0 PIMCO CALIF MUN INCOME FD COM 72200N106 2193378 235341 SH SOLE 235341 0 0 PIMCO CALIF MUN INCOME FD II COM 72200M108 3764455 649044 SH SOLE 649044 0 0 PIMCO CALIF MUN INCOME FD II COM 72201C109 1176598 159647 SH SOLE 159647 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 17966442 1000916 SH SOLE 1000916 0 0 PIMCO DYNAMIC INCOME OPRNTS COM BEN SHS 69355M107 7762632 634202 SH SOLE 634202 0 0 PIMCO DYNAMIC INCOME STRATEG COM SHS BEN INT 69346N107 39565148 1931892 SH SOLE 1931892 0 0 PIMCO GLOBAL STOCKSPLS INCM COM 722011103 3114180 415224 SH SOLE 415224 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 17161398 3439158 SH SOLE 3439158 0 0 PIMCO INCOME STRATEGY FD II COM 72201J104 11000431 1521498 SH SOLE 1521498 0 0 PIMCO MUN INCOME FD II COM 72200W106 2221163 267610 SH SOLE 267610 0 0 PIMCO MUN INCOME FD III COM 72201A103 166947 22591 SH SOLE 22591 0 0 PIMCO NEW YORK MUN FD II COM 72200Y102 2754813 362953 SH SOLE 362953 0 0 PIMCO NEW YORK MUN INCOME FD COM 72201E105 643895 108036 SH SOLE 108036 0 0 PIONEER MUNICIPAL HIGH INCOM COM 723762100 6853627 854567 SH SOLE 854567 0 0 PLUTONIAN ACQUISITION CORP COM 72942P104 1117200 105000 SH SOLE 105000 0 0 PLUTONIAN ACQUISITION CORP RIGHT 10/26/2027 72942P112 14511 105000 SH SOLE 105000 0 0 PLUTONIAN ACQUISITION CORP *W EXP 10/26/202 72942P120 3140 105000 SH SOLE 105000 0 0 PONO CAP THREE INC ORD SHS CL A G71704103 1326948 159489 SH SOLE 159489 0 0 PONO CAP THREE INC *W EXP 01/11/202 G71704111 11164 159489 SH SOLE 159489 0 0 POWER & DIGITAL INFRASTRUCTU *W EXP 12/09/202 73919C118 12000 399998 SH SOLE 399998 0 0 PRENETICS GLOBAL LTD *W EXP 05/18/202 G72245114 328 32770 SH SOLE 32770 0 0 PRESTO AUTOMATION INC *W EXP 09/21/202 74113T113 3725 186232 SH SOLE 186232 0 0 PRIVETERRA ACQUISITION CORP COM CL A 876545104 3455542 314426 SH SOLE 314426 0 0 PRIVETERRA ACQUISITION CORP *W EXP 01/07/202 876545112 4024 201213 SH SOLE 201213 0 0 PROJECT ENERGY REIMAGINED AC *W EXP 10/28/202 G72556114 1000 99998 SH SOLE 99998 0 0 PROOF ACQUISITION CORP I *W EXP 99/99/999 74349W112 12100 109998 SH SOLE 109998 0 0 PROSOMNUS INC *W EXP 04/20/202 50535E116 1800 59994 SH SOLE 59994 0 0 QOMOLANGMA ACQUISITION CORP COM 74738V105 2627552 244651 SH SOLE 244651 0 0 QOMOLANGMA ACQUISITION CORP *W EXP 09/29/202 74738V113 4400 250000 SH SOLE 250000 0 0 QOMOLANGMA ACQUISITION CORP RIGHT 09/29/2027 74738V121 25275 250000 SH SOLE 250000 0 0 QUANTUM FINTECH ACQUISTIN CO COMMON STOCK 74767A105 1012021 94317 SH SOLE 94317 0 0 QUETTA ACQUISITION CORP COM 74841A105 1010798 99980 SH SOLE 99980 0 0 REDWOODS ACQUISITION CORP COM 758083109 1916404 179944 SH SOLE 179944 0 0 REDWOODS ACQUISITION CORP *W EXP 03/15/202 758083117 5500 275000 SH SOLE 275000 0 0 REDWOODS ACQUISITION CORP RIGHT 03/15/2027 758083125 19250 275000 SH SOLE 275000 0 0 RELATIVITY ACQUISITION CORP *W EXP 12/15/202 75944B114 7500 150000 SH SOLE 150000 0 0 REVELSTONE CAPITAL ACQSTN CO *W EXP 09/15/202 76137R114 16425 375000 SH SOLE 375000 0 0 RF ACQUISITION CORP CLASS A COM 74954L104 2773308 258463 SH SOLE 258463 0 0 RF ACQUISITION CORP *W EXP 05/01/202 74954L112 7000 350000 SH SOLE 350000 0 0 RF ACQUISITION CORP RIGHT 05/01/2028 74954L120 2922 292192 SH SOLE 292192 0 0 RMG ACQUISITION CORP III *W EXP 02/08/202 G76088122 3179 45420 SH SOLE 45420 0 0 ROADZEN INC *W EXP 11/30/202 G7606H116 3500 49999 SH SOLE 49999 0 0 ROTH CH ACQUISITION CO *W EXP 10/20/202 G88935120 3115 103849 SH SOLE 103849 0 0 ROTH CH ACQUISITION V CO *W EXP 12/10/202 77867R118 7646 191139 SH SOLE 191139 0 0 ROYALTY MGMT HLDG CORP *W EXP 05/28/202 02369M110 1500 49999 SH SOLE 49999 0 0 SABA CAPITAL INCOME & OPRNT SHS NEW 78518H202 23779151 3084196 SH SOLE 3084196 0 0 SATIXFY COMMUNICATIONS LTD *W EXP 99/99/999 M82363132 2320 290000 SH SOLE 290000 0 0 SCREAMING EAGLE ACQUISITN CO CLASS A ORD SHS G79407105 9352719 882332 SH SOLE 882332 0 0 SCREAMING EAGLE ACQUISITN CO *W EXP 01/05/202 G79407121 741547 1647883 SH SOLE 1647883 0 0 SEASTAR MEDICAL HOLDING CORP *W EXP 10/28/202 81256L112 4500 150000 SH SOLE 150000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3166500 50000 SH SOLE 50000 0 0 SEMPER PARATUS ACQUISITION C *W EXP 11/04/202 G8028L131 500 12499 SH SOLE 12499 0 0 SEP ACQUISITION CORP *W EXP 07/27/202 589381110 16406 218750 SH SOLE 218750 0 0 SHF HOLDINGS INC *W EXP 09/28/202 824430110 7000 87500 SH SOLE 87500 0 0 SHOULDERUP TECHNOLOGY ACQUIS CL A COM 82537G104 2140000 200000 SH SOLE 200000 0 0 SIZZLE ACQUISITION CORP COMMON STOCK 83014E109 3751922 340774 SH SOLE 340774 0 0 SIZZLE ACQUISITION CORP *W EXP 11/02/202 83014E117 20025 222499 SH SOLE 222499 0 0 SK GROWTH OPPORTUNITIES CORP CLASS A COM G8192N103 10820000 1000000 SH SOLE 1000000 0 0 SK GROWTH OPPORTUNITIES CORP *W EXP 06/28/202 G8192N111 3929 56125 SH SOLE 56125 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 4323 22753 SH SOLE 22753 0 0 SOCIAL LEVERAGE ACQUISN CORP *W EXP 02/17/202 83363K110 714 37175 SH SOLE 37175 0 0 SOUTHLAND HLDGS INC *W EXP 02/14/202 84445C118 57316 136466 SH SOLE 136466 0 0 SOUTHPORT ACQUISITION CORP CL A COM 84465L105 7448000 700000 SH SOLE 700000 0 0 SOUTHPORT ACQUISITION CORP *W EXP 99/99/999 84465L113 2248 74949 SH SOLE 74949 0 0 SPARK I ACQUISITION CORP ORD SHS G8316B100 1013959 99996 SH SOLE 99996 0 0 SPARK I ACQUISITION CORP *W EXP 10/01/203 G8316B118 5500 49998 SH SOLE 49998 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 5081393 428448 SH SOLE 428448 0 0 SPECTAIRE HLDGS INC *W EXP 10/17/202 84753T117 782 130400 SH SOLE 130400 0 0 SPREE ACQUISITION CORP 1 LTD CL A ORD SHS G83745102 2707500 250000 SH SOLE 250000 0 0 SPREE ACQUISITION CORP 1 LTD *W EXP 12/22/202 G83745128 6750 225000 SH SOLE 225000 0 0 STONEBRIDGE ACQUISITION CORP CLASS A ORD SHS G85094103 1578718 140957 SH SOLE 140957 0 0 SUNCAR TECHNOLOGY GROUP INC *W EXP 05/17/202 G85727116 61642 166600 SH SOLE 166600 0 0 SWIFTMERGE ACQUISITION CORP *W EXP 12/13/202 G63836111 3000 74999 SH SOLE 74999 0 0 SYNTEC OPTICS HLDGS INC *W EXP 11/07/202 87169M113 16073 146114 SH SOLE 146114 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 17242116 4549371 SH SOLE 4549371 0 0 TENX KEANE ACQUISITION ORD SHS G8708L104 3829000 350000 SH SOLE 350000 0 0 TENX KEANE ACQUISITION RIGHT 06/30/2028 G8708L112 49525 350000 SH SOLE 350000 0 0 TG VENTURE ACQUISITION CORP *W EXP 08/15/202 87251T117 1000 99999 SH SOLE 99999 0 0 TLGY ACQUISITION CORPORATION *W EXP 11/09/202 G8656T125 400 19999 SH SOLE 19999 0 0 TMT ACQUISITION CORP SHS G89229119 1569648 148080 SH SOLE 148080 0 0 TMT ACQUISITION CORP RIGHT 03/27/2028 G89229135 32640 150000 SH SOLE 150000 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B200 4760104 136942 SH SOLE 136942 0 0 TRAILBLAZER MERGER CORP I CL A 89278D109 1715670 164022 SH SOLE 164022 0 0 TRAILBLAZER MERGER CORP I RIGHT 04/21/2028 89278D125 16402 164022 SH SOLE 164022 0 0 TRISTAR ACQUISITION I CORP CL A ORD SHS G9074V106 504648 46770 SH SOLE 46770 0 0 TRISTAR ACQUISITION I CORP *W EXP 99/99/999 G9074V114 1500 74999 SH SOLE 74999 0 0 TWELVE SEAS INVESTMENT CO II *W EXP 03/02/202 90118T114 1222 40737 SH SOLE 40737 0 0 VERDE CLEAN FUELS INC CLASS A COM 923372106 177000 75000 SH SOLE 75000 0 0 VERDE CLEAN FUELS INC *W EXP 02/15/202 923372114 14439 142679 SH SOLE 142679 0 0 VIRTUS CONVERTIBLE & INC 202 COM 92838R105 2290988 262728 SH SOLE 262728 0 0 VIRTUS GLOBAL MULTI-SECTOR I COM 92829B101 1142295 145887 SH SOLE 145887 0 0 VIVEON HEALTH ACQUISITION CO *W EXP 99/99/999 92853V114 1716 171595 SH SOLE 171595 0 0 VIVEON HEALTH ACQUISITION CO RIGHT 12/31/2025 92853V122 8580 171595 SH SOLE 171595 0 0 WAG GROUP CO *W EXP 07/30/202 93042P117 86520 600000 SH SOLE 600000 0 0 WELSBACH TECH METALS ACQU CO COM 950415109 2633256 244954 SH SOLE 244954 0 0 WELSBACH TECH METALS ACQU CO RIGHT 12/22/2026 950415117 16107 322133 SH SOLE 322133 0 0 WESTERN ACQSTN VENTURES CORP COM 95758L107 1284434 118272 SH SOLE 118272 0 0 WESTERN ACQSTN VENTURES CORP *W EXP 99/99/999 95758L115 4785 150000 SH SOLE 150000 0 0 WESTERN ASSET EMERGING MKTS COM 95766A101 14839576 1611246 SH SOLE 1611246 0 0 WESTERN ASSET HIGH INCOME OP COM 95766K109 19267985 4991706 SH SOLE 4991706 0 0 WESTERN ASSET INTER MUNI FD COM 958435109 4434338 575888 SH SOLE 575888 0 0 WESTERN ASSET MANAGED MUNS F COM 95766M105 54682880 5376881 SH SOLE 5376881 0 0 WESTERN ASSET MUN HIGH INCOM COM 95766N103 6242384 972334 SH SOLE 972334 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 16434800 1895594 SH SOLE 1895594 0 0 WILLIAMS ROWLAND ACQUISITION COM 96951B102 3112560 297000 SH SOLE 297000 0 0 WINVEST ACQUISITION CORP COMMON STOCK 97655B109 1650000 150000 SH SOLE 150000 0 0 WINVEST ACQUISITION CORP *W EXP 08/09/202 97655B117 1500 150000 SH SOLE 150000 0 0 WINVEST ACQUISITION CORP RIGHT 99/99/9999 97655B125 4500 150000 SH SOLE 150000 0 0 XBP EUROPE HOLDINGS INC *W EXP 11/30/202 98400V119 1250 24999 SH SOLE 24999 0 0 YOTTA ACQUISITION CORPORATIO COMMON STOCK 98741Y103 2573838 248680 SH SOLE 248680 0 0 YOTTA ACQUISITION CORPORATIO *W EXP 03/15/202 98741Y111 4250 425000 SH SOLE 425000 0 0 YOTTA ACQUISITION CORPORATIO RIGHT 03/15/2027 98741Y129 21250 425000 SH SOLE 425000 0 0 ZAPP ELEC VEHS GROUP LTD *W EXP 04/28/202 G9889X115 250 24999 SH SOLE 24999 0 0 ZOOMCAR HLDGS INC *W EXP 05/31/202 45784G119 1680 20997 SH SOLE 20997 0 0